State v. Carrington

397 N.W.2d 484, 134 Wis. 2d 260, 1986 Wisc. LEXIS 2073
CourtWisconsin Supreme Court
DecidedDecember 22, 1986
Docket85-1378-CR
StatusPublished
Cited by34 cases

This text of 397 N.W.2d 484 (State v. Carrington) is published on Counsel Stack Legal Research, covering Wisconsin Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Carrington, 397 N.W.2d 484, 134 Wis. 2d 260, 1986 Wisc. LEXIS 2073 (Wis. 1986).

Opinion

SHIRLEY S. ABRAHAMSON, J.

This is a review of a published decision of the court of appeals, State v. Carrington, 130 Wis. 2d 212, 386 N.W.2d 512 (1986), reversing a judgment of conviction of the circuit court for Milwaukee County, Laurence C. Gram, Jr., Judge. The jury found the defendant, Paul Carrington, guilty of two counts of the felony of endangering safety by conduct regardless of life while armed. Sections 941.30, 939.63 (1)(a)3, 939.22(10), Stats. 1983-84.

*262 The question of law presented to the court of appeals and this court is whether the reckless use of a weapon under sec. 941.20 (1)(a)3, Stats. 1983-84, a misdemeanor, is a lesser included offense of endangering safety by conduct regardless of life while armed, a felony. The circuit court refused to instruct the jury on the misdemeanor. The court of appeals concluded that the circuit court erred and ordered a new trial. We conclude that the misdemeanor is not, as a matter of law under the “elements only” test, a lesser included offense of the felony, because the misdemeanor requires proof of an element that need not be proved for the felony. Accordingly, we reverse the decision of the court of appeals and affirm the judgment of conviction of the circuit court.

Because our approach to lesser included offenses in this case assigns little, if any, significance to the factual basis of the prosecution, we may briefly summarize the facts. 1 Late in the evening on June 27, 1984, two police officers dressed in casual civilian clothing observed the defendant leaving a tavern and carrying a shotgun. One officer testified that he ordered the defendant to stop and that in response the defendant stopped, turned and pointed his gun in the direction of the two police officers; the officer fired one shot, hitting a garbage *263 dumpster midway between himself and defendant; the defendant then fired his gun; and the officer returned four more rounds. The defendant testified that as he was leaving the tavern he heard one call of “Halt, police,” followed by four shots. The defendant said that he fired one shot in the air and ducked into an alley.

We turn to the legal issue. The doctrine of lesser included offenses simultaneously serves the prosecutor, the defendant, and the public. The doctrine originated at common law as an aid to the prosecutor in cases in which the evidence failed to establish some element of the offense initially charged. The doctrine helps ensure that the defendant has notice of the crimes of which he may be convicted thereby enabling the defendant to prepare an adequate defense. The doctrine enables the court to give the jury an option to convicting or acquitting the defendant of the greater offense, when the evidence shows that the defendant may be guilty of a crime similar to but not necessarily the same as the one charged; a conviction may thus conform more accurately to the offense committed. The doctrine may implicate the due process and double jeopardy provisions of the federal and state constitutions.

The propriety of submitting an instruction to a jury on the misdemeanor in this case turns on whether the misdemeanor is a lesser offense included within the felony. A circuit court may not instruct on a lesser offense that is not included in the greater offense. Hawthorne v. State, 99 Wis. 2d 673, 680, 299 N.W.2d 866 (1981).

Commentators discern three approaches courts use to identify a lesser included offense: the elements only approach (the strict statutory approach); the fact-element approach (the pleadings approach; the cognate *264 approach); and the fact approach. 2 It is well settled that under this court’s interpretation of sec. 939.66(1), Stats. 1983-84, this court uses the “elements only” test to determine whether one offense is included within another. Section 939.66(1) defines an included crime as “a crime which does not require proof of any fact in addition to those which must be proved for the crime charged.” See State v. Richards, 123 Wis.2d 1, 5, 365 N.W.2d 7 (1985); Randolph v. State, 83 Wis. 2d 630, 639-40, 266 N.W.2d 334 (1978).

The elements only test focuses on the statutes defining the offenses, not the facts of a given defendant’s activity. “When determining whether a crime is a lesser included offense under sec. 939.66(1), the determinative factor is the statutorily defined elements of the respective crimes.” State v. Verhasselt, 83 Wis. 2d 647, 664, 266 N.W.2d 342 (1978).

*265 Under the elements only test, the lesser offense must be statutorily included in the greater offense and contain no element in addition to the elements constituting the greater offense. “[A]n offense is a ‘lesser included’ one only if all of its statutory elements can be demonstrated without proof of any fact or element in addition to those which must be proved for the ‘greater’ offense.” State v. Hagenkord, 100 Wis. 2d 452, 481, 302 N.W.2d 421 (1981). The elements only test was recently restated in Hagenkord, 100 Wis. 2d at 481, as follows:

This court is committed to the “elements only” analysis of whether one offense is included within another. The test focuses not on the peculiar factual nature of a given defendant’s criminal activity, but on whether the lesser offense is statutorily within the greater.... Stated in other words, an offense is a “lesser included” one only if all of its statutory elements can be demonstrated without proof of any fact or element in addition to those which must be proved for the “greater” offense .... Conversely, an offense is not a lesser-included one if it contains an additional statutory element. This court has stated this test often and clearly. Randolph v. State, 83 Wis.2d 630, 266 N.W.2d 334 (1978); State v. Verhasselt, 83 Wis.2d 647, 266 N.W.2d 342 (1978); and State v. Smith, 55 Wis.2d 304, 310, 198 N.W.2d 630 (1972). In Randolph, the court additionally capsulized the rule by the formulation that “for one crime to be included in another, it must be ‘utterly impossible’ to commit the greater crime without committing the lesser.”

The paramount inquiry in the elements only test is the meaning of the words of the statute. The elements only test requires the court to place the statutes defining the *266

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Bluebook (online)
397 N.W.2d 484, 134 Wis. 2d 260, 1986 Wisc. LEXIS 2073, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-carrington-wis-1986.