State v. Dalton

298 N.W.2d 398, 98 Wis. 2d 725, 16 A.L.R. 4th 654, 1980 Wisc. App. LEXIS 3210
CourtCourt of Appeals of Wisconsin
DecidedSeptember 16, 1980
Docket80-270-CR
StatusPublished
Cited by24 cases

This text of 298 N.W.2d 398 (State v. Dalton) is published on Counsel Stack Legal Research, covering Court of Appeals of Wisconsin primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Dalton, 298 N.W.2d 398, 98 Wis. 2d 725, 16 A.L.R. 4th 654, 1980 Wisc. App. LEXIS 3210 (Wis. Ct. App. 1980).

Opinion

DECKER, C.J.

Lawrence Dalton lured Blanche Penna to Dalton’s residence where he handcuffed and gagged her, had forcible sexual intercourse with her and then killed her. Dalton was convicted of first-degree murder, kidnapping by deceit, and first-degree sexual assault. He appeals. We affirm.

*728 FIRST-DEGREE MURDER

Dalton contends that he was erroneously convicted of first-degree murder because he did not have the intent to kill his victim. Dalton attributes the allegedly erroneous conviction to the trial court’s exclusion of psychiatric testimony that Dalton did not have the specific intent to kill at the time of the homicide. We believe that the exclusion of such evidence in this single-phase trial was validated by our supreme court in Steele v. State, 97 Wis.2d 72, 294 N.W.2d 2 (1980) when it said: “The exclusion [of psychiatric specific intent evidence] is proper in either a single phase trial or the guilt phase of a bifurcated trial.” 97 Wis.2d at 97, 294 N.W.2d at 14.

On oral argument on appeal, Dalton’s counsel conceded the applicability of Steele and urged us to conclude the issue with its application. Nonetheless, we are aware that

(1) there is a motion for reconsideration pending in Steele;
(2) there is the potential for adjudication of the same issue in the federal court system; and
(3) the application of stare decisis is open to question because Steele is a two-phase trial case, and the quoted statement, although an unmistakable direction to Wisconsin courts, is technically dictum in its application to a single-phase trial.

For these reasons, we think it necessary to address the preliminary question of conditional relevance which we believe controls this case irrespective of the application of Steele.

In an offer of proof by question and answer made out of the presence of the jury, a psychiatrist whose qualifications in that respect were not challenged, testified upon behalf of Dalton, that he

*729 (1) was not suffering from a mental disease or defect;
(2) was a sociopathic personality; and
(3) did not intend to kill his victim.

Upon further examination, the witness stated that Dalton had the capacity and mental purpose to engage in “meaningful” actions which would result in taking another’s life.

A different psychiatrist also testified that Dalton was a sociopathic personality and explained the significance of the sociopathic personality diagnosis that was arrived at by both psychiatrists:

It means that a person has a certain kind of behavior through his life which is not a mental illness which does not interfere with his understanding of right or wrong which does not interfere with the capacity to understanding [sic] the wrongfulness or rightfulness of the action.

The second psychiatrist was withdrawn as defense witness when he stated that Dalton did have the capacity to form the specific intent to kill. He also stated that he was not aware of anything in the field of psychiatry which substantiated the theory that a psychiatrist could express an opinion on whether or not a person had the intent to kill at the time he committed the homicide.

The first psychiatrist, after expressing the opinion that Dalton did not have the intent to kill his victim, also said “I don’t know if he made [sic] that intent or not.” The psychiatrist also said:

I don’t think his personality, per se, would negate his having an intent. I feel that his behavior up until that point was not one where he would get some kind of sexual thrill or sexual excitement out of killing the person that he was being sexually involved with. There was some sexual excitement or thrill or some satisfaction if the person was bound up or handcuffed or in some way *730 was resisting him. But the history I had that there was no incident where he told me of having gone beyond some kind of minor physical violence with the woman that would result in her death. So his personality, itself, I don’t think was against that. It’s just that his behavior was not consistent with his going on with a violent type of action.

Then he justified his ability to render an opinion as to Dalton’s intent in this fashion:

Based upon the fact that I have been a psychiatrist since 1962. I have dealt with people with all different kinds of psychological problems from all different types of social and economic environmental backgrounds. I have examined probably in excess of fifty people who have committed murder and talked to them extensively about the crime and about their intentions with the crime. And I feel that I have had more experience in the psychology, the understanding of what makes people do things, their motivations and what is going on in their behavior than the average lay person would have.

The context of the statement and its contend leads us to view it as self-qualification of the psychiatrist as a “super juror.”

The trial court concluded that the first psychiatrist’s testimony was inadmissible because it was “not competent;” that is, not evident that he was applying his psychiatric expertise in arriving at the opinion that Dalton did not have the specific intent to kill.

A preliminary question concerning the qualification of a person to be a witness and the admissibility of the proposed evidence from the witness is determined by the trial judge pursuant to secs. 901.04(1), (2) and (3), Stats., and that was done in this case.

We agree with the trial court’s determination that the offered testimony from the psychiatric witness was not “scientific technical or other specialized knowledge” *731 which would “assist the trier of fact to understand the evidence or to determine a fact in issue” and thus was properly excludable pursuant to sec 907.02, Stats. The psychiatrist’s qualifications as an expert were conceded; however, that does not end the inquiry with respect to whether an expert should be permitted to give evidence to the fact trier, sec. 907.02, and whether to permit the exercise of an expert’s prerogative to address the fact trier in the form of opinion or inference. Sec. 907.04.

The record in this case establishes that the psychiatric witness had no scientific knowledge which formed the basis for his opinion as to Dalton’s lack of specific intent to kill, but rather arrogated to himself an ability superior to that of the jury to evaluate evidence and arrive at a determination of whether Dalton had the intent to kill his victim. That kind of evidence is without the redeeming qualities of scientific knowledge or assistance to the jury required by sec. 907.02, Stats. It constitutes no more than lay opinion of an ultimate fact to be determined by the jury.

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Bluebook (online)
298 N.W.2d 398, 98 Wis. 2d 725, 16 A.L.R. 4th 654, 1980 Wisc. App. LEXIS 3210, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-dalton-wisctapp-1980.