State v. Crislip

796 P.2d 1108, 110 N.M. 412
CourtNew Mexico Court of Appeals
DecidedApril 26, 1990
Docket11411
StatusPublished
Cited by18 cases

This text of 796 P.2d 1108 (State v. Crislip) is published on Counsel Stack Legal Research, covering New Mexico Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Crislip, 796 P.2d 1108, 110 N.M. 412 (N.M. Ct. App. 1990).

Opinion

OPINION

HARTZ, Judge.

Defendant appeals his conviction by a jury of child abuse resulting in death. NMSA 1978, § 30-6-1 (Repl.Pamp.1984). He raises the following contentions on appeal: (1) the trial court erred in upholding the assertion of a fifth amendment privilege by defendant’s wife, who at the time was appealing her own conviction of the same offense in a prior trial; (2) the state’s failure to grant use immunity to defendant’s wife constituted plain error; (3) the admission at his trial of a recording of the testimony of defendant’s wife at her own trial was error because the testimony had been coerced; (4) the admission of the prior testimony of defendant’s wife violated defendant’s right of confrontation; (5) the trial court erred in not permitting defendant to question his wife before the jury and in admitting the prior testimony of defendant’s wife without advising the jury that she had been convicted for child abuse; (6) the trial court erred in refusing defendant’s tendered instructions and in submitting its own instruction defining the word “permit” in the child-abuse statute; (7) the trial court should have granted a mistrial because of the prosecutor’s allegedly inflammatory question to defendant; (8) defendant was denied his right to effective assistance of counsel; and (9) the child-abuse statute is unconstitutional. We affirm defendant’s conviction.

I. TESTIMONY OF DEFENDANT’S WIFE

We first discuss defendant’s five appellate issues relating to testimony by his wife.

Defendant and his wife were each charged with child abuse resulting in the death of defendant’s stepson. Defendant and his wife were tried separately. We need not recite the evidence, except to state that it revealed multiple injuries to the child, the only questions being when and how the injuries were inflicted.

The prosecution called defendant’s wife as a witness. Outside the presence of the jury she stated her intention to invoke her privilege against self-incrimination. When the trial court upheld the claim, the prosecutor was permitted to play for the jury a recording of her testimony at her own trial.

A. Privilege Against Self-Incrimination

Although defendant’s wife had testified in her defense at her own trial, under New Mexico law she did not thereby waive her right to claim the privilege at defendant’s trial. In Apodaca v. Viramontes, 53 N.M. 514, 212 P.2d 425 (1949), the state claimed that a witness who had testified before the grand jury could not claim the privilege against self-incrimination when called to give identical testimony at trial. The court rejected the state’s position, adopting the following statement of the law:

“A person who has waived his privilege of silence in one trial or proceeding is not estopped to assert it as to the same matter in a subsequent trial or proceeding. The privilege attaches to the witness in each particular case in which he may be called on to testify, and whether or not he may claim it is to be determined without reference to what he said when testifying as a witness on some other trial, or on a former trial of the same case, and without reference to his declarations at some other time or place.”

Id. at 524, 212 P.2d at 431 (quoting 58 Am.Jur. § 99, at 82 [81 Am.Jur.2d Witnesses § 65 (1976)]). A more recent decision in another jurisdiction has adopted the same principle in circumstances virtually identical to those here. In Ottomano v. United States, 468 F.2d 269 (1st Cir.1972), cert. denied, 409 U.S. 1128, 93 S.Ct. 948, 35 L.Ed.2d 260, reh’g denied, 410 U.S. 948, 93 S.Ct. 1383, 35 L.Ed.2d 616 (1973), a witness who had been convicted and sentenced after testifying at his own trial was called to testify as a witness at the trial of his alleged co-conspirator. The court upheld the witness’s claim of a fifth amendment privilege.

Perhaps defendant’s wife could have been asked certain questions that had no potential to elicit incriminating responses; but defendant’s counsel declined the trial court’s offer to ask defendant’s wife questions out of the presence of the jury, so we have no record upon which to make a finding that the claim of privilege was improper in any particular.

Although defendant’s wife had already been tried and convicted, her conviction was being reviewed on appeal. Given the possibility of reversal (which was, in fact, the result of her appeal), courts overwhelmingly hold that the claim of privilege may be raised while a direct appeal is pending. See Ellison v. State, 310 Md. 244, 528 A.2d 1271 (1987) (collecting cases).

Defendant argues that the trial court should not have been concerned about erroneously compelling his wife to testify, because if the compulsion was improper, the evidence could not be used at any subsequent criminal proceedings against her. See State v. Archunde, 91 N.M. 682, 579 P.2d 808 (Ct.App.1978); SCRA 1986, 11-512. In substance what defendant is arguing is that the trial court was compelled to grant defendant’s wife immunity from use against her of any testimony she gave at his trial. The trial court, however, has no such authority. The grant of immunity to a witness is, absent prosecutorial misconduct in deliberately intending to disrupt the fact-finding process, within the sole control of the prosecution. See State v. Sanchez, 98 N.M. 428, 649 P.2d 496 (Ct.App.1982).

In his second appellate contention defendant argues that there was such prosecutorial misconduct and therefore the state had an obligation to grant his wife immunity from use against her of her testimony in his trial. We reject this contention.

First, the record does not compel us to find that the prosecutor’s failure to grant immunity was for improper reasons. On the contrary, the state’s failure to grant immunity does not in itself establish bad faith. Given the obvious difficulties of proving at a later trial of defendant’s wife that the later trial had not been tainted by indirect prosecutorial use of immunized testimony, see 2 P. Robinson, Criminal Law Defenses § 205(c) (1984), the state’s failure to volunteer to grant immunity is understandable. In addition, the state’s willingness to admit her prior testimony (discussed in the next section of this opinion) indicates that the state was not trying to distort the fact-finding process, particularly since defendant made no suggestion, much less an offer of proof, of what defendant’s wife would testify to that was not contained in her prior testimony.

Moreover, this appellate contention was waived at trial. Although defendant argues that the state’s failure to grant immunity to the witness was plain error, see SCRA 1986, 11-103(D) or fundamental error, see SCRA 1986, 12-216, this would be a highly inappropriate circumstance in which to apply either doctrine.

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Bluebook (online)
796 P.2d 1108, 110 N.M. 412, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-crislip-nmctapp-1990.