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1 IN THE COURT OF APPEALS OF THE STATE OF NEW MEXICO 2 STATE OF NEW MEXICO, 3 Plaintiff-Appellee, 4 v. NO. A-1-CA-35579 5 SALVADOR CURIEL, 6 Defendant-Appellant.
7 APPEAL FROM THE DISTRICT COURT OF LUNA COUNTY 8 Daniel Viramontes, District Judge
9 Hector H. Balderas, Attorney General 10 Emily Tyson-Jorgenson, Assistant Attorney General 11 Santa Fe, NM
12 for Appellee
13 Bennett J. Baur, Chief Public Defender 14 C. David Henderson, Appellate Defender 15 MJ Edge, Assistant Appellate Defender 16 Santa Fe, NM
17 for Appellant 18 MEMORANDUM OPINION 19 VANZI, Chief Judge.
1 {1} Defendant Salvador Curiel appeals his convictions after a jury found him guilty 2 of aggravated burglary, aggravated battery against a household member with great 3 bodily harm, and criminal trespass. We affirm in part, reverse in part, and remand the 4 case to the district court for further proceedings consistent with this opinion. 5 BACKGROUND 6 {2} Defendant and Lynne Hafer (Victim) had dated for five years and lived together 7 at Victim’s home for three of those years. They broke up, and Defendant moved out, 8 but the two started seeing each other again. One evening while Defendant and his dogs 9 were at Victim’s residence, he and Victim got into an argument, and police were 10 called to the home. Victim told the officer that she wanted Defendant “gone for the 11 night.” The officer gave Defendant a verbal trespass warning, telling him that he was 12 “not allowed there” and if he came back he would be arrested for trespassing. Before 13 Defendant left, he told the officer that he wanted to get his dogs from Victim’s back 14 yard. The officer told Defendant that he could come back the next morning with an 15 officer to get his dogs and any other property he needed. After Defendant left, Victim 16 heard the dogs barking outside and let them into her house because she did not want 17 them to disturb the neighbors. She locked the doors to her home and went back to bed. 18 {3} About two hours later, Defendant returned to Victim’s home. He broke through 19 the back door, entered the home, and kicked in Victim’s bedroom door. Defendant
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1 entered the bedroom, pulled Victim out of her bed and dragged her through the house 2 to the back door, while beating her in the face and head. The injuries that Victim 3 suffered from this beating included a knocked-out tooth; numerous lumps and bruises 4 on her face, head, shoulders, arms, back, torso, and foot; and a sprained ankle. 5 Defendant told Victim during the attack that she was “holding his dogs . . . hostage 6 and that he was going to kill [her].” Defendant left the home before police arrived, and 7 police were not able to locate him that night. 8 {4} The reporting officer filed a criminal complaint against Defendant in the 9 magistrate court, and the magistrate court issued a warrant for Defendant’s arrest. 10 Both the criminal complaint and the warrant charged Defendant with breaking and 11 entering, aggravated battery against a household member, and criminal trespass. 12 However, the criminal information later filed in the district court charged Defendant 13 with aggravated burglary, aggravated battery against a household member, and 14 criminal trespass, but not with breaking and entering. The aggravated burglary count 15 in the criminal information contained the following allegations that are relevant to this 16 appeal:
17 COUNT 1: Aggravated Burglary (Commits Battery), . . . [D]efendant 18 did enter the dwelling house of [Victim] . . . without authorization or 19 permission, with intent to commit Aggravated Burglary or theft when he 20 got inside[.]
21 Also relevant are the following allegations contained in the criminal trespass count:
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1 COUNT 3: Criminal Trespass (Damage), . . . [D]efendant did 2 knowingly enter [Victim’s premises], without permission, and damaged 3 or destroyed a bedroom door and back door[.]
4 A jury found Defendant guilty of all three charges. Defendant appeals each 5 conviction. He asserts that there was insufficient evidence to convict him of 6 aggravated burglary, the district court committed fundamental error because it gave 7 the jury confusing instructions on crimes against household members, and his 8 convictions for both aggravated burglary and criminal trespass violate his 9 constitutional right to be free from double jeopardy. 10 DISCUSSION 11 Insufficient Evidence 12 {5} Defendant asserts that there was insufficient evidence to convict him of 13 aggravated burglary because the State did not prove that he entered Victim’s home 14 with the specific intent to “commit any felony or theft therein[.]” NMSA 1978, 15 Section 30-16-4 (1963) (setting forth the elements of aggravated burglary). At trial, 16 the prosecutor tendered the following instructions for aggravated burglary: 17 INSTRUCTION NO. 3
18 For you to find [D]efendant guilty of aggravated burglary as 19 charged in Count 1, the [S]tate must prove to your satisfaction beyond 20 a reasonable doubt each of the following elements of the crime:
21 1. [D]efendant entered a dwelling without authorization;
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1 2. [D]efendant entered the dwelling with the intent to commit 2 breaking and entering once inside;
3 3. [D]efendant touched or applied force to [Victim] in a rude 4 or angry manner while entering or leaving, or while inside;
5 4. This happened in New Mexico on or about the 24[th] day 6 of November, 2014.
7 INSTRUCTION NO. 4 8 The elements of breaking and entering are as follows:
9 1. [D]efendant entered the dwelling of [Victim] without 10 permission; the least intrusion constitutes an entry;
11 2. The entry was obtained by the breaking of a door;
12 3. This happened in New Mexico on or about the 24[th] day 13 of November, 2014.
14 Defendant contends that the State’s theory underlying his aggravated burglary 15 conviction was illogical and factually impossible: one cannot enter a home with the 16 intent to break into that home once he was already inside. And, because the theory 17 presented to the jury was factually impossible, he asserts that there is no set of facts 18 sufficient to prove that he committed aggravated burglary. 19 {6} The State concedes, and we agree, that the evidence presented at trial was not 20 sufficient to convict Defendant of aggravated burglary under the theory presented to 21 the jury. The State requests that we reverse the aggravated burglary conviction and 22 remand the case to the district court for entry of judgment for breaking and entering
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1 “as a lesser included offense” under the direct-remand rule sanctioned by our Supreme 2 Court in State v. Haynie, 1994-NMSC-001, ¶ 4, 116 N.M. 746, 867 P.2d 416. 3 {7} In Haynie, the Court reversed the defendant’s conviction for first degree murder 4 and remanded the case to the district court for entry of judgment and resentencing for 5 the lesser included charge of second degree murder. Id. ¶ 5. It held that, where “the 6 evidence does not support the offense for which the defendant was convicted but does 7 support a lesser included offense[,]” appellate courts “have the authority to remand 8 a case for entry of judgment on the lesser included offense and resentencing rather 9 than retrial[.]” Id. ¶ 4. “The rationale . . . is that there is no need to retry a defendant 10 for a lesser included offense when the elements of the lesser offense necessarily were 11 proven to a jury beyond a reasonable doubt in the course of convicting the defendant 12 of the greater offense.” Id. The Court considered the fact that “substantial evidence 13 support[ed] the verdict” in determining that the defendant’s conduct met the elements 14 of the lesser included offense. Id. 15 {8} A decade later, our Supreme Court revisited Haynie’s direct-remand rule and 16 emphasized that, “[i]n deciding whether direct remand is appropriate in these 17 circumstances, . . . the inquiry is whether the interests of justice would be served by 18 ordering a new trial.” State v. Villa, 2004-NMSC-031, ¶ 9, 136 N.M. 367, 98 P.3d 19 1017. The Villa Court reversed this Court’s remand to the district court because the
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1 jury was not instructed on the elements of the lesser included offense, and therefore, 2 the defendant did not have an opportunity to defend against that charge at trial. Id. 3 ¶¶ 8 n.3, 9, 12. The Court acknowledged that, “[h]ad the State at trial requested 4 instructions on the lesser[]included offenses and the trial court properly granted that 5 request, the parties would have had a full and fair opportunity to marshal evidence and 6 craft their argument to persuade the jury for or against the elements of those offenses.” 7 Id. ¶ 13. 8 {9} Peculiarly, in this case, all of the elements of breaking and entering were 9 contained within the jury instructions for aggravated burglary. “Breaking and entering, 10 however, is not a lesser[]included offense of aggravated burglary under our former, 11 strict elements test because each offense requires an element not included in the 12 other.” State v. Hernandez, 1999-NMCA-105, ¶ 25, 127 N.M. 769, 987 P.2d 1156. 13 “Contrary to the common-law definition of burglary, New Mexico does not consider 14 ‘breaking’ to be an element of burglary.” Id. 15 {10} Nevertheless, our review of the record in this case leads us to conclude that the 16 proper disposition is direct remand for entry of judgment for breaking and entering, 17 as the State has suggested. We reach this conclusion for several reasons. 18 {11} First, we note that after the State presented its case-in-chief, defense counsel 19 moved for directed verdict on the aggravated burglary charge, arguing that the State
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1 presented no evidence that Defendant intended to commit a theft or a felony inside of 2 Victim’s home. A lengthy discussion ensued between the district court, the prosecutor, 3 and defense counsel about whether the evidence showed that Defendant committed 4 aggravated burglary or whether breaking and entering was the appropriate offense. 5 The judge stated, “I tend to agree that this looks more like a breaking and entering. . 6 . . Clearly the evidence points to that at this time, so I would go along with . . . a 7 breaking and entering.” Defense counsel also asserted that “breaking and entering . 8 . . is a lesser included [offense]” to aggravated burglary, and argued that instead of 9 aggravated burglary, the State could “proceed on a breaking and entering, perhaps.” 10 The prosecutor then pointed to Hernandez and stated her concern that breaking and 11 entering was not a lesser included offense of aggravated burglary. See 1999-NMCA- 12 105, ¶ 29. The court adjourned for lunch to allow it and defense counsel to review 13 Hernandez. When the court reconvened, defense counsel stated that after reviewing 14 Hernandez, he wanted to modify his argument to assert that the State could not go 15 forward with breaking and entering because it is not a lesser included offense and 16 Defendant did not have any notice of that charge. The district court denied 17 Defendant’s directed verdict motion and allowed the State to proceed with its 18 aggravated burglary prosecution, using breaking and entering as the predicate felony 19 for that crime in the jury instructions.
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1 {12} Despite Defendant’s eventual assertion that he did not have notice of the 2 breaking and entering allegations, we conclude that Defendant had notice of these 3 allegations when he was served with a copy of the criminal information. Count 1 of 4 the information alleged, in part, that Defendant “did enter the dwelling house of 5 [Victim] . . . without authorization or permission[.]” Count 3 of the information 6 alleged, in part, that Defendant “did knowingly enter” Victim’s premises “and 7 damaged or destroyed a . . . back door[.]” Taken together, these allegations contain the 8 essential elements of breaking and entering. See NMSA 1978, § 30-14-8(A) (1981) 9 (“Breaking and entering consists of the unauthorized entry of any . . . dwelling . . . 10 where entry is obtained . . . by the breaking or dismantling of any part of the . . . 11 dwelling[.]”). Therefore, the “sum of the charges” contained in the criminal 12 information gave Defendant “notice of the elements he needed to defend against[.]” 13 Hernandez, 1999-NMCA-105, ¶ 28; see also Villa, 2004-NMSC-031, ¶ 12 (stating 14 that the defendant must have adequate notice of the lesser included offense that the 15 appellate court orders for entry on remand); State v. Meadors, 1995-NMSC-073, ¶ 19, 16 121 N.M. 38, 908 P.2d 731 (holding that the sum of the charges in the indictment gave 17 the defendant “meaningful notice” that he needed to defend against the elements of 18 a crime that was not explicitly charged in the indictment). 19 {13} Second, after the district court denied Defendant’s directed verdict motion and
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1 allowed the State to proceed with the theory that breaking and entering was the 2 predicate felony under the aggravated burglary count, Defendant had an opportunity 3 to defend against the breaking element when he put on his evidence, unlike the 4 defendants in Villa and Hernandez. See Villa, 2004-NMSC-031, ¶ 13 (stating that 5 direct remand was improper where that the defendant in that case did not have “a full 6 and fair opportunity to marshal evidence and craft [his] argument to persuade the jury 7 . . . against the elements of [the lesser included] offenses”); Hernandez, 1999-NMCA- 8 105, ¶ 30 (suggesting that, if the defendant had known that he was in jeopardy for 9 breaking and entering, he “would have put on specific evidence regarding, for 10 example, preexisting damage to [the victim]’s door which would have contradicted 11 the [s]tate’s position that he broke or dismantled the door or lock . . . [or testimony 12 about] whether [the d]efendant still had a key”). When defense counsel called 13 Defendant to testify, he asked Defendant whether he was “able to use a key or 14 anything to get in” to Victim’s home. Defendant replied, “No.” And although he 15 denied kicking in the door, Defendant admitted that he “pushed” the door to enter the 16 home. Defense counsel did not elicit further testimony from Defendant about the 17 nature of his entry, nor did he attempt to rebut the State’s substantial evidence that 18 Defendant broke the door to enter the home. Defendant’s theory of the case 19 throughout the trial was that Defendant was justified in entering Victim’s home by
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1 whatever means necessary because he was concerned for the welfare of his dogs; the 2 fact that he broke the door to enter the home was never in dispute. See Meadors, 1995- 3 NMSC-073, ¶ 20 (stating that the defendant was not “taken by surprise” or his 4 “defense . . . in any way impaired” because his “theory of the case differed from the 5 [s]tate’s theory only on the issue of his mental state at the time of the act” and not on 6 the issue whether he did the act itself). 7 {14} Third, unlike the sparse evidence of the breaking element in Hernandez, there 8 was substantial evidence in this case that Defendant broke the back door to enter 9 Victim’s home. See 1999-NMCA-105, ¶ 30 (noting that the state presented “some” 10 evidence about damage to the door, but did not adequately establish the fact that the 11 defendant broke the door); see also Haynie, 1994-NMSC-001, ¶ 4 (justifying direct 12 remand because, among other things, substantial evidence supported a conviction on 13 the lesser included offense). Victim testified that she heard “crashing” just before 14 Defendant came into her bedroom. She testified that “the whole [door] frame was 15 broke” and that the door frame was not broken before this incident. Photographs of 16 the broken door frame were admitted as exhibits and published to the jury. Both 17 officers who responded to Victim’s home right after the incident testified that one of 18 the first things they noticed was that the frame of the back door was broken. 19 {15} Fourth, unlike the jury in Villa, the jury in this case was instructed on the
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1 elements of breaking and entering. See 2004-NMSC-031, ¶ 9 (distinguishing the case 2 before them from Haynie because “the jury was not tendered an instruction on any 3 lesser[]included offenses”). The breaking and entering elements were included 4 alongside the instruction for aggravated burglary as a prerequisite for finding 5 Defendant guilty of aggravated burglary. 6 {16} Fifth, because the jury found Defendant guilty of aggravated burglary using 7 instructions that contained the elements of breaking and entering as the predicate 8 felony, the jury necessarily found that Defendant’s conduct met the elements of 9 breaking and entering; thus, there is no need to retry Defendant. See Haynie, 1994- 10 NMSC-001, ¶ 4 (“[T]here is no need to retry a defendant for a lesser included offense 11 when the elements of the lesser included offense necessarily were proven to a jury 12 beyond a reasonable doubt in the course of convicting the defendant of the greater 13 offense.”). 14 {17} All of these reasons lead us to conclude that “the interests of justice would not 15 be served by remanding this case for a new trial[,]” id. ¶ 3; see Villa, 2004-NMSC- 16 031, ¶ 9, and that direct remand for entry of judgment for breaking and entering and 17 resentencing on that count is appropriate in this case. 18 Confusing Jury Instructions 19 {18} Defendant asserts that the district court committed fundamental error because
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1 it gave the jury confusing instructions concerning the lesser included offense of simple 2 battery against a household member. We disagree. 3 {19} We review unpreserved claims of erroneous jury instructions for fundamental 4 error. See Rule 12-321(B)(2)(c) NMRA; State v. Benally, 2001-NMSC-033, ¶ 12, 131 5 N.M. 258, 34 P.3d 1134. “The doctrine of fundamental error applies only under 6 exceptional circumstances and only to prevent a miscarriage of justice.” State v. 7 Barber, 2004-NMSC-019, ¶ 8, 135 N.M. 621, 92 P.3d 633 (“Error that is fundamental 8 . . . must go to the foundation of the case or take from the defendant a right which was 9 essential to his defense and which no court could or ought to permit him to waive.” 10 (internal quotation marks and citation omitted)). We reverse for fundamental error 11 “only for the protection of those whose innocence appears indisputably, or open to 12 such question that it would shock the conscience to permit the conviction to stand.” 13 State v. Cunningham, 2000-NMSC-009, ¶ 13, 128 N.M. 711, 998 P.2d 176 (internal 14 quotation marks and citation omitted). In determining whether fundamental error 15 exists, we evaluate the jury instructions as a whole. Id. ¶ 21. 16 {20} The district court instructed the jury on three crimes against household 17 members, starting with the most severe crime and ending with the least severe crime. 18 It first instructed the jury on the crime of aggravated battery against a household 19 member with great bodily harm, a third degree felony. See NMSA 1978, § 30-3-16(C)
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1 (2008, amended 2018). This instruction required, among other things, proof beyond 2 a reasonable doubt that the injury to Victim resulted in one or more of the following: 3 a high probability of death, serious disfigurement, loss of any member or organ of the 4 body, or permanent or prolonged impairment of the use of any member or organ of the 5 body. See UJI 14-131 NMRA (defining “[g]reat bodily harm”). Defendant does not 6 contend that there are any errors in the district court’s instructions for this crime, and 7 we find no errors in these instructions. This was the crime for which the jury found 8 Defendant guilty. We note that it did not find Defendant guilty of the next, lesser 9 included offense of aggravated battery against a household member without great 10 bodily harm, a misdemeanor. See § 30-3-16(B). 11 {21} The next two instructions are those that Defendant contends were confusing. 12 These instructions were intended to direct the jury to consider the even lesser included 13 offense of simple battery against a household member. Simple battery against a 14 household member does not require proof that Victim sustained any injuries from the 15 battery. See NMSA 1978, § 30-3-15 (2008). We agree that these instructions contain 16 errors that could have caused the jury some confusion. For example, they erroneously 17 instructed the jury to consider, once again, the offense of “aggravated battery against 18 a household member without great bodily harm,” instead of the offense of simple 19 battery against a household member. (Emphasis added.) And, although the next
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1 instruction contained the elements of simple battery against a household member, it 2 erroneously named the offense “battery against a household member with great bodily 3 harm[.]” 4 {22} However, the jury was instructed to consider these instructions only if it did not 5 find that Defendant committed aggravated battery of a household member without 6 great bodily harm. As we have noted, the jury found Defendant guilty of aggravated 7 battery of a household member with great bodily harm, and it therefore had no need 8 to consider the simple battery against a household member instructions. Furthermore, 9 instructions on simple battery against a household member were not essential to 10 Defendant’s defense,” see Barber, 2004-NMSC-019, ¶ 8; the instructions “as a whole” 11 were not confusing as to the crime for which the jury ultimately found Defendant 12 guilty, see Cunningham, 2000-NMSC-009, ¶ 21; and giving the jury these erroneous 13 instructions did not create “a miscarriage of justice” in this case, see Barber, 2004- 14 NMSC-019, ¶ 8. It does not appear that Defendant is “indisputably” innocent of 15 aggravated battery against a household member with great bodily harm or that his 16 guilt for that offense is “open to such question that it would shock the conscience to 17 permit the conviction to stand.” Cunningham, 2000-NMSC-009, ¶ 13 (internal 18 quotation marks and citation omitted). Defendant dragged Victim through her home 19 while severely beating her. He knocked out her tooth; bruised her head, face,
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1 shoulders, arms, back, and torso; and sprained her ankle. Therefore, the errors in the 2 jury instructions in this case are not fundamental and do not require reversal of 3 Defendant’s conviction. See Barber, 2004-NMSC-019, ¶ 8; Cunningham, 2000- 4 NMSC-009, ¶ 13. 5 Double Jeopardy 6 {23} Defendant asserts that his right to be free from double jeopardy under the 7 federal and state constitutions was violated when he was convicted of both aggravated 8 burglary and criminal trespass, because both offenses constitute the same conduct. We 9 disagree. 10 {24} As we have concluded above, there was insufficient evidence to sustain 11 Defendant’s conviction for aggravated burglary, and we have instructed the district 12 court to enter judgment for breaking and entering. Because Defendant argues that it 13 is the “breaking” aspect of the aggravated burglary offense, along with the criminal 14 trespass offense, that constitutes the same conduct, we proceed to determine whether 15 conviction for both breaking and entering and criminal trespass violates Defendant’s 16 double jeopardy rights. 17 {25} “We generally review double jeopardy claims de novo.” State v. Rodriguez, 18 2006-NMSC-018, ¶ 3, 139 N.M. 450, 134 P.3d 737. But “where factual issues are 19 intertwined with the double jeopardy analysis, we review the [district] court’s fact
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1 determinations under a deferential substantial evidence standard of review.” Id. 2 Double jeopardy claims may be raised for the first time on appeal. See NMSA 1978, 3 § 30-1-10 (1963); State v. Lopez, 2008-NMCA-002, ¶ 12, 143 N.M. 274, 175 P.3d 4 942. 5 {26} The right to be free from double jeopardy “protects against both successive 6 prosecutions and multiple punishments for the same offense.” State v. Contreras, 7 2007-NMCA-045, ¶ 19, 141 N.M. 434, 156 P.3d 725 (internal quotation marks and 8 citation omitted). Multiple punishment problems may arise from double description 9 claims, “in which a single act results in multiple charges under different criminal 10 statutes,” or unit of prosecution claims, “in which an individual is convicted of 11 multiple violations of the same criminal statute.” State v. Bernal, 2006-NMSC-050, 12 ¶ 7, 140 N.M. 644, 146 P.3d 289. Defendant’s claim is a double description claim 13 because he asserts that his single act of “breaking a door” resulted in conviction under 14 both criminal trespass and under the breaking and entering elements of his aggravated 15 burglary conviction. 16 {27} We examine double description claims using the two-part test set forth in 17 Swafford v. State, 1991-NMSC-043, ¶ 25, 112 N.M. 3, 810 P.2d 1223. The first part 18 of the test asks us to determine “whether the conduct underlying the offenses is 19 unitary, i.e., whether the same conduct violates both statutes.” Id. And the second part
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1 of the test “focuses on the statutes at issue to determine whether the [L]egislature 2 intended to create separately punishable offenses.” Id. But, “[i]f the conduct is not 3 unitary, then the inquiry is at an end and there is no double jeopardy violation.” 4 Contreras, 2007-NMCA-045, ¶ 20 (internal quotation marks and citation omitted). 5 Conduct is not unitary unless “the same criminal conduct is the basis for both 6 charges.” Id. (internal quotation marks and citation omitted). “[W]e will not find that 7 a defendant’s conduct is unitary where the defendant completes one of the charged 8 crimes before committing the other.” Id. ¶ 21. 9 {28} Here, the jury instructions establish that Defendant was tried and convicted 10 under the elements of breaking and entering because he entered Victim’s “dwelling” 11 by means of “the breaking of a door[.]” He was tried and convicted for criminal 12 trespass because he “damaged the bedroom door[.]” The evidence is clear that the 13 door that Defendant broke to enter Victim’s dwelling was the back door, and that after 14 he broke the back door and entered the home, he proceeded to break another 15 door—the bedroom door. These two acts are not the same conduct because he 16 “complete[d] one of the charged crimes before committing the other.” Id. Therefore, 17 our inquiry ends, and we conclude that Defendant’s constitutional right to be free from 18 double jeopardy is not violated by conviction for both breaking and entering and 19 criminal trespass. See id. ¶ 20.
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1 CONCLUSION 2 {29} For reasons we have explained above, we affirm Defendant’s convictions for 3 aggravated battery against a household member with great bodily harm and criminal 4 trespass; we reverse Defendant’s aggravated burglary conviction; and we remand the 5 case to the district court for entry of judgment for breaking and entering, contrary to 6 Section 30-14-8, and for resentencing on that offense as the district court deems 7 appropriate. 8 {30} IT IS SO ORDERED.
9 __________________________________ 10 LINDA M. VANZI, Chief Judge
11 WE CONCUR:
12 _______________________________ 13 STEPHEN G. FRENCH, Judge
14 ________________________________ 15 DANIEL J. GALLEGOS, Judge