State v. Caraballo

750 A.2d 177, 330 N.J. Super. 545
CourtNew Jersey Superior Court Appellate Division
DecidedMay 9, 2000
StatusPublished
Cited by22 cases

This text of 750 A.2d 177 (State v. Caraballo) is published on Counsel Stack Legal Research, covering New Jersey Superior Court Appellate Division primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Caraballo, 750 A.2d 177, 330 N.J. Super. 545 (N.J. Ct. App. 2000).

Opinion

750 A.2d 177 (2000)
330 N.J. Super. 545

STATE of New Jersey, Plaintiff-Respondent,
v.
Oscar CARABALLO, Defendant-Appellant.

Superior Court of New Jersey, Appellate Division.

Submitted April 12, 2000.
Decided May 9, 2000.

*179 Wronko, O'Hara & Miller, Somerville, for defendant-appellant (Gilbert G. Miller, of counsel and on the brief).

John J. Farmer, Jr., Attorney General, for plaintiff-respondent (H. John Witman III, Deputy Attorney General, of counsel and on the brief).

Before Judges BAIME, BROCHIN and EICHEN.

*178 The opinion of the court was delivered by BAIME, P.J.A.D.

Defendant appeals from convictions for two counts of murder (N.J.S.A. 2C:11-3a), possession of a firearm for an unlawful purpose (N.J.S.A. 2C:39-4a), and possession of a handgun without a permit (N.J.S.A. 2C:39-5b). We reverse because: (1) two key prosecution witnesses were required to testify although they refused *180 to take an oath or make an affirmation to tell the truth, (2) prejudicial hearsay testimony was improperly admitted, and (3) defendant was denied the effective assistance of counsel.

I.

This case concerns the senseless killing of two young adults in the course of a street confrontation. Defendant, Pedro Burgos, Luis Marin, Osvaldo Gonzalez and Raymond Feliciano were on their way to a dance club when they encountered Antonio Monteiro, Jorge Silva and two other individuals. Defendant made a derogatory comment because Monteiro was wearing a Halloween mask. According to Feliciano, as he and Burgos attempted to intercede, defendant pushed them aside and fired two or three shots from a small chrome handgun. Monteiro was killed instantly. Silva was transported to a nearby hospital where efforts to resuscitate him were unsuccessful.

Richard Marrero encountered defendant approximately twelve hours after the shootings. Defendant confided that he had "caught two bodies," meaning that he had killed two people. Marrero and defendant were longtime friends, and Marrero had seen defendant in his home with a firearm sometime before or after the incident. Marrero described the weapon as a.25 caliber automatic handgun. Although the murder weapon was never recovered, ballistics evidence indicated that both victims died from gunshots from a .25 caliber pistol.

In his statement to the police and again at trial, Feliciano gave a graphic and detailed account of the killings, naming defendant as the shooter. Burgos, Gonzalez and Marin had given statements to the police essentially corroborating Feliciano's description of the incident and identifying defendant as the sole perpetrator. All three individuals were called as prosecution witnesses. We describe what transpired in some detail.

Burgos took the stand as the State's first witness. In the presence of the jury, Burgos refused to either swear on the Bible or affirm his intention to tell the truth. While noting that she had the power to hold Burgos in contempt, the trial judge decided not to take that course. She instead directed Burgos to "answer [the questions] truthfully." Burgos then attempted to invoke his Fifth Amendment privilege. The trial judge refused to accept Burgos' assertion of his right to remain silent and again ordered him to testify. Before any questions were propounded, the judge told the jury that it was to be "mindful of the fact that [Burgos] ha[d] [neither] taken an oath [n]or made an affirmation," but he nonetheless was required to testify.

In direct examination, Burgos responded to questions concerning his name, age, incarceration for robbery, and friendship with defendant. The examination deteriorated when he was asked about his statement to the police, which he disavowed. Following a hearing out of the jury's presence, the judge found that Burgos' statement to the police was made in "circumstances establishing its reliability" and was admissible as substantive evidence under N.J.R.E. 803(a)(1). See State v. Gross, 121 N.J. 1, 577 A.2d 806 (1990).

Gonzalez was the next witness. He took the same tack as Burgos with respect to the administration of the oath. Like Burgos, he refused to swear, affirm or otherwise promise to tell the truth. When asked directly whether he "promise[d] to tell the truth," Gonzalez replied that he would "not." The judge nevertheless directed Gonzalez to testify.

Gonzalez was no more forthcoming than Burgos. Gonzalez repeatedly responded to the prosecutor's questions by noting that he did not want to "cooperate" and that he was in "fear for his life." The witness admitted that he had given a statement to the police. But he never expressly supported or repudiated the part of the *181 statement in which he named defendant as the shooter.

Unlike the case with Burgos, the judge never conducted a hearing to determine whether Gonzalez's statement to the police was admissible under N.J.R.E. 803(a)(1). No inquiry was conducted to determine whether the statement was inconsistent with Gonzalez's trial testimony and whether it was made under reliable circumstances. The statement itself was never introduced into evidence. However, the prosecutor repeatedly paraphrased the statement, inquiring of Gonzalez whether "that [was] what [his] statement said." Gonzalez either refused to respond at all to these questions or merely indicated that the prosecutor had accurately read or paraphrased the statement. The jury was thus made aware of the essential facts contained in Gonzalez's statement even though it was never formally offered or admitted in evidence.

The oath was properly administered to Marin. Marin testified that he was intoxicated at the time of the shooting and could not identify the perpetrator. When confronted with his statement to the police, Marin responded that he had lied to deflect suspicion from himself. The prosecutor did not offer Marin's statement into evidence. Nor did the trial court conduct a hearing to determine whether it was made under reliable circumstances and thus qualified as an inconsistent statement admissible as substantive evidence. However, the essential gist of the statement— including Marin's identification of defendant as the shooter—was clearly brought to the attention of the jury.

We add for the sake of completeness that defendant's trial attorney sat idly by throughout the proceedings. She did not interpose an objection when Burgos and Gonzalez were permitted to testify without taking an oath or making an affirmation of their intention to tell the truth. Nor did she object to the prosecutor's narratives pertaining to the statements given by Gonzalez and Marin to the police. The prosecutor was thus given an open sesame to the admission of tainted evidence. We will return to this subject shortly.

II.

We hold that the trial court committed reversible error when it required Burgos and Gonzalez to testify after they refused to be sworn or make an affirmation as to their intention to tell the truth. The judge's enigmatic instruction to the jury that it was to be "mindful" of the witnesses's refusal to take the oath compounded, rather than alleviated, the prejudice resulting from this error.

N.J.R.E. 603 requires that all prospective witnesses be sworn or affirmed. Neither that rule nor any other specifies any particular form to which an oath must adhere. This silence is in sharp contrast to the explicit manner prescribed for the making of affirmations or declarations set forth in N.J.S.A. 41:1-6. The absence of any specific form of oath—as well as N.J.R.E.

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Bluebook (online)
750 A.2d 177, 330 N.J. Super. 545, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-caraballo-njsuperctappdiv-2000.