State v. D'ALO

477 A.2d 89, 1984 R.I. LEXIS 537
CourtSupreme Court of Rhode Island
DecidedJune 19, 1984
Docket83-243-C.A.
StatusPublished
Cited by39 cases

This text of 477 A.2d 89 (State v. D'ALO) is published on Counsel Stack Legal Research, covering Supreme Court of Rhode Island primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. D'ALO, 477 A.2d 89, 1984 R.I. LEXIS 537 (R.I. 1984).

Opinion

OPINION

MURRAY, Justice.

This is an appeal from a denial by the Superior Court of the defendant’s petition for postconviction relief. The defendant was convicted in 1980 by a Superior Court jury of conspiracy to commit robbery and kidnapping. His conviction was subsequently affirmed by this court in State v. D’Alo, 435 A.2d 317 (R.I.1981). Thereafter, the defendant petitioned the Superior Court for postconviction relief pursuant to G.L. 1956 (1969 Reenactment) § 10-9.1-1, as enacted by P.L. 1974, ch. 220, § 3, on the ground that he was deprived of his state and federal constitutional right to the effective assistance of an attorney. 1 Both the defendant and the state filed memoran-da, and no evidentiary hearing was held. The defendant’s petition was denied in a written decision by the same trial justice who had presided over the defendant’s original trial. We affirm the denial of the defendant’s petition for postconviction relief.

Initially, the state claims that defendant has waived appellate review by his “failure to, submit evidence” of the alleged ineffective assistance of his trial counsel. Specifically, the state suggests that defendant’s claim cannot be properly reviewed on appeal because no evidentiary hearing was held in the Superior Court.

The cases cited by the state, however, do not stand for the proposition that an evi-dentiary hearing is a prerequisite to appellate review of a trial justice’s denial of postconviction relief. Rather, they represent instances in which we refused to consider alleged ineffectiveness of counsel on direct appeal following conviction on the ground that the proper avenue for such a claim is a petition for postconviction relief. See State v. Freitas, 121 R.I. 412, 399 A.2d 1217 (1979); State v. Levitt, 118 R.I. 32, 371 A.2d 596 (1977); State v. Turley, 113 R.I. 104, 318 A.2d 455 (1974).

Our refusal to consider claims of ineffective counsel on direct appeal is nothing more than an application of the long-recognized and fundamental principle that only specific rulings of a trial justice are reviewable on direct appeal. State v. Gonsalves, 476 A.2d 108, 111-112 (R.I.1984); State v. Freitas, 121 R.I. at 416-17, 399 A.2d at 1219; State v. Levitt, 118 R.I. at 40, 371 A.2d at 600; State v. Wright, 105 R.I. 556, 564-65, 253 A.2d 593, 597-98 (1969); State v. Franklin, 103 R.I. 715, 728, 241 A.2d 219, 227 (1968); State v. Quattrocchi, 103 R.I. 115, 117-18, 235 A.2d 99, 101 (1967). Claims of ineffective counsel generally center on independent acts or behavior of counsel and rarely involve rulings by a trial justice. Thus, such claims should be considered in distinct postconviction proceedings before direct appeal. Cf. State v. Gonsalves, 476 A.2d at 111 (claim of ineffective counsel was considered on direct appeal where original denial of claim was included in pretrial order).

In the present case, defendant properly filed a petition for postconviction relief. It is true that no evidentiary hearing was held in the Superior Court, and in this regard no formal presentation of evidence by way of witness testimony and proffered exhibits took place. However, defendant submitted a detailed memorandum in support of his *91 petition, and attached to that memorandum several exhibits consisting of excerpts from the trial transcript. These exhibits contained portions of trial testimony accompanied by the relevant questions of defense counsel on both direct and cross-examination, some of defense counsel’s objections, and certain discussions between defense counsel and the trial justice. The text of the memorandum sets forth arguments referring to each exhibit.

In determining whether a trial counsel’s performance was effective, no evidence is more probative than the trial transcript, for through the transcript a trial justice hearing a petition for postconviction relief can observe, albeit second-hand, what actually happened as far as the trial counsel’s actions are concerned. Accordingly, the trial justice hearing the petition in the present case had sufficient evidence before him to assess the performance of defendant’s trial counsel. The trial justice issued a written decision reviewing portions of the trial transcript and addressing defendant’s arguments, and concluded that the evidence did not warrant a finding that counsel was ineffective. This decision therefore provides us with a reviewable record to which we now turn to adjudge the merits of defendant’s claims.

The Rhode Island and Federal Constitutions entitle a criminal defendant to effective assistance of counsel. See McMann v. Richardson, 397 U.S. 759, 771, 90 S.Ct. 1441, 1449, 25 L.Ed.2d 763, 773 (1970); State v. Cochrane, 443 A.2d 1249, 1251-52 (R.I.1982); Delahunt v. State, 440 A.2d 133, 135 (R.I.1982); State v. Desroches, 110 R.I. 497, 293 A.2d 913 (1972). As we indicated in Desroches, “ ‘Effective’ does not mean successful. It means conscientious, meaningful representation wherein the accused is advised of his rights and honest, learned and able counsel is given a reasonable opportunity to perform the task assigned to him.” State v. Desroches, 110 R.I. at 501, 293 A.2d at 916 (quoting State v. Kendall, 167 N.W.2d 909, 910 (Iowa 1969)).

Our analysis focuses on the record to determine whether defense counsel failed to render “reasonably effective assistance.” Delahunt v. State, 440 A.2d at 135; State v. Turley, 113 R.I. at 109, 318 A.2d at 458. The burden of proving that counsel rendered ineffective assistance rests on defendant. Delahunt v. State, 440 A.2d at 135; State v. Turley, 113 R.I. at 109, 318 A.2d at 458; State v. Desroches, 110 R.I. at 501, 293 A.2d at 916. Furthermore, the findings of the trial justice hearing the petition for postconviction relief are entitled to stand undisturbed on appeal in the absence of clear error or a showing that material evidence was overlooked or misconceived. State v. Dufresne, 436 A.2d 720, 722 (R.I.1981); State v. Duggan, 414 A.2d 788, 792 (R.I.1980).

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Bluebook (online)
477 A.2d 89, 1984 R.I. LEXIS 537, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-dalo-ri-1984.