State v. Caldwell

2008 NMCA 049, 182 P.3d 775, 143 N.M. 792
CourtNew Mexico Court of Appeals
DecidedJanuary 28, 2008
Docket26,322
StatusPublished
Cited by85 cases

This text of 2008 NMCA 049 (State v. Caldwell) is published on Counsel Stack Legal Research, covering New Mexico Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Caldwell, 2008 NMCA 049, 182 P.3d 775, 143 N.M. 792 (N.M. Ct. App. 2008).

Opinion

OPINION

FRY, Judge.

{1} Defendant Lawrence Caldwell challenges his convictions for forgery (issuing or transferring), in violation of NMSA 1978, § 30-16-10(B) (1963) (amended 2006), and fraud over $250, contrary to NMSA 1978, § 30-16-6 (1987) (amended 2006). On appeal, Defendant claims that his convictions were (1) based on insufficient evidence, (2) violative of Defendant’s protection against double jeopardy, and (3) based on improper jury instructions. We affirm Defendant’s convictions.

BACKGROUND

{2} In January 2004, Benjamin Nieves reported the theft of approximately twenty checks associated with an account he held at Citizen’s Bank for his company, New Mexico Roofing & Sheet Metal, Air Conditioning and Mechanical. One of the stolen checks, bearing a signature Nieves claimed was not his own, was made out to “Lawrence Caldwell” and was cashed at a Lowe’s grocery store in Clovis, New Mexico. According to the notations on the front of the check, the check was payment for “Labor” in the amount of $860.49.

{3} The State filed a criminal complaint against Defendant charging one count of forgery stemming from the conduct identified above. The State later filed an amended complaint adding a second count against Defendant for the crime of fraud over $250. Defendant was convicted on both counts and appealed. We affirm his convictions.

DISCUSSION

{4} Defendant argues three bases for reversing his convictions for fraud and forgery. First, Defendant requests that his conviction for fraud be vacated because his convictions under both the fraud and forgery statutes, for the single unitary act of cashing a stolen check, violate his protection from double jeopardy. Second, Defendant contends that the non-uniform instruction given to the jury on the charge of forgery was erroneous because it affirmatively instructed the jury that the check was a forged writing and that Defendant knowingly transferred it, thus removing essential elements of the crime of forgery from the jury’s consideration. Third, Defendant argues that the State presented insufficient evidence of the essential facts required for the jury to convict Defendant of either fraud or forgery, claiming that the State failed to prove that Defendant endorsed or cashed the cheek stolen from Nieves. We address each of these issues below.

I. Double Jeopardy

{5} The New Mexico Constitution protects criminal defendants against double jeopardy for the same offense. N.M. Const, art. II, § 15. “The right to be free from double jeopardy consist[s] of three separate constitutional protections. It protects against a second prosecution for the same offense after acquittal. It protects against a second prosecution for the same offense after conviction. And it protects against multiple punishments for the same offense.” State v. Rodriguez, 2005-NMSC-019, ¶ 6, 138 N.M. 21, 116 P.3d 92 (alteration in original) (internal quotation marks and citation omitted). Defendant contends that his convictions for both fraud and forgery constitute multiple punishment for the same act in violation of the double jeopardy provision of the New Mexico Constitution. Whether Defendant’s convictions for both fraud and forgery constitute “multiple punishment for the same offense as barred by the double jeopardy clause is a question of legislative intent, which we review de novo.” State v. Franco, 2005-NMSC-013, ¶ 5, 137 N.M. 447, 112 P.3d 1104 (internal quotation marks omitted).

A. Multiple Punishments

{6} “We analyze a multiple punishment double jeopardy challenge under Swafford v. State, 112 N.M. 3, 810 P.2d 1223 (1991), and its progeny.” State v. Padilla, 2006-NMCA-107, ¶ 26, 140 N.M. 333, 142 P.3d 921, cert. granted, 2006-NMCERT-008, 140 N.M. 424, 143 P.3d 186. “Specifically, where a person is charged with violations of multiple statutes for the same conduct, we analyze the challenge as a so-called double-description issue.” Id. “In a double-description case, double jeopardy bars a conviction if the conduct underlying the two offenses is unitary and the legislature has not indicated an intent to punish the same conduct separately.” Id.

1. Unitary Conduct

{7} We begin our analysis by determining whether Defendant’s conduct may reasonably be viewed as one distinct act or transaction. See id. ¶27. In making this determination, we evaluate “separations in time or space, the similarity of the acts, their sequence, intervening events, and [Djefendant’s goals and mental state in the context of each act.” Id.; see also Swafford, 112 N.M. at 14, 810 P.2d at 1234 (noting that conduct may be distinguished by looking at “[tjime and space considerations,” “the quality and nature of the acts,” or “the objects and results involved”). If sufficient indicia of distinctness exist and a defendant’s behavior may be viewed as two distinct acts, the inquiry ends because double jeopardy does not bar multiple convictions when the conduct is non-unitary. See id. (stating that a double jeopardy multiple punishment inquiry ends when conduct is “separate and distinct”).

{8} In the present case, the State appears to concede that Defendant’s conduct was unitary, focusing its argument solely on the legislative-intent prong of the double description analysis. This Court, however, is not bound by the State’s concession and we conduct our own analysis as to whether Defendant’s conduct was unitary. See State v. Montoya, 116 N.M. 297, 307, 861 P.2d 978, 988 (Ct.App.1993) (noting that the Court is not bound by the State’s concession that double jeopardy had been violated), holding modified on other grounds by State v. Gomez, 1997-NMSC-006, 122 N.M. 777, 932 P.2d 1; State v. Maes, 100 N.M. 78, 80, 665 P.2d 1169, 1171 (Ct.App.1983) (“The public interest in criminal appeals does not permit their disposition by party stipulation.”), abrogated on other grounds by State v. Fuentes, 119 N.M. 104, 106, 888 P.2d 986, 988 (Ct.App.1994). We conclude that Defendant’s conduct was unitary.

{9} Defendant’s fraud and forgery convictions are based on a discrete act, not separated by time or space, and not distinguishable based on the nature, quality, or result of the act, or Defendant’s objective in performing the act. The conduct in question, the act of presenting the check to Lowe’s to be cashed and carrying away the proceeds of the check-cashing, provides no basis for determining that Defendant’s conduct was not unitary. See State v. Davis, 2000-NMCA-105, ¶ 6, 129 N.M. 773, 14 P.3d 38 (determining that rigging a five-dollar bill to trigger a change machine to release all its coins and carrying those coins away was unitary conduct, as it was close in time and space and the purpose of both acts was the same). When it can reasonably be said that the conduct at issue is unitary, we turn to the second prong of our double-description analysis. Swafford, 112 N.M. at 14, 810 P.2d at 1234.

2. Legislative Intent

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Cite This Page — Counsel Stack

Bluebook (online)
2008 NMCA 049, 182 P.3d 775, 143 N.M. 792, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-caldwell-nmctapp-2008.