State v. Chesnut

388 P.3d 1237, 283 Or. App. 347, 2017 Ore. App. LEXIS 41
Court of Appeals of Oregon·Decided January 11, 2017·No. 14C47175; A158551·Published·Cited by 3 cases

Opinion

DUNCAN, P. J.

Defendant appeals the judgment in this criminal case, raising three sentencing-related assignments of error. We reject the second and third assignments without discussion. In the remaining assignment of error, defendant contends that the trial court plainly erred by entering separate convictions on two counts that should have merged. See ORS 161.067 (specifying requirements to prevent merger). The state argues that, in the circumstances of this case, it is not plain that the judgment the trial court entered “has the effects ascribed to it by defendant.” As we will explain, even if we were to conclude that the judgment’s wording does impose separate convictions as defendant contends, and that that constituted plain error, we would decline to exercise our discretion to review the claim of error in these unique circumstances.

The relevant facts are procedural and undisputed. After a bench trial, the court found defendant guilty of, among other things, two counts of felony stalking, Counts 4 and 5.1 During sentencing, the state told the court that those counts “would merge.” The trial court apparently agreed: It later announced a single sentence on “the stalking charge [s] that merge.” Following the court’s pronouncement of sentence, it had the prosecutor prepare the judgment. She requested “a few minutes,” explaining, “I am new at filling out these judgments and I will probably have [defense counsel] review them.” The court responded, “I think that is appropriate. You can have extra time for that.”

The relevant portions of the fill-in-the-blanks judgment forms that addressed Counts 4 and 5 were completed as follows, with handwritten portions represented here by italics. A portion of a page addressing Count 4 states in part, “Defendant has been convicted of stalking, as alleged in Count 4” A separate page addressing Count 5 is filled out similarly, stating that defendant “has been convicted of [349] stalking, as alleged in Count 5.” That page, however, also has a handwritten notation at the top, stating, “merged with Count 4.”

After the brief recess, the court stated that it had reviewed the judgment forms that were submitted, and it asked defense counsel whether she had reviewed them. Defense counsel told the court that she had reviewed the proposed judgment documents. She did not make any objection to them. The court then stated, “They appear to be consistent with my rulings and the sentence, and I am signing them. If there are other questions and/or issues, we can submit any amended documents.”

Later, an amended judgment was entered to add restitution. After defendant filed his notice of appeal, this court granted the trial court leave to enter an appealable judgment, because the amended judgment that had been entered addressed only Count 1, and did not contain dispositions on the other counts. Defendant filed a motion for the court to enter an appealable judgment, and the trial court did so, repeating the wording of the originally entered judgment on Counts 4 and 5.

Defendant now argues that the trial court plainly erred, because the judgment, as it is worded, imposes separate convictions on Counts 4 and 5.2 The state has not disputed, below or on appeal, that the guilty verdicts on those counts merge, nor does it dispute that the court intended to merge them. The state argues only that the court did not plainly err, because “[t] he judgment plainly states that Count 5 ‘Merged with Count 4,’” and that, “[tjherefore, there is no separate conviction for Count 5 [,] and the judgment does not misstate the nature and extent of defendant’s [350] conduct.” It further argues that “ [a] t a minimum this point is not obvious and beyond dispute.”

We may consider an unpreserved claim of error when it constitutes plain error. ORAP 5.45(1); see State v. Pass, 264 Or App 583, 585-86, 333 P3d 1139 (2014) (“An unpreserved error is reviewable as plain error if (1) the error is one of law; (2) the legal point is obvious—that is, not reasonably in dispute; and (3) to reach the error, we need not go outside the record or choose between competing inferences to find it.” (internal quotation marks, brackets, and citation omitted)). Even if a claimed error constitutes plain error, however, we must also consider whether to exercise our discretion to correct it. Ailes v. Portland Meadows, Inc., 312 Or 376, 382, 823 P2d 956 (1991). In doing so, we consider a number of factors, including

“the competing interests of the parties; the nature of the case; the gravity of the error; the ends of justice in the particular case; how the error came to the court’s attention; and whether the policies behind the general rule requiring preservation of error have been served in the case in another way[.]”

Id. at 382 n 6. “Other considerations include whether the defendant in some way encouraged the trial court to make the error; whether the defendant made a strategic choice not to object; and whether the error could have been remedied if raised below.” State v. Rudnick, 268 Or App 125, 133, 341 P3d 211 (2014) (citing State v. Fults, 343 Or 515, 523, 173 P3d 822 (2007)).

Even assuming that the judgment in this case could be read to impose separate convictions on the merged counts, see State v. Lepierre, 235 Or App 391, 395, 232 P3d 982 (2010) (explaining that “‘merger of convictions’ does not exist”; when two counts should result in a single conviction, the court should merge guilty verdicts, not convictions, and a single conviction should be imposed on the merged counts), and that that constitutes plain error, under the particular circumstances in this case we decline to exercise our discretion to correct the error.

Defendant had the opportunity to consult with the state on the wording of the judgment, and the court [351] specifically invited defense counsel to raise any concerns, at sentencing or afterward. We also note that the trial court register does not reflect the entry of a “conviction” for Count 5.3 Rather, it lists a finding of guilt for that count, and it notes the disposition as “Merged.” A separate entry also states, “Merged Charge” and lists “5. Stalking.” (Boldface omitted.)

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State v. Chesnut, 388 P.3d 1237, 283 Or. App. 347, 2017 Ore. App. LEXIS 41 (Or. Ct. App. 2017).

388 P.3d 1237 (State v. Chesnut) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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