[Cite as State v. Carter, 2011-Ohio-3613.]
IN THE COURT OF APPEALS OF OHIO SECOND APPELLATE DISTRICT MONTGOMERY COUNTY
STATE OF OHIO : : Appellate Case No. 23987 Plaintiff-Appellee : : Trial Court Case No. 99-CR-1936 v. : : LEWELL ANDRE CARTER : (Criminal Appeal from : (Common Pleas Court) Defendant-Appellant : : ...........
OPINION
Rendered on the 22nd day of July, 2011.
...........
MATHIAS H. HECK, JR., by CARLEY J. INGRAM, Atty. Reg. #0020084, Montgomery County Prosecutor’s Office, Appellate Division, Montgomery County Courts Building, P.O. Box 972, 301 West Third Street, Dayton, Ohio 45422 Attorney for Plaintiff-Appellee
LEWELL ANDRE CARTER, #382-698, London Correctional Institution, Post Office Box 69, London, Ohio 43140 Defendant-Appellant, pro se
.............
FAIN, J.
{¶ 1} Defendant-Appellant Lewell Andre Carter appeals from an order denying his
motion to withdraw a guilty plea to two counts of Aggravated Robbery that was tendered and
accepted in 1999, ten years before his motion to withdraw. Carter contends that the trial court 2
erred by denying his motion, without a hearing, because he had been promised that he would
receive an aggregate sentence of not more than ten years, but he was sentenced to two terms of
seven years, to be served consecutively.
{¶ 2} The trial court found that Carter’s claim, unsupported by anything other than
his own, self-serving statement, is belied by the transcript of the plea hearing. We agree.
The order from which this appeal is taken is Affirmed.
I
{¶ 3} Carter was indicted in 1999 on three counts of Aggravated Robbery, with
firearm specifications, two counts of Kidnapping, with firearm specifications, and one count
of Possession of Crack Cocaine. In a plea bargain, Carter pled guilty in October 1999 to two
counts of Aggravated Robbery, without firearm specifications, and all other charges, including
the firearm specifications to the two counts to which he pled guilty, were dismissed. A few
weeks later, he was sentenced to seven years on each count of Aggravated Robbery, to be
served consecutively, for an aggregate term of fourteen years.
{¶ 4} In August, 2009, almost ten years later, Carter filed a motion to withdraw his
plea. In his motion, Carter claimed that he had been promised by the trial judge that his
prison sentence would not exceed ten years. He claimed that he brought this to the attention
of the trial court at his sentencing hearing in October, 1999.
{¶ 5} The trial court, presided over by the same judge who had accepted Carter’s plea
and imposed sentence in 1999, denied Carter’s motion without a hearing. From the order
denying his motion to withdraw his plea, Carter appeals.
II 3
{¶ 6} In his initial brief, Carter, who is pro se, did not set forth any assignments of error.
In that brief, he questioned the trial court’s reliance, in having denied his motion, upon
transcripts of the September 24, 1999 plea hearing and the October 8, 1999 sentencing hearing.
He complained of the fact that he had never seen either transcript.
{¶ 7} By entry, we afforded Carter the opportunity to file a supplemental brief, noting
that copies of the two transcripts had been attached to the State’s Answer Brief, which was
served on Carter, so that he presumably now had an opportunity to review the transcripts. Carter
filed his supplemental brief on May 17, 2011. The State filed a supplemental brief in response,
and Carter then filed a reply brief to the State’s supplemental brief.
{¶ 8} In his supplemental brief filed May 17, 2011, Carter sets forth one assignment of
error:
{¶ 9} “THE TRIAL COURT ERRED WHEN IT FAILED TO HOLD A COMPLETE
AND IMPARTIAL HEARING ON THE MOTION TO WITHDRAW THE GUILTY PLEA.”
{¶ 10} A hearing on a motion to withdraw a guilty plea “is not required where the record,
on its face, conclusively and irrefutably contradicts the allegations in support of the withdrawal”
motion. State v. Legree (1988), 61 Ohio App.3d. 568, 574.
{¶ 11} Carter’s motion to withdraw his plea was predicated upon his claim that the trial
judge promised him that his aggregate sentence would not exceed ten years. The trial judge who
denied his motion was the same trial judge who had accepted his plea and imposed sentence ten
years earlier. The judge reviewed the transcript of the plea hearing, and concluded that it belies
Carter’s claim that he was promised a sentence not to exceed ten years.
{¶ 12} We have reviewed the transcript of the plea hearing, and we agree with the trial 4
court. After the essential terms of the plea agreement were recited into the record – with Carter
pleading to two counts of Aggravated Robbery, and the State dismissing all other counts and all
firearm specifications, including the firearm specifications to the two counts to which Carter was
pleading guilty – the following colloquy occurred:
{¶ 13} “THE COURT: Is there any other aspect to this plea negotiation, Mr. Carter, that’s
been left out?
{¶ 14} “THE DEFENDANT: Yes, sir, yes, sir, yes, sir.
{¶ 15} “THE COURT: Have any promises of any sort been made to you?
{¶ 16} “THE DEFENDANT: No, sir.
{¶ 17} “THE COURT: Other than what we’ve placed in the record?
{¶ 18} “THE DEFENDANT: No, sir.”
{¶ 19} We do not have an audiovisual record of this exchange, so we do not know
Carter’s demeanor and tone in his first response. Because the trial judge, who has been on the
bench over twenty years, did not follow up, it may be that Carter’s demeanor and tone suggested
that he had misunderstood the question and was intending to agree that there had not been
anything left out. If the immediately following two questions and answers were not present in
the transcript, we might conclude that the record does not sufficiently belie Carter’s claim to
avoid the necessity for a hearing on his motion. But they are there, and they specifically
contradict Carter’s claim that any promise had been made to him beyond the dismissal of the
other charges and firearm specifications.
{¶ 20} Furthermore, the following colloquy also contradicts Carter’s claim that he was
promised a sentence not to exceed ten years: 5
{¶ 21} “THE COURT: Now, the potential penalty you face on each of these two counts,
Mr. Carter, since they are both first degree felonies, that means they each carry the potential of a
fine of up to twenty thousand dollars ($20,000.00) plus court costs, restitution or other financial
sanctions and a potential prison term anywhere from three years up to 10 years.
{¶ 22} “Do you understand those are the potential penalties?
{¶ 23} “THE DEFENDANT: Yes, sir.
{¶ 24} “THE COURT: And if you were to receive a prison sentence, the court could run
the prison sentences concurrently meaning at the same time or consecutively meaning one on top
of the other.
{¶ 25} “Do you understand that?
{¶ 26} “THE DEFENDANT: Yes, sir.”
{¶ 27} The record of the plea hearing clearly contradicts Carter’s claim that the trial judge
promised him his sentence would not exceed ten years.
{¶ 28} At the sentencing hearing, for the first time, Carter complained that he thought he
was to be sentenced to ten years:
{¶ 29} “THE COURT: * * * *
{¶ 30} “After considering Section 2929.12, the seriousness and recidivism factors set
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[Cite as State v. Carter, 2011-Ohio-3613.]
IN THE COURT OF APPEALS OF OHIO SECOND APPELLATE DISTRICT MONTGOMERY COUNTY
STATE OF OHIO : : Appellate Case No. 23987 Plaintiff-Appellee : : Trial Court Case No. 99-CR-1936 v. : : LEWELL ANDRE CARTER : (Criminal Appeal from : (Common Pleas Court) Defendant-Appellant : : ...........
OPINION
Rendered on the 22nd day of July, 2011.
...........
MATHIAS H. HECK, JR., by CARLEY J. INGRAM, Atty. Reg. #0020084, Montgomery County Prosecutor’s Office, Appellate Division, Montgomery County Courts Building, P.O. Box 972, 301 West Third Street, Dayton, Ohio 45422 Attorney for Plaintiff-Appellee
LEWELL ANDRE CARTER, #382-698, London Correctional Institution, Post Office Box 69, London, Ohio 43140 Defendant-Appellant, pro se
.............
FAIN, J.
{¶ 1} Defendant-Appellant Lewell Andre Carter appeals from an order denying his
motion to withdraw a guilty plea to two counts of Aggravated Robbery that was tendered and
accepted in 1999, ten years before his motion to withdraw. Carter contends that the trial court 2
erred by denying his motion, without a hearing, because he had been promised that he would
receive an aggregate sentence of not more than ten years, but he was sentenced to two terms of
seven years, to be served consecutively.
{¶ 2} The trial court found that Carter’s claim, unsupported by anything other than
his own, self-serving statement, is belied by the transcript of the plea hearing. We agree.
The order from which this appeal is taken is Affirmed.
I
{¶ 3} Carter was indicted in 1999 on three counts of Aggravated Robbery, with
firearm specifications, two counts of Kidnapping, with firearm specifications, and one count
of Possession of Crack Cocaine. In a plea bargain, Carter pled guilty in October 1999 to two
counts of Aggravated Robbery, without firearm specifications, and all other charges, including
the firearm specifications to the two counts to which he pled guilty, were dismissed. A few
weeks later, he was sentenced to seven years on each count of Aggravated Robbery, to be
served consecutively, for an aggregate term of fourteen years.
{¶ 4} In August, 2009, almost ten years later, Carter filed a motion to withdraw his
plea. In his motion, Carter claimed that he had been promised by the trial judge that his
prison sentence would not exceed ten years. He claimed that he brought this to the attention
of the trial court at his sentencing hearing in October, 1999.
{¶ 5} The trial court, presided over by the same judge who had accepted Carter’s plea
and imposed sentence in 1999, denied Carter’s motion without a hearing. From the order
denying his motion to withdraw his plea, Carter appeals.
II 3
{¶ 6} In his initial brief, Carter, who is pro se, did not set forth any assignments of error.
In that brief, he questioned the trial court’s reliance, in having denied his motion, upon
transcripts of the September 24, 1999 plea hearing and the October 8, 1999 sentencing hearing.
He complained of the fact that he had never seen either transcript.
{¶ 7} By entry, we afforded Carter the opportunity to file a supplemental brief, noting
that copies of the two transcripts had been attached to the State’s Answer Brief, which was
served on Carter, so that he presumably now had an opportunity to review the transcripts. Carter
filed his supplemental brief on May 17, 2011. The State filed a supplemental brief in response,
and Carter then filed a reply brief to the State’s supplemental brief.
{¶ 8} In his supplemental brief filed May 17, 2011, Carter sets forth one assignment of
error:
{¶ 9} “THE TRIAL COURT ERRED WHEN IT FAILED TO HOLD A COMPLETE
AND IMPARTIAL HEARING ON THE MOTION TO WITHDRAW THE GUILTY PLEA.”
{¶ 10} A hearing on a motion to withdraw a guilty plea “is not required where the record,
on its face, conclusively and irrefutably contradicts the allegations in support of the withdrawal”
motion. State v. Legree (1988), 61 Ohio App.3d. 568, 574.
{¶ 11} Carter’s motion to withdraw his plea was predicated upon his claim that the trial
judge promised him that his aggregate sentence would not exceed ten years. The trial judge who
denied his motion was the same trial judge who had accepted his plea and imposed sentence ten
years earlier. The judge reviewed the transcript of the plea hearing, and concluded that it belies
Carter’s claim that he was promised a sentence not to exceed ten years.
{¶ 12} We have reviewed the transcript of the plea hearing, and we agree with the trial 4
court. After the essential terms of the plea agreement were recited into the record – with Carter
pleading to two counts of Aggravated Robbery, and the State dismissing all other counts and all
firearm specifications, including the firearm specifications to the two counts to which Carter was
pleading guilty – the following colloquy occurred:
{¶ 13} “THE COURT: Is there any other aspect to this plea negotiation, Mr. Carter, that’s
been left out?
{¶ 14} “THE DEFENDANT: Yes, sir, yes, sir, yes, sir.
{¶ 15} “THE COURT: Have any promises of any sort been made to you?
{¶ 16} “THE DEFENDANT: No, sir.
{¶ 17} “THE COURT: Other than what we’ve placed in the record?
{¶ 18} “THE DEFENDANT: No, sir.”
{¶ 19} We do not have an audiovisual record of this exchange, so we do not know
Carter’s demeanor and tone in his first response. Because the trial judge, who has been on the
bench over twenty years, did not follow up, it may be that Carter’s demeanor and tone suggested
that he had misunderstood the question and was intending to agree that there had not been
anything left out. If the immediately following two questions and answers were not present in
the transcript, we might conclude that the record does not sufficiently belie Carter’s claim to
avoid the necessity for a hearing on his motion. But they are there, and they specifically
contradict Carter’s claim that any promise had been made to him beyond the dismissal of the
other charges and firearm specifications.
{¶ 20} Furthermore, the following colloquy also contradicts Carter’s claim that he was
promised a sentence not to exceed ten years: 5
{¶ 21} “THE COURT: Now, the potential penalty you face on each of these two counts,
Mr. Carter, since they are both first degree felonies, that means they each carry the potential of a
fine of up to twenty thousand dollars ($20,000.00) plus court costs, restitution or other financial
sanctions and a potential prison term anywhere from three years up to 10 years.
{¶ 22} “Do you understand those are the potential penalties?
{¶ 23} “THE DEFENDANT: Yes, sir.
{¶ 24} “THE COURT: And if you were to receive a prison sentence, the court could run
the prison sentences concurrently meaning at the same time or consecutively meaning one on top
of the other.
{¶ 25} “Do you understand that?
{¶ 26} “THE DEFENDANT: Yes, sir.”
{¶ 27} The record of the plea hearing clearly contradicts Carter’s claim that the trial judge
promised him his sentence would not exceed ten years.
{¶ 28} At the sentencing hearing, for the first time, Carter complained that he thought he
was to be sentenced to ten years:
{¶ 29} “THE COURT: * * * *
{¶ 30} “After considering Section 2929.12, the seriousness and recidivism factors set
forth on Page 9 of the pre-sentence investigation report, this court finds that the shortest term in
this case would demean the seriousness of this defendant’s conduct.
{¶ 31} “THE DEFENDANT: I supposed so [sic] get 10 years.
{¶ 32} “THE COURT: And further, court finds that the shortest term will not adequately
protect the public from future crime by this defendant. 6
{¶ 33} “The courts [sic] finds consecutive sentences are necessary to protect the public
from crime.
{¶ 34} “THE DEFENDANT: Thought I was getting 10 years concurrent. They was
going to be 10?
{¶ 35} “THE COURT: And the court finds consecutive sentences are necessary to punish
the offender. The court finds that consecutive sentences are not disproportionate to the
seriousness of the offender’s conduct and to the danger the defendant poses to the public.
{¶ 36} “The court finds that consecutive sentences are necessary because of the
defendant’s history of criminal conduct.
{¶ 37} “THE DEFENDANT: What happened to the concurrent?
{¶ 38} “THE COURT: That the consecutive sentences are necessary to protect the public
from future crime by the offender. There was not any –
{¶ 39} “THE DEFENDANT: That’s what I’m led to believe I was supposed to get so
now it’s something different.
{¶ 40} “THE COURT: The court took your plea, Mr. Carter, and I explained to you very
clearly at the time the potential sentence in this case.
{¶ 41} “THE DEFENDANT: Well, I didn’t understand. That’s like I couldn’t get a
answer where the third robbery was coming from. I didn’t know what was going on.
{¶ 42} “THE COURT: And so the court sentences you on, Count 1, aggravated robbery,
SEVEN YEARS to the Columbus Reception Center. The court sentences you on Count 2,
SEVEN YEARS to the Columbus Reception Center. I order those sentences to be run
consecutive. 7
{¶ 43} “The court advises you, Mr. Carter, that if you commit any additional crimes in
prison, the parole board administratively may add onto you sentence 15, 30, 60 or 90 days for
each additional crime up to a total of seven additional crimes if you were to commit –
{¶ 44} “THE DEFENDANT: I don’t need to hear all that. I’m cool with the 14 years,
you know.”
{¶ 45} Obviously, Carter was unhappy that he did not receive a ten-year sentence, which
he thought he was “supposed to get.” But he did not claim, even at sentencing, that the trial
judge had promised him a ten-year sentence. And he did not complain about his fourteen-year
sentence, which he was “cool” with, until ten years later, when he filed the motion to withdraw
his plea that is the subject of this appeal.
{¶ 46} We agree with the trial court that the record of Carter’s plea hearing contradicts
his belated claim, ten years later, that the trial judge had promised him a ten-year sentence.
Accordingly, a hearing on Carter’s motion to withdraw his plea was not required.
{¶ 47} Carter’s sole assignment of error is overruled.
III
{¶ 48} Carter’s sole assignment of error having been overruled, the order from which this
appeal is taken is Affirmed.
HALL and BROGAN, JJ., concur.
(Hon. James A. Brogan, retired judge from the Second District Court of Appeals, sitting by assignment of the Chief Justice of the Supreme Court of Ohio).
Copies mailed to:
Mathias H. Heck 8
Carley J. Ingram Lewell Andre Carter Hon. Dennis J. Langer