State v. Carter

970 S.W.2d 509
CourtCourt of Criminal Appeals of Tennessee
DecidedMarch 19, 1997
StatusPublished
Cited by19 cases

This text of 970 S.W.2d 509 (State v. Carter) is published on Counsel Stack Legal Research, covering Court of Criminal Appeals of Tennessee primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Carter, 970 S.W.2d 509 (Tenn. Ct. App. 1997).

Opinion

OPINION

LYNN W. BROWN, Special Judge.

The appellant, James L. Carter, was convicted of the offense of murder in the first degree and sentenced to life in prison. He has appealed from that conviction, alleging the following: 1) that the constitutional provisions against double jeopardy should act to preclude his retrial after a previous trial ended in a mistrial, 2) that the testimony of two witnesses should not have been admitted because the state failed to preserve the testimony of those witnesses from the preliminary hearing, 3) that the evidence was insufficient to convict of murder in the first degree, and 4) that it was error to admit testimony that the victim had stated before her death that the appellant had threatened her. After a careful review of the record we find no reversible error, and we therefore affirm the conviction.

I. Double jeopardy.

The Shelby County Grand Jury returned an indictment against James L. Carter on May 19, 1992, charging him with murder in the first degree. He was appointed the public defender, and the first jury trial on this charge began March 1, 1993. After the jury was sworn and testimony had begun, multiple problems arose including crucial new witnesses and newly discovered physical evidence, a pistol which the state alleged was the murder weapon. The state proposed to have ballistics tests performed on the pistol for use during the trial. One of the new witnesses was represented by the public defender on other charges, posing a potential conflict to that counsel. Faced with all of these problems the trial judge declared a mistrial sua sponte, over the objection of the appellant.

[511]*511The appellant filed an interlocutory appeal to this court alleging that to try him again would violate the constitutional provision against double jeopardy. This court found that there was manifest necessity for the trial court to declare a mistrial so that there would be no double jeopardy violation in a new trial, but precluded the state from using the felony murder aggravating circumstance in seeking the death penalty upon retrial. State v. Carter, 890 S.W.2d 449 (Tenn.Crim.App.1994). The appellant did not file for permission to appeal to the Tennessee Supreme Court. Now the appellant attempts to relitigate the issue of mistrial and double jeopardy. Based upon proof in the second trial and matters which developed after the opinion of this court on the matter, we are urged to reverse our 1994 decision.

“A ruling or decision once made in a particular case by an appellate court, while it may be overruled in other cases, is binding and conclusive both upon the inferior court in any further steps or proceedings in the same litigation and upon the appellate court itself in any subsequent appeal or other proceeding for review. A ruling or decision so made is said to be ‘the law of the ease’.” Clements v. Pearson, 352 S.W.2d 236, 237, 209 Tenn. 223 (1961), quoting Black’s Law Dictionary, Third Edition.

“The law of the case, res judicata, and stare decisis belong to the same family in that they have in view the termination of controverted questions of fact and law. The law of the case, however, is distinguished from res judicata, in that the law of the case does not have the finality of the doctrine of res judicata, and applies only to the one case, whereas res judicata forecloses parties or privies in one case by what has been done in another case, although in its essence it is nothing more than a special and limited application of the doctrine of res judicata or former adjudication, and what is known as ‘the law of the case’, that is, the effect and eonclusiveness of a former decision in the subsequent proceedings in the same case, has been generally put upon the ground of res judicata.” Clemets p. 237, quoting 21 C.J.S. Courts § 195.

We are of the opinion that since there was no request for permission to appeal filed with the Supreme Court for a review of our 1994 decision regarding double jeopardy in the previous interlocutory appeal, the decision of this court became final and is the law of the case. See also, e.g., Bivins v. Hospital Corporation of America, 910 S.W.2d 441, 442 (Tenn.App.1995); State v. Delk 692 S.W.2d 431, 438 (Tenn.Crim.App.1985); Ernst v. Bennett, 38 Tenn.App. 271, 273 S.W.2d 492 (1954); Life & Casualty Ins. Co. v. Jett, 175 Tenn. 295, 133 S.W.2d 997 (1939); City of Bristol v. Bostwick, 146 Tenn. 205, 240 S.W. 774 (1921); Underwood v. Martin, 2 Tenn. (2 Overton) 190 (1812). There was no error or violation of double jeopardy in the retrial of the appellant.

II. Preliminary hearing testimony.

The appellant alleges that because the State failed to preserve a recording of the preliminary hearing, the trial court should have prohibited the testimony of two juveniles, Edward Love and Marcaidus Dish-mon, both of whom testified at the preliminary hearing. Both were crucial witnesses to the state’s circumstantial case. Their testimony is summarized in the following when we consider the sufficiency of the evidence.

Rule 5.1(a), Tennessee Rules of Criminal Procedure provides that at a preliminary hearing, “proceedings shall be preserved by electronic recording or its equivalent and when the defendant is subsequently indicted such recording shall be made available for listening to by the defendant or defendant’s counsel to the end that they may be apprised of the evidence introduced upon the preliminary examination.” The rule states no sanction for failure to prepare, preserve, and make available such a recording.

From the record in this case we are unable to determine what happened to the tape of appellant’s preliminary hearing in this ease. At a pre-trial hearing which preceded the first trial counsel for the state indicated that they had thoroughly searched for the tape recording, but could not locate it. Apparently, the State had delivered a tape recording to the defense in the belief that it was the tape of the preliminary hearing, but it was not. The trial court found both before the [512]*512first trial and the second trial that the State could not be ordered to turn over something that it did not have. The appellant’s motion to suppress the testimony of Dishmon and Love on this ground was effectively denied.

The failure to provide a recording or its equivalent may constitute harmless error. State v. McBee, 644 S.W.2d 425 (Tenn.Crim.App.1982); State v. Butts, 640 S.W.2d 37 (Tenn.Crim.App.1982). The state’s proof in each of those cases was characterized as being overwhelming. The circumstantial proof in this case does not rise to that level. However, we can find nothing in the record which indicates that the petitioner was prejudiced by the lack of an electronic recording of his preliminary hearing. The only allegation of an inconsistency in the testimony of either of these witnesses is that one of the youths “froze” at the preliminary hearing and was unable to make any statement at all.

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Cite This Page — Counsel Stack

Bluebook (online)
970 S.W.2d 509, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-carter-tenncrimapp-1997.