State v. Daugherty

534 N.E.2d 888, 41 Ohio App. 3d 91, 1987 Ohio App. LEXIS 10763
CourtOhio Court of Appeals
DecidedJuly 13, 1987
DocketNos. CA-7076 and CA-7083
StatusPublished
Cited by21 cases

This text of 534 N.E.2d 888 (State v. Daugherty) is published on Counsel Stack Legal Research, covering Ohio Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Daugherty, 534 N.E.2d 888, 41 Ohio App. 3d 91, 1987 Ohio App. LEXIS 10763 (Ohio Ct. App. 1987).

Opinion

Putman, P.J.

This is an appeal from a sentence entered following a conviction of driving under the influence, R.C. 4511.19(A)(1), dealing with adverse effect upon the ability to drive.

The state highway patrolman who arrested the accused, Cora R. Daugherty, testified that he did so at 1:50 a.m. on August 25, 1986.

The accused took the stand and testified, inter alia, that she was working her way through college by holding down two jobs, and, on the evening preceding the early morning in question, she and Sheila Schmucker had worked at Chi-Chi’s Restaurant until 11:15 p.m. and thereafter gone to Sheila’s home until 1:20 a.m., drinking one beer. Upon cross-examination of the accused, the prosecuting attorney, under the pretext of asking a question, stated to the jury, in effect, that one Cindy Smith, a manager at Chi-Chi’s, had records that showed that the ac *92 cused worked the day shift on Sunday, August 24, 1986, and was “gone by 6:30.” The accused responded, “I would say that is absolutely not true.” Substantially, the record shows that the accused was the last witness to testify, whereupon the defense rested, and the state rested offering no rebuttal, having unsuccessfully asked the court in the presence of the jury “for a continuance to get Cindy Smith into the courtroom.”

For the reasons that are set forth hereafter, the accused was entitled to a mistrial at that point and the proceedings were fatally flawed.

But it does not end there. After the guilty verdict was returned, a hearing was held on November 14, 1986, wherein the trial court sua sponte subpoenaed the employment records of the accused at Chi-Chi’s Restaurant, and they showed that the accused did in fact work at Chi-Chi’s Restaurant on August 24, 1986, and that she clocked in at 5:05 p.m. and clocked out at 11:15 p.m. This was exactly as she and Sheila Schmucker had testified at trial and precisely contrary to the untrue testimonial assertions of the prosecuting attorney.

In considering whether or not to vacate the conviction, the trial court heard briefly from the lawyers and then spoke the following:

“BY THE COURT: The Court considered the issue of whether or not the questions asked by the Prosecutor were made in bad faith. I think frankly, first of all, I was sufficiently convinced at the time that he did speak to someone at Chi-Chi’s. The fact that someone there may have made a mistake about Renee is not the prosecutor’s fault, but I think there was sufficient evidence upon which the jury could decide that the Defendant was guilty beyond a reasonable doubt and that the Prosecutor had proved all the issues beyond a reasonable doubt. The Motion will be overruled. We’ll proceed to the sentencing on the matter. Mr. Mackey, did you want to address the Court concerning sentencing.”

In our view, the trial court’s analysis misses the mark. See Chapman v. California (1967), 386 U.S. 18. The trial judge’s declaration that he personally was “sufficiently convinced at the time that he [the prosecutor] did speak to someone at Chi-Chi’s” re-enforces the likelihood that the jury thought the same thing and believed that the employment records of the accused showed that both she and her witness, Sheila Schmucker, had testified falsely. A more damaging scenario is difficult to imagine.

The court’s statement that the evidence was sufficient to prove guilt beyond a reasonable doubt states nothing more than what the state must prove in any case. The suggestion that the prejudice was thereby cured is patently meritless. There is no finding by the trial court that he was convinced beyond a reasonable doubt that the misinformation about the work records could not possibly have contributed to bring about the guilty verdict. See Chapman, supra.

We certify in our opinion, upon the whole record, it is unlikely there could have been a guilty verdict but for the prosecutor’s effective but untrue testimonial assertion that he knew the record showed that the accused left work at 6:30 p.m. We hold it to be self-evident that the prosecutor must have shared this view, otherwise he would not have intentionally placed his credibility upon the scales of justice. How can he now claim he did not need it to win when he was there looking into the faces of the jury, in the best position to judge what was needed for victory at the time he did it? In the first place, it is highly improper for any lawyer in the trial of any jury case, civil or criminal, to make what amounts to testi *93 monial assertions under the pretext that he is merely “asking a question.” Secondly, it is unprofessional to put before a jury, under the pretext of asking questions, information that is not in evidence. See 1 ABA Standards for Criminal Justice (2 Ed. 1980 and 1986 Supp.) 3.91, Standard 3-5.9. Cf. DR 7-106(C)(l) of the Code of Professional Responsibility (a lawyer shall not state any matter not supported by admissible evidence). As the commentary to Standard 3-5.9 admonishes:

“It is indisputable that at the trial level it is highly improper for a lawyer to refer in colloquy, argument, or other context to factual matter beyond the scope of the evidence or the range of judicial notice. This is true whether the case is being tried to a court or a jury * * *. At the appellate level it is also a grave violation of ethical standards to argue factual matters outside the record.” Id. at 3-91 to 3.92.

Forty-four years ago our predecessors in this court of appeals reversed an electric chair verdict in the case of State v. Coceo (1943), 73 Ohio App. 182, 28 O.O. 283, 55 N.E. 2d 430, stating at paragraphs three and four of the syllabus, the following:

“3. It is prejudicially erroneous for the prosecutor in a criminal case to comment upon a notice that evidence would be offered to prove an alibi under Section 13444-20, General Code, when such notice has not been filed with the papers and had not been offered in evidence, and no evidence is proffered of such alibi.
“4. A statement in argument to the jury by the prosecuting attorney that the defendant on trial has used various aliases, where there is no evidence that he had done so, is preju-dicially erroneous.”

The practice has been condemned uniformly for generations. See State v. Liberatore (1982), 69 Ohio St. 2d 583, 23 O.O. 3d 489, 433 N.E. 2d 561; State v. Miner (1968), 14 Ohio St. 2d 232, 43 O.O. 2d 336, 237 N.E. 2d 400; State v. Smith (1984), 14 Ohio St. 3d 13, 14 OBR 317, 470 N.E. 2d 883; People v. Perez (1962), 58 Cal. 2d 229, 23 Cal. Rptr. 569, 373 P. 2d 617, 3 A.L.R. 3d 946; Sanchez v. Stremel (1964), 95 Ariz. 392, 391 P. 2d 557,10 A.L.R. 3d 1324; Annotation (1936), 100 A.L.R. 1067, 1070.

The fact that the trial judge, concerned enough about the issues that he sua sponte

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Cite This Page — Counsel Stack

Bluebook (online)
534 N.E.2d 888, 41 Ohio App. 3d 91, 1987 Ohio App. LEXIS 10763, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-daugherty-ohioctapp-1987.