State v. Carlton Vose

Supreme Court of Rhode Island·Decided February 1, 2023·No. 20-274·Published

Opinion

February 1, 2023

Supreme Court

No. 2020-274-C.A.

(P2/16-2326A)

State :

v. :

Carlton Vose. :

NOTICE: This opinion is subject to formal revision before publication in the Rhode Island Reporter. Readers are requested to notify the Opinion Analyst, Supreme Court of Rhode Island, 250 Benefit Street, Providence, Rhode Island 02903, at Telephone (401) 222-3258 or Email: opinionanalyst@courts.ri.gov, of any typographical or other formal errors in order that corrections may be made before the opinion is published.

Supreme Court

No. 2020-274-C.A.

(P2/16-2326A)

State :

v. :

Carlton Vose. :

Present: Suttell, C.J., Goldberg, Robinson, Lynch Prata, and Long, JJ.

OPINION

Justice Goldberg, for the Court. This case came before the Supreme Court on November 2, 2022, on appeal by the defendant, Carlton Vose (defendant or Vose), from a Superior Court judgment of conviction on six counts of neglecting an adult with severe impairments, in violation of G.L. 1956 § 11-5-12.1 The defendant was sentenced to concurrent five-year sentences at the Adult Correctional Institutions, with two years to serve and the balance suspended, with probation, a $1,000 fine, counseling upon release from prison, and a no-contact order. On appeal, Vose raises several issues: (1) whether § 11-5-12 is ambiguous as written; (2) whether medical testimony is necessary to establish “severe impairment” under §

1 We begin by acknowledging that there may be circumstances in which the care of an adult with severe impairments can be challenging and outside the parameters of G.L. 1956 § 11-5-12. This is not such a case.

11-5-12; (3) whether the trial justice misapplied the law when he denied defendant’s motion for a new trial; and (4) whether the state violated Rule 16 of the Superior Court Rules of Criminal Procedure by failing to provide a witness list before the first day of trial and then by calling less than half of the witnesses who were identified. For the reasons set forth in this opinion, we affirm the judgment of the Superior Court.

Facts and Travel

The record reveals the following. After living in Florida for many years, defendant returned to Rhode Island in 2014 in order to care for his mother, Pauline Vose, who was suffering from dementia and tended to wander.2 He previously had been granted Pauline’s power of attorney in August 2013. Pauline and defendant shared a home at 314 Kenyon Avenue, Pawtucket, Rhode Island.3 The defendant was a licensed attorney in the Commonwealth of Massachusetts, working for the Department of Veterans Affairs.

At trial, Anabel Reyes testified that on January 29, 2015, she was working her shift as assistant manager at the Walgreens Pharmacy on Cottage Street, Pawtucket, when Pauline entered the store. Pauline appeared disoriented and upset. Pawtucket

2 Throughout this opinion, we refer to Pauline Vose by her first name solely for the sake of clarity. No disrespect is intended. 3 We pause to note that Pauline passed away in April 2022.

Police Department Patrol Officer Ronald Jones responded to the Walgreens for a well-being check after Reyes called the police to alert them of her plight.

Officer Jones testified that he spoke with Pauline, who was able to recite her name to him when asked. According to Officer Jones, Pauline appeared somewhat disoriented and confused; she was wearing a robe that was not appropriate for the cold weather at the time. Pauline was transported by Officer Jones to her home on Kenyon Avenue, about 0.7 miles away from the Walgreens. This encounter was among numerous incidents of Pauline wandering outside the home in a confused and frightened mental state. Several such incidents formed the basis for this prosecution.

Officer Jones and Pauline were met at her door by defendant. The defendant told Officer Jones that he was unaware that Pauline had left the home and informed Officer Jones that she was in the early stages of dementia. After escorting Pauline into her home, Officer Jones left the scene.

Pawtucket Police Department Patrol Officer Jeffrey Furtado testified that, days later, on February 9, 2015, he received a dispatch to conduct a well-being check at Sam’s Food Mart on Kenyon Avenue in Pawtucket. Officer Furtado observed an older female, later identified as Pauline, wearing a green sweatsuit, and standing outside of the store. Officer Furtado concluded that Pauline was not dressed in garments suitable for the outdoors, as it had snowed the previous evening, and the temperature that day was between twenty and twenty-five degrees. Because of the

weather and the fact that the sidewalks were still not cleared, he transported Pauline back to her home, about 300 to 500 yards away from Sam’s Food Mart. Pauline and Officer Furtado entered the home together. According to the officer, the home appeared cluttered and smelled of animal feces and urine. After Officer Furtado announced that a Pawtucket police officer was in the home, defendant opened the second-floor door at the top of the stairwell and acknowledged him. The defendant stated that he was unaware that Pauline had left the home, and he informed Officer Furtado that Pauline was suffering from dementia.

Later that same evening, Allen Desjarlais was plowing Kenyon Avenue for the City of Pawtucket, when Pauline approached his truck waving her arms and banging on his window. Pauline twice advanced towards the truck, asking for a ride. Because it was snowy, dark, and cold, Desjarlais testified, he called his supervisor and requested that the police be called. Pawtucket Patrol Officer Geoffrey Metfooney responded to the scene at approximately 6:00 p.m. to conduct a well- being check. Upon arrival, Officer Metfooney located Pauline standing in the roadway and Desjarlais standing nearby. Because Pauline appeared confused as to her whereabouts, Officer Metfooney escorted her back to her house, which was a short distance away. No one was home when they arrived. Officer Metfooney called defendant and left him a voice mail alerting him to the situation. A report

documenting the events was forwarded to the Pawtucket Police Department Elderly Affairs Division.

Although the record discloses several more police calls for well-being checks over the ensuing months, the next incident introduced at trial occurred on September 18, 2015. Pawtucket Patrol Officer James Leach testified that on that day he responded to a well-being check on Kenyon Avenue, where he met with Kathleen Lavery, a neighbor of Pauline. Ms. Lavery contacted the Pawtucket police after encountering Pauline, who was wet, crying, and shaking. Pauline informed Lavery that defendant had turned the yard faucet on her when she asked for food. Ms. Lavery indicated that Pauline was consistently wandering the neighborhood in soiled clothing, was constantly hungry, and on that day, she was in fear. Officer Leach understood from his conversation with Lavery that Pauline was afraid of her son calling.

Officer Leach then proceeded to Pauline’s home, where she answered his knock at the door. Pauline appeared disheveled, wearing wet, dirty clothing. The house was also disorderly, and the only food that he could locate were a couple of packages of frozen corn and dog food. Pauline did not want Officer Leach to contact defendant and appeared to be very fearful that he would do so. Officer Leach then spoke with defendant, who had been on the second floor of the residence. The defendant told him that he does not keep food in the house because Pauline would

feed all the animals in the neighborhood. He also informed Officer Leach that Pauline was suffering from dementia.

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