State v. Cota

432 P.2d 428, 102 Ariz. 416, 1967 Ariz. LEXIS 284
CourtArizona Supreme Court
DecidedOctober 19, 1967
Docket1603
StatusPublished
Cited by21 cases

This text of 432 P.2d 428 (State v. Cota) is published on Counsel Stack Legal Research, covering Arizona Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Cota, 432 P.2d 428, 102 Ariz. 416, 1967 Ariz. LEXIS 284 (Ark. 1967).

Opinion

UDALL, Justice:

The appellant, Frank Encisco Cota, hereinafter referred. to as defendant, was charged by information with first degree murder in the death of a state narcotics agent, Roy Singh. One Pedro Flores Valenzuela was a co-defendant. A first trial of the defendant and Valenzuela resulted in a mistrial.

After the second trial had commenced, Valenzuela pled guilty and the trial continued as to defendant. The defendant was subsequently convicted of murder in the first degree and sentenced to the death penalty. On appeal the conviction was reversed.

*417 Defendant on rétrial was reconvicted and the penalty was set at life-imprisonmént. From this conviction the defendant appeals, having used as a basis therefor numerous assignments of error.

Of the assignments of error the ones which necessitated our consideration were related to the basic defense contention that the calling of Valenzuela as a prosecution witness in the defendant’s trial with the knowledge of Valenzuela’s intention to invoke the privilege against self-incrimination when no valid probative value would be received thereby and, while such action would have a tremendously derogatory effect on the case for the defense, was reversible error in the context of this cause. With this contention we take exception.

The defense theory is as follows: that in his opening argument the County Attorney frequently mentioned Valenzuela by name and makes reference to three conversations between the defendant and Valenzuela. Throughout the prosecution’s case Valenzuela and defendant are joined. The jury was told that defendant and Valenzuela went out with the deceased liquor agent the night of the latter’s death, and that Valenzuela and the defendant were seen later that night after the disappearance of the liquor agent. Therefore it is contended that at this point the defendant and Valenzuela had been inextricably associated. Thus the defense argues, when Valenzuela was called as a witness and refused to testify both Valenzuela and Cota would appear guilty to the jury.

The facts show that on taking the witness stand Valenzuela answered several preliminary questions. Then in answer to a number of questions relating to his activities on the night of the narcotics agent’s death Valenzuela invoked the Fifth Amendment privilege against self-incrimination. In answer to questions concerning those persons with whom the defendant and Valenzuela were alleged to have kept company on the night of the agent’s death Valenzuela invoked the Fifth Amendment. To the questions concerning his residence in Phoenix, the place of the agent’s death, during May of 1963, the time of the agent’s death, Valenzuela refused to answer on the Fifth Amendment ground as he did when questioned as to his acquaintance with the defendant. With the court sustaining Valenzuela’s claim of privilege to this line of questioning, the prosecution then dispensed with any further questions.

The counsel for the defense first objected to the calling of Valenzuela when a hearing in the court’s chambers disclosed the prosecutor’s intention concerning Valenzuela. Defense counsel then renewed his objection in open court. At the conclusion of Valenzuela’s testimony the defense moved for a mistrial, for the reason that the presentation in front of the jury in open court of the former co-defendant, Valenzuela, served only to prejudice the defendant’s case rather than to present any probative matter. The trial court declined to sustain the defense objections or to grant the motion for mistrial.

In closing argument the prosecution made the following remarks:

“In the upstairs apartment, there was LeRoy Pino, Frank Cota, Pedro Valenzuela and Roy Singh, the undercover narcotics agent. Roy Singh left' the room. He went to another room, an adjoining room. At which time, Cota pointed to Valenzuela and said, ‘There is that rat. ’ ”
“Pino then goes downstairs. A few minutes later who comes downstairs, Ladies and Gentlemen, but the defendant, Frank Cota, Pedro Valenzuela, who refused to testify, and who else but the person whose picture you saw and who has been identified as Roy Singh, the undercover state narcotics agent.” [Emphasis supplied]

The defense contends that the basic error of calling Valenzuela was further aggravated when combined with the prosécution’s comment on the failure of Valenzuela to testify. Such is the defense contention because this allegedly wrongful combination used the circumstance of Valenzuela’s re- *418 fusál- hs :án' incriminating fact against the defendant; which argument the defense was unable to rebut since Valenzuela could not be cross-examined to bring out a theory-contrary to the inference of a jointly committed crime.

Initially we must state that we feel the law 'to be that there is no error in calling as a witness a person, involved in the offense with which the accused is charged, who claims his privilege against self-in- ' crimination when there is no obvious reason for his invoking the privilege against self-incrimination and when there was no basis ‘ for anticipating a refusal to testify. United States v. Cioffi, 2 Cir., 242 F.2d 473, cert. den. 353 U.S. 975, 77 S.Ct. 1060, 1 L.Ed.2d 1137. See also United States v. Romero, 2 Cir., 249 F.2d 371. In this case however the defense argues that a distinction should be made since the prosecutor was aware of the 'intention of the witness to invoke the privilege of seif-incrimination; and that here, with knowledge gained in- a hearing in .chambers, that the witness would invoke the Fifth Amendment, and the court would sustain the claim of privilege, the prosecution called the witness only to elicit the witness’ claim of privilege.

There are a number of cases which we feel deserve consideration in determining the propriety of the prosecution’s acts and the court’s orders concerning the calling of Valenzuela as a witness.

An early California case, People v. Plyler, 121 Cal. 160, 53 P. 553, found that it was not, despite the prejudice to the defendant, error for the prosecution to call as a witness one who was awaiting trial on the same offense although that witness refused to testify on the basis of a claim of the Fifth Amendment and even though there was no reasonable basis for believing that the witness would waive his constitutional rights.

The Supreme Court of Iowa went even further in State v. Snyder, 244 Iowa 1244, 59 N.W.2d 223, where it reasoned that immunity is a personal privilege of the witness and may not be urged by the party against whom the witness is offered. While a witness may refuse to give incriminating testimony, if properly summoned, he must appear and be sworn. The privilege is available to him when he is a witness, and does not excuse him from appearing. Thus if a witness cannot escape appearing and > taking, the oath by claiming in advance that ■ he will refuse to testify, the party against . whom the testimony is offered cannot claim - greater rights.

Other states have taken a contrary view to the above cited cases. In Johnson v.

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Cite This Page — Counsel Stack

Bluebook (online)
432 P.2d 428, 102 Ariz. 416, 1967 Ariz. LEXIS 284, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-cota-ariz-1967.