State v. Chavez

540 So. 2d 992, 1989 La. App. LEXIS 282, 1989 WL 14285
CourtLouisiana Court of Appeal
DecidedFebruary 22, 1989
DocketNo. 20131-KA
StatusPublished
Cited by2 cases

This text of 540 So. 2d 992 (State v. Chavez) is published on Counsel Stack Legal Research, covering Louisiana Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Chavez, 540 So. 2d 992, 1989 La. App. LEXIS 282, 1989 WL 14285 (La. Ct. App. 1989).

Opinion

HIGHTOWER, Judge.

Pursuant to a plea bargain agreement, Manual Chavez, Jr., pled guilty to attempted distribution of marijuana. He was sentenced to serve two and one-half years at hard labor, and was ordered to pay $500 to the Indigent Defender Board. The defendant, who originally was charged with possession of marijuana with intent to distribute, has entered this appeal alleging the trial court erred in failing to consider the mitigating factors set forth in LSA-C.Cr.P. Art. 894.1, and also alleging his sentence is constitutionally excessive.

While concluding the defendant’s assignments of error are meritless, our review of the record has revealed a situation posing significant constitutional and ethical problems. Defendant’s original court-appointed counsel in this case not only withdrew as his attorney to become an assistant district attorney, but also acted as representative of the state in connection with the defendant’s plea bargain and guilty plea. Upon discovering these circumstances, we ordered both the state and the defendant to brief the issues of conflict of interest and waiver of conflict of interest.

After carefully reviewing both the record and the briefs submitted, we are satisfied the defendant knowingly and intelligently waived his right to request a recusal of his first attorney. Nevertheless, for the reasons subsequently expressed, we disapprove of the practices which took place herein, and strongly caution against the occurrence of similar practices in the future.

On March 7, 1987, the defendant was stopped for speeding on 1-20 in Richland Parish, and was found to be in possession of approximately 37 pounds of marijuana. The marijuana was concealed in a tire in the back of defendant’s truck. 'On March 16, 1987, defendant’s attorney, Mark Po-sey, appeared on his behalf in connection with a motion to reduce bond. After a hearing, the court reduced the bond from $200,000 to $75,000. Mr. Posey also appeared with defendant in open court on April 29, 1987, when defendant waived arraignment and entered a plea of not guilty. On May 14, 1987, Mr. Posey requested and obtained an extension of time within which to file pre-trial motions on behalf of the defendant. However, before any such motions were filed, Mr. Posey filed a motion on May 29,' 1987 to be relieved of his appointment as defendant’s counsel because he was resigning his position as assistant indigent defender and assuming the position of assistant district attorney. He was relieved of his appointment effective May 31, 1987.

In November 1987, defendant appeared before the trial court to plead guilty pursu[994]*994ant to a plea bargain. He was represented at that time by new counsel, Martha Min-nieweather. The plea bargain was the result of communications between Ms. Min-nieweather and Mr. Posey, who was acting in his capacity as assistant district attorney. Mr. Posey appeared on behalf of the state on the day the guilty plea was entered, at which time the following statements were made with regard to Mr. Po-sey’s prior representation of the defendant:

Mr. Posey: Before proceeding further, I would point out to the Court that I have previously represented Mr. Chavez in this matter. I understand by his appearing here that he and his attorney have agreed to waive any objection to my representing the State in this matter.

Ms. Minnieweather: That is correct, Your Honor.

Instead of entering into a colloquy with the defendant concerning the waiver, the trial court proceeded to “Boykinize” the defendant. The court subsequently questioned both the defendant and his attorney with regard to whether the defendant was entering his plea freely and voluntarily, and both responded affirmatively. However, neither the defendant nor his attorney indicated the defendant was aware of either the implications of his former representation by Mr. Posey, or his right to request Mr. Posey’s recusal.

This court was confronted with a somewhat similar factual situation in State v. Devereaux, 537 So.2d 804 (La.App. 2d Cir.1989). In that case, the defendant was represented by an attorney from the Indigent Defender’s Office throughout his jury trial. Later, his attorney became employed as an assistant district attorney in the office that had prosecuted the defendant. At the sentencing, the defendant’s former attorney represented the state. However, the attorney merely “called the case up” and had no influence upon the sentence imposed. Furthermore, at a post-conviction relief hearing in the trial court, there was no showing of actual prejudice to the defendant. Nevertheless, this court held the defendant’s sentence should be set aside and the case remanded for resentenc-ing because the defendant’s former attorney had a conflict of interest which clearly required his recusal under LSA-C.Cr.P. Art. 680.1

In Devereaux, this court further held, citing U.S. v. Schell, 775 F.2d 559 (4th Cir.1985) and State v. Bolen, 514 So.2d 691 (La.App. 2d Cir.1987), that under the circumstances, it was not necessary for the defendant to show actual prejudice at the sentencing. An actual conflict of interest existed which was inherently prejudicial.

Thus, absent an effective waiver, the switching of sides by defendant’s attorney in the present case would require us to reverse defendant’s conviction and sentence. The attorney’s actions would violate not only the provisions of LSA-C.Cr.P. Art. 680, but also the provisions of Rule 1.9 of the Rules of Professional Conduct of the Louisiana State Bar Association. Rule 1.9 states in pertinent part:

A lawyer who has formerly represented a client in a matter shall not thereafter: (a) represent another person in the same or a substantially related matter in which that person’s interests are materially adverse to the interests of the former client unless the former client consents after consultation_

The Code of Professional Responsibility, which regulates the conduct of attorneys, has been recognized not only as having the force and effect of substantive law, but also as being the most exacting of laws established for the public good. Leenerts Farms, Inc. v. Rogers, 421 So.2d 216 (La.1982). Similarly, in Plaquemines Parish [995]*995Commission Counsel v. Perez, 379 So.2d 1373 (La.1980), the Louisiana Supreme Court held that the LSA-C.Cr.P. Art. 680 provisions for recusation are required by the Louisiana Constitution guarantee of the fair and impartial administration of justice. This guarantee lies at the very heart of a defendant’s right to due process.

Nevertheless, despite the strong policies underlying both Art. 680 and Rule 1.9, we conclude that many attorney conflict of interest problems, including the present problem, are capable of being resolved through a knowing and intelligent waiver by the client. Rule 1.9 specifically allows a former client, after consultation, to consent to an attorney’s representation in the same matter of a person with materially adverse interests. Furthermore, in the analogous situation in which one attorney represents more than one criminal co-defendant, an accused may waive his right to conflict-free counsel. See State v. Morrow, 440 So.2d 98 (La.1983) and State v. Edwards, 430 So.2d 60 (La.1983).

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Bluebook (online)
540 So. 2d 992, 1989 La. App. LEXIS 282, 1989 WL 14285, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-chavez-lactapp-1989.