State v. Cuzick

524 P.2d 457, 11 Wash. App. 539, 1974 Wash. App. LEXIS 1268
CourtCourt of Appeals of Washington
DecidedJuly 2, 1974
DocketNo. 1094-2
StatusPublished
Cited by5 cases

This text of 524 P.2d 457 (State v. Cuzick) is published on Counsel Stack Legal Research, covering Court of Appeals of Washington primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Cuzick, 524 P.2d 457, 11 Wash. App. 539, 1974 Wash. App. LEXIS 1268 (Wash. Ct. App. 1974).

Opinion

Armstrong, J.

— The first impression issue presented by this appeal is whether a criminal defendant’s right to trial by jury was violated when the trial court permitted an alternate or thirteenth juror to be in attendance during the deliberations of the jury. We hold that reversible error was committed.

There was substantial evidence to support the convictions of two counts of sodomy, from which the defendant appeals. The event giving rise to this appeal occurred immediately prior to final submission of the case to the jury, when the following colloquy took place between the court and counsel:

The Court: Mr. Taylor [Prosecuting Attorney] and Mr. Jones [Defense Counsel], do you agree that the procedure now for the alternate juror is that he is no longer needed now, because of the contingency and he should be dismissed? He can’t go into the deliberations.
Mr. Taylor: My feeling is that he should be present during the deliberations or in the room, but not to vote except in the event that during the deliberations one of .the jurors becomes disabled, which is always a possibility. For instance, if someone were to get ill while locked up deliberating a verdict, we’d have a mistrial without an alternate. So I think he should continue to serve in that capacity.
The Court: Mr. Bates, at the outset of the case you were selected as the 13th juror to serve in the event of any misfortune to .another member of the panel. That contingency has not arisen, so you are not going to be expected to participate, but you go with the jury and stay in attendance at all times, but you are not to say anything [541]*541or take any part in the discussions, or vote in any way. You are merely there to substitute in the event some mishap should happen to one of the other jurors. Is this understood, Mr. Bates? Mr. Bates, do you understand this?
Mr. Bates: Yes, sir.
The Court: Fine. Well, I think then with that, the jury may retire to the jury room and we’ll bring you the instructions and the exhibits shortly.

It might be observed, first of all, that defense counsel did not object to the procedure, nor did counsel or the defendant expressly consent or agree to the attendance of the alternate juror during the jury’s deliberations. Secondly, the alternate juror was instructed by the court not to participate in the deliberations or vote of the jury. Defense counsel on appeal has attempted to show that the alternate juror, in fact, did participate in the deliberations. However, for reasons to be discussed below, we do not believe that either the failure to object to the procedure or the question of whether the alternate juror did or did not participate in the deliberations is determinative in this case.

We may begin our analysis by noting it is quite clear that permitting the alternate juror to attend deliberations was error. RCW 10.49.070, which was in effect at the time of the trial in this case, specifically provided that an alternate juror was to be discharged upon the final submission of the case to the jury.1 Superior Court Criminal Rule [542]*5426.5, which superseded RCW 10.49.070 as of July 1, 1973, also provides for substitution of alternate jurors only before submission of the case to the jury.2

Given that failure to discharge the alternate juror upon submission of the case to the jury was error, it must then be determined what showing of prejudice to the defendant must be made for the error to compel reversal of the conviction.

The right to trial by jury in criminal cases has long been an essential ingredient of the common law, and is preserved by both our state and federal constitutions. The sixth amendment to the United States Constitution provides in part: “In all criminal prosecutions, the accused shall enjoy the right to a speedy and public trial, by an impartial jury -. . .” (Italics ours.)

[543]*543Article 1, section 21, of the Constitution of the State of Washington similarly provides:

The right of trial by jury shall remain inviolate, but the legislature may provide for a jury of any number less than twelve in courts not of record, and for a verdict by nine or more jurors in civil cases in any court of record, and for waiving of the jury in civil cases where the consent of the parties interested is given thereto.

It has been held that this valuable right of trial by jury which is carefully protected by our constitution must also be carefully guarded by the courts. Gatudy v. Acme Constr. Co., 196 Wash. 562, 83 P. 2d 889 (1938).

The State’s contention is that the error in this case did not infringe upon the defendant’s right to trial by jury and does not warrant reversal of the conviction because the defendant has not shown any specific injury or prejudice caused by the presence of the alternate juror during the jury’s deliberations. The State argues that an alternate juror must have the same qualifications, is subject to the same challenges, and takes the same oath as regular jurors. However, the State fails to mention the more significant factor that upon submission of the case to the jury, if the alternate juror is not needed, he should be discharged because he does not thereafter lawfully function as a juror in the case. He does not bear the responsibility of having to cast a vote to determine guilt or innocence. He is not charged with the duty of rendering a unanimous verdict, and participating in the deliberation, discussion and argument that responsibility necessarily entails. Once the case was submitted to the jury the alternate juror was really a stranger, an outsider, an observor.

It has long been established that a jury is entitled and required to deliberate in private. If a stranger, such as an officer of the court, is present for a substantial period of time during the deliberation of the jury, prejudice is presumed and the verdict cannot stand. The reason his presence is presumed to be prejudicial is that to some extent it must operate as a restraint upon the proper freedom of [544]*544action and expression of the 12 jurors who decide the case. When the jury retires to deliberate upon their verdict, it becomes necessary that they must have the opportunity for private and confidential discussion. The presence of a person in the room who may not take part in their deliberations is an intrusion upon this privacy and confidentiality and tends to defeat the very purposes of our jury system. People v. Knapp, 42 Mich. 267, 3 N.W. 927 (1879); People v. Adame, 36 Cal. App. 3d 402, 111 Cal. Rptr. 462 (1973); United States v. Beasley, 464 F.2d 468 (10th Cir. 1972); Alternate or Additional Jurors, Annot., 84 A.L.R.2d 1288, 1312 (1962).

Additionally, we note that there is no way of measuring the impact that an outsider might have upon the jury by influencing them' with a casual word, gesture or expression.

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Related

State v. Vega
144 Wash. App. 914 (Court of Appeals of Washington, 2008)
People v. Roberts
824 N.E.2d 250 (Illinois Supreme Court, 2005)
State v. Cuzick
530 P.2d 288 (Washington Supreme Court, 1975)

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Bluebook (online)
524 P.2d 457, 11 Wash. App. 539, 1974 Wash. App. LEXIS 1268, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-cuzick-washctapp-1974.