State v. Chapman

721 P.2d 392, 104 N.M. 324
CourtNew Mexico Supreme Court
DecidedJune 17, 1986
Docket15795
StatusPublished
Cited by34 cases

This text of 721 P.2d 392 (State v. Chapman) is published on Counsel Stack Legal Research, covering New Mexico Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Chapman, 721 P.2d 392, 104 N.M. 324 (N.M. 1986).

Opinion

OPINION

RIORDAN, Chief Justice.

Defendant Kirk Chapman (Chapman) was convicted of the murders of his mother and father and was sentenced to serve two life sentences. Chapman appeals. We reverse.

The issues we address on appeal are:

I. Whether the trial court erred in failing to admonish the jury to disregard a reference made by the state’s expert witness regarding “similar” cases.

II. Whether the trial court violated Chapman’s right to due process and personal representation when it failed to respond to Chapman’s request to proceed pro se.

III. Whether New Mexico law infringes upon a defendant’s right to due process by requiring that he have the burden of proof on the issue of competency to stand trial.

IV. Whether Chapman was deprived of due process and a fair trial by an impartial jury because the same jury was charged with determining both his competency to stand trial and his state of mind at the time of the offense during the guilt-innocence phase of the trial.

Another issue raised by supplemental briefs submitted by the parties is:

V. Whether Chapman was deprived of due process and a fair trial because the jury instruction on competency given at his trial was deficient in informing the jury of the proper test for determining competency.

I. Failure to admonish.

Dr. Egelman (Egelman), a psychiatrist, testified for the state on rebuttal. Egelman was asked by the prosecutor to discuss the relationship between violence and paranoid-schizophrenia. Egelman testified that there was no direct relationship between the two. He stated that not all paranoid-schizophrenics are violent, murderous people and that paranoid-schizophrenics rarely get into the news for murder. In an apparent attempt to add credibility to his opinion, Egelman went on to say:

Besides Kirk, the only two I can think of were, uh recently, were the fellow in California who rode his car up on the sidewalk and killed a girl and injured about forty-eight people. He was diagnosed as a paranoid-schizophrenic, and he has just been, just a few days ago, he was found guilty of one count of first degree murder and forty-eight of attempted murder. Son of Sam was apparently schizophrenic ...

At this point defense counsel interrupted and informed the court that he had a motion to make. This motion is inaudible on the taped transcript, but a subsequent record on this issue was made. Defense counsel moved for a mistrial or alternatively for a jury admonition to disregard the above-quoted portion of Egelman’s testimony. As grounds therefor, defense counsel argued that Egelman's testimony about the results in the California case was “highly irrelevant and extremely prejudicial.” Defense counsel stated that Egelman’s statement openly encouraged the jury to believe that a finding of guilt was proper in Chapman’s case. The state did not dispute this and indicated that it would agree to a limiting instruction to have the jury disregard the testimony as requested by the defense. The trial court found that defense counsel’s objection was timely and well taken, but denied the motion for mistrial. However, the court also refused to give a limiting instruction, stating that such instruction could not be made “without making the jury argument for both sides,” and that, the trial court would “leave it as it stands.”

On appeal, Chapman argues that Egelman’s statements were irrelevant and extremely prejudicial in that they served no other purpose than to invite the jury to find Chapman guilty by comparing him to the California and Son of Sam cases. The state argues that Chapman has failed to show any prejudice resulting from Egelman’s statements and suggests that in fact the statements tended to indirectly support Chapman’s theory of the case, namely, that paranoid-schizophrenia and violence could be connected and therefore, Chapman’s defense of not guilty by reason of insanity may have merit. The state further argues that Egelman’s comments did not invite any conclusion regarding Chapman.

It is impossible to know what the jury thought regarding Egelman’s comments. However, we believe that it is likely that Egelman’s comments create a strong implication that, because the California and Son of Sam cases involved paranoid-schizophrenics involved in murders and, since in at least one of those cases the defendant was found guilty, then Chapman, also a paranoid-schizophrenic who had engaged in violent behavior, should also be found guilty. The comment as made clearly informs the jury that at least one of the two other instances involving violent paranoid-schizophrenics have resulted in guilty verdicts. Thus, the immediate implication of the testimony and the inference that could be drawn was that Chapman, a paranoid-schizophrenic who engaged in violent conduct, could also be found guilty. There is no question but that the jury could have been influenced by Egelman’s comments.

We do not understand the state to argue that the comment was in any way proper. The state merely argues that Chapman was not prejudiced by the trial court’s failure to give a limiting instruction to the jury. However, this Court has held that a trial court has a duty “to see that no improper statements are made [which are] likely to influence the jury in their verdict____” State v. Cummings, 57 N.M. 36, 39, 253 P.2d 321, 323 (1953). Given the facts as they exist in this case, there does not appear to be any rational reason for the trial court to have denied Chapman’s request for a limiting instruction. Both defense counsel and the state were amenable to the instruction. Had the court properly instructed the jury to disregard the improper comment as requested, any error would have been cured. State v. Simonson, 100 N.M. 297, 669 P.2d 1092 (1983). However, in failing to give the requested instruction, there is a high probability that harm was done and that the jury was improperly influenced in rendering its verdict. Therefore, we determine that the trial court erred in refusing Chapman’s requested limiting instruction and his conviction is therefore reversed and the case remanded for a new trial. Because a new trial is required, we address Chapman’s other claims of error.

II. Failure to allow Chapman to proceed pro se.

During the course of Chapman’s trial, he asked to be allowed to proceed pro se. The trial court listened to Chapman’s request and then simply stated that the request was denied. On appeal, Chapman argues that this summary denial of his request to proceed pro se was error in that the trial court failed to engage Chapman in a Faretta inquiry or, alternatively, failed to resurrect the issue of Chapman’s competency to stand trial.

Under Faretta v. California, 422 U.S. 806, 95 S.Ct. 2525, 45 L.Ed.2d 562 (1975) a defendant should be accorded the right of self-representation when he or she is able to make a knowing and intelligent waiver of counsel. Chapman argues that under Faretta and Westbrook v.

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Bluebook (online)
721 P.2d 392, 104 N.M. 324, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-chapman-nm-1986.