State v. Collins

2019 Ohio 3428
Ohio Court of Appeals·Decided August 16, 2019·No. 18CA11·Published·Cited by 6 cases

Opinion

IN THE COURT OF APPEALS OF OHIO FOURTH APPELLATE DISTRICT LAWRENCE COUNTY

STATE OF OHIO, :

:

Plaintiff-Appellee, : Case No. 18CA11 :

vs. :

: DECISION AND

SHAWN COLLINS, : JUDGMENT ENTRY :

Defendant-Appellant. :

APPEARANCES:

Alex Kochanowski, Cincinnati, Ohio, for Appellant.

Brigham M. Anderson, Lawrence County Prosecuting Attorney, and Jeffrey M. Smith, Assistant Prosecuting Attorney, Ironton, Ohio, for Appellee.

Smith, P.J.

{¶1} This is an appeal from Appellant, Shawn Collins, for his conviction of burglary, a second-degree felony in violation of R.C. 2911.12(A)(2). On appeal, Appellant contends that 1) the trial court erred in finding his plea was knowingly, voluntarily and intelligently entered when the trial court failed to properly follow the requirements of Crim.R. 11(C)(2); and 2) trial counsel provided ineffective assistance during Appellant’s plea proceedings where his ability to competently enter a plea was in question, in violation of his Sixth and Fourteenth Amendment rights under both the Ohio and United States Constitutions. Because we conclude

Appellant has failed to demonstrate his plea was not knowing, voluntary and intelligent, we find no merit to his first assignment of error and it is overruled. In light of our disposition of Appellant’s first assignment of error, we find Appellant’s second assignment of error also lacks merit. Having found no merit in either of the assignments of error raised by Appellant, the judgment of the trial court is affirmed.

{¶2} However, because we have sua sponte noticed a clerical error in the sentencing judgment entry we have issued instructions, pursuant to App.R. 9(E) directing the trial court to issue a nunc pro tunc judgment entry that includes the fine that was imposed upon Appellant on the record during the sentencing hearing.

FACTS

{¶3} Appellant was indicted on one count of burglary, a second-degree felony in violation of R.C. 2911.12(A)(2), on February 28, 2018. An allegation that Appellant broke into the residence of Harvey McGowan in Chesapeake, Ohio, and stole numerous items including a firearm and jewelry, formed the basis of the charge. Appellant entered a guilty plea pursuant to a negotiated plea agreement on April 4, 2018. As part of the plea agreement, Appellant was sentenced to a seven- year prison term, a mandatory three-year period of post-release control, $1000.00

Lawrence App. No. 18CA11 3

in restitution, and costs of prosecution.1 Appellant has now filed his timely appeal, arguing that his competency should have been questioned by both the trial court and trial counsel. His appeal raises two assignments of error primarily challenging the voluntariness of his plea and effectiveness of his counsel, as follows.

ASSIGNMENTS OF ERROR

I. “THE TRIAL COURT ERRED IN FINDING APPELLANT’S PLEA WAS KNOWINGLY, VOLUNTARILY, AND INTELLIGENTLY ENTERED WHEN THE TRIAL COURT FAILED TO PROPERLY FOLLOW THE REQUIREMENTS OF RULE 11(C)(2).”

II. “COUNSEL PROVIDED INEFFECTIVE ASSISTANCE DURING APPELLANT’S PLEA PROCEEDINGS WHERE APPELLANT’S ABILITY TO COMPETENTLY ENTER A PLEA WAS IN QUESTION, IN VIOLATION OF APPELLANT’S SIXTH AND FOURTEENTH AMENDMENT RIGHTS UNDER BOTH THE OHIO AND UNITED STATES CONSTITUTIONS.”

ASSIGNMENT OF ERROR I

{¶4} In his first assignment of error, Appellant contends that the trial court erred in finding his plea was knowingly, voluntarily, and intelligently entered when the trial court failed to properly follow the requirements of Crim.R. 11(C)(2). He argues the trial court failed to comply with Crim.R. 11(C)(2)(a), and claims that the trial court failed to ensure Appellant was actually capable of understanding the proceedings in general. The State responds by arguing that although Appellant

1 Although the trial court orally imposed a fine of $10,000.00 on the record during the combined plea and sentencing hearing, the sentencing entry omits any reference to the fine.

made several “flippant, borderline disrespectful comments” to the trial court during his hearing, there is no evidence that he genuinely failed to appreciate what he was doing. The State further argues that the mandates of Criminal Rules 11 and 32 were scrupulously followed by the trial court.

{¶5} “ ‘When a defendant enters a plea in a criminal case, the plea must be made knowingly, intelligently, and voluntarily. Failure on any of those points renders enforcement of the plea unconstitutional under both the United States Constitution and the Ohio Constitution.’ ” State v. Veney, 120 Ohio St.3d 176, 2008-Ohio-5200, 897 N.E.2d 621, ¶ 7, quoting State v. Engle, 74 Ohio St.3d 525, 527, 660 N.E.2d 450 (1996). In determining whether a guilty or no contest plea was entered knowingly, intelligently, and voluntarily, an appellate court examines the totality of the circumstances through a de novo review of the record to ensure that the trial court complied with constitutional and procedural safeguards. State v. Cooper, 4th Dist. Athens No. 11CA15, 2011-Ohio-6890, ¶ 35.

{¶6} “Crim.R. 11(C) governs the process that a trial court must use before accepting a felony plea of guilty or no contest.” Veney at ¶ 8. Before accepting a guilty plea in a felony case, a trial court must address the defendant personally and determine that “the defendant is making the plea voluntarily, with understanding of the nature of the charges and of the maximum penalty involved, and if applicable, that the defendant is not eligible for probation or for the imposition of community

control sanctions at the sentencing hearing.” Crim.R. 11(C)(2)(a). The court must also inform the defendant of both the constitutional and nonconstitutional rights he is waiving and determine that he “understands the effect of the plea of guilty or no contest, and that the court, upon acceptance of the plea, may proceed with judgment and sentence.” Crim.R. 11(C)(2)(b). Finally, the court must both inform and determine that the defendant understands that he “is waiving the rights to jury trial, to confront witnesses against him or her, to have compulsory process for obtaining witnesses in the defendant's favor, and to require the state to prove the defendant's guilt beyond a reasonable doubt at a trial at which the defendant cannot be compelled to testify against himself or herself.” Crim.R. 11(C)(2)(c).

{¶7} Substantial compliance with Crim.R. 11(C)(2)(a) and (b) is sufficient for a valid plea because they do not involve constitutional rights. Veney at ¶ 14. “ ‘Substantial compliance means that, under the totality of the circumstances, appellant subjectively understood the implications of his plea and the rights he waived.’ ” State v. McDaniel, 4th Dist. Vinton No. 09CA677, 2010–Ohio–5215, ¶ 13, quoting State v. Vinson, 10th Dist. Franklin No. 08AP–903, 2009–Ohio– 3240, ¶ 6. But strict compliance with Crim.R. 11(C)(2)(c) is required because constitutional rights are involved. “ ‘However, failure to [literally comply] will not necessarily invalidate a plea. The underlying purpose, from the defendant's perspective, of Crim.R. 11(C) is to convey to the defendant certain information so

that he can make a voluntary and intelligent decision whether to plead guilty.’ ” Veney at ¶ 18, quoting State v. Ballard, 66 Ohio St.2d 473, 479–480, 423 N.E.2d 115 (1981). A guilty plea that is not entered into knowingly, intelligently, and voluntarily is void. State v. Moore, 165 Ohio App.3d 538, 2006–Ohio–114, 847 N.E.2d 452, ¶ 22 (4th Dist.), citing McCarthy v. United States, 394 U.S. 459, 466, 89 S.Ct. 1166, 22 L.Ed.2d 418 (1969).

{¶8} We construe Appellant’s argument as an assertion that he was not competent to enter a guilty plea. As this Court explained in State v. Pigge, 4th Dist. Ross No. 09CA3136, 2010-Ohio-6541, ¶ 28:

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