State v. Daniels

550 A.2d 885, 209 Conn. 225, 1988 Conn. LEXIS 331
Supreme Court of Connecticut·Decided November 22, 1988·No. 12948; 12963·Published·Cited by 42 cases

Opinions

Peters, C. J.

The principal issue in these appeals, after a remand for articulation, is whether the trial court abused its discretion in dismissing the penalty-phase of a death penalty proceeding pursuant to General Statutes (Rev. to 1983) § 53a-46a,1 and in impos[228] ing a life sentence, after the jury was unable to reach a unanimous decision on the existence of a mitigating [229] factor. In State v. Daniels, 207 Conn. 374, 394-96, 542 A.2d 306 (1988) (Daniels I), this court determined that such disagreement authorized the trial court to declare a mistrial. Because we were, however, unclear about the reasoning underlying the trial court’s action, we requested an articulation. We now affirm the trial court’s decision and, after considering one other issue relating to sentencing that remained undecided in Daniels I, find no error.

For the purposes of the present appeals, we need only reiterate the following facts, which are more fully reported in Daniels I, supra, 378-81. After a trial to a three judge court, the defendant, Jerry D. Daniels, was convicted of one count of murder in the death of Christine Whipple pursuant to General Statutes (Rev. to 1983) § 53a-54a,2 one count of capital felony in the [230] deaths of Christine Whipple and her daughter Amy Russell pursuant to General Statutes (Rev. to 1983) § 53a-54b (8),3 and one count of second degree sexual assault concerning Christine Whipple pursuant to General Statutes (Rev. to 1983) § 53a-71.4 The prosecution sought the death penalty for the capital felony conviction and the defendant elected a trial by jury at the penalty stage. The jury found the existence of an aggravating factor, but despite extensive deliberations and receiving a “Chip Smith” charge, could not reach a unanimous decision on the existence of a mitigating factor. The trial court then dismissed the jury and sentenced the defendant to two consecutive terms of life imprisonment, one each for the murder and capital felony convictions, and to a consecutive term of ten years imprisonment for the sexual assault conviction.5

On the prior appeal, in which both the state and the defendant took issue with various trial court rulings, we determined that the trial court had correctly con[231] strued the death penalty statute to impose upon the state the burden of proving one of the statutorily defined aggravating factors beyond a reasonable doubt, and thereafter to impose upon the defendant the burden of proving a statutorily defined mitigating factor by a preponderance of the evidence. Daniels I, supra, 383-86. We concluded, furthermore, that neither of these burdens can be met without a unanimous finding by the trier of fact. Id., 386-94. Finally, we held that, if the jury cannot agree on the existence of a mitigating factor, the trial court has discretion to declare a mistrial. Id., 394-96. In such circumstances, we determined that the trial court may pursue one of three courses of action: it may declare a mistrial; it may make factual findings “acquitting” the defendant of the death penalty; or it may exercise its discretion, pursuant to General Statutes § 54-56,6 to dismiss the death penalty proceeding. Id., 396-97. We were, however, unsure whether the trial court was aware of its authority to declare a mistrial and, if it were aware, what underlay its decision of fact and law leading to its imposition of a life sentence on the defendant for the capital felony conviction.7 Accordingly, we remanded the [232] case to the trial court for a further articulation of its reasons for dismissing the death penalty phase of the proceeding and imposing the life sentence. Id., 400-403.

The trial court responded with an articulation on June 13,1988, which made it clear that the court understood that it had the authority to declare a mistrial, but had elected not to do so. The court then went on to describe why it had decided to dismiss the death penalty proceeding and to impose a life sentence upon the defendant. It stated that it “was determined to resolve the case with finality.”

On this record, there are two issues before us. On the state’s appeal, the question is whether a death penalty proceeding must be reinstated because the trial court either lacked the discretion to impose a life sentence or abused its discretion in its exercise. The defendant maintains, to the contrary, that principles of double jeopardy preclude appellate review of the trial court’s decision. On the defendant’s appeal, the question is one we did not reach in Daniels I: whether the trial court violated the principles of double jeopardy in imposing two life sentences upon the defendant, one for the murder of Christine Whipple and the other for the capital felony of killing Christine Whipple and Amy Russell. We find no error.8

I

Turning to the state’s appeal, we must address two issues in order to ascertain whether the trial court erroneously imposed a life sentence. First, is the court’s decision, as the defendant maintains, barred from [233] appellate review by applicable principles of double jeopardy? Second, did the court, as the state maintains, have authority or justification for its exercise of discretion to impose a life sentence?

The defendant’s double jeopardy argument comes to us in two versions. The defendant maintains that, if the trial court exercised discretion in imposing a life sentence, its action is not further reviewable after the beginning of the execution of his life sentence. He further maintains that, if the trial court’s action amounted to a fact-based ‘ ‘acquittal, ’ ’ then, as we held in Daniels I, supra, 397-99, such an “acquittal” bars a second capital sentencing hearing. We find neither of these arguments persuasive.

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State v. Daniels, 550 A.2d 885, 209 Conn. 225, 1988 Conn. LEXIS 331 (Colo. 1988).

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