State v. Cabral

883 P.2d 638, 77 Haw. 216
Hawaii Intermediate Court of Appeals·Decided October 11, 1994·No. No. 16252·Published·Cited by 2 cases

Opinion

ACOBA, Judge.

Defendant-Appellant Clifford Cabral (Defendant) was initially indicted on September 20, 1989 for murder under Hawai'i Revised Statutes (HRS) § 707-701 (1985)1 for causing the death of Michael Chun, a minor, (Count I), and murder of the same minor under HRS §§ 707-701 and 702-203(2) (1985) by “omitting to perform a duty imposed by law”2 (Count II). The minor was Defendant’s stepson.3 Defendant was convicted on Count I for the lesser included offense of manslaughter and on Count II for murder. The family court sentenced him only under Count II to life imprisonment. After an appeal, Defendant’s conviction and sentence were reversed as to Count II. State v. Cabral 8 Haw.App. 506, 810 P.2d 672 (1991). This court remanded the case for a new trial on the basis that the “jury instructions [on Count II] were materially and prej-udicially insufficient.” Id. at 516, 810 P.2d at 678 (citing State v. Correa, 5 Haw.App. 644, 706 P.2d 1321 (1985)). In remanding the case for a new trial, this court issued an order “vacating the verdict, sentence, and judgment of conviction entered on Count II ... [and] not disturbing the verdict in Count I[.]” Id. at 511-12, 810 P.2d at 676. Retrial of Defendant on Count II was allowed and instructions rendered on how Defendant was to be sentenced if the State decided to retry him on Count II.4 Id. at 512, 810 P.2d at 676.

On the retrial of Count II, a jury found Defendant guilty as charged, and the family court sentenced him on June 2, 19925 to life in prison with the possibility of parole. Defendant filed this appeal from the judgment entered on June 2, 1992.

Defendant raises two issues on appeal: (1) whether the instruction defining murder by omission was correct and (2) whether defense counsel’s agreement to the said instruction deprived Defendant of his right to effective assistance of counsel.

I.

The record discloses that when the parties were settling instructions, the State offered the disputed instruction as State’s Supple[218] mental Instruction No. I.6 It requested an additional paragraph reading, “There are three elements to this offense. They are, colon, one, the defendant caused the death of Michael Chun. Two, by voluntarily omitting to perform a duty imposed by law. Three, the defendant caused the death intentionally or knowingly.” Defendant’s counsel objected to the “second element language ... because use of the word ‘by, B-Y’ following after ‘one,’ sort of matched that that is a separate element.” The court, “for grammatical consistency,” suggested that element two should read, “the defendant voluntarily omitted to perform a duty imposed by law,” thus deleting the preposition “by” from the “second element language.” The defense agreed, the State did not object, and the instruction was read to the jury with the additional paragraph as modified by the court. The deletion of the preposition “by” is the basis for Defendant’s first appeal point and defense counsel’s agreement to the deletion is the basis for Defendant’s second appeal point.

We examine, then, the instruction in issue. State’s Supplemental Instruction No. 1 given to the jury stated:7

The Defendant is charged with the offense of Murder.
A person commits the offense of Murder when he intentionally or knowingly causes the death of another person by voluntarily omitting to perform a duty imposed by law.
There are three material elements of the offense of Murder, each of which must be proven beyond a reasonable doubt. These elements are:
1. The Defendant caused the death of Michael Chun.
2. The Defendant voluntarily omitted to perform a duty imposed by law.
3.The Defendant caused the death intentionally or knowingly.

Defendant asserts that the failure to include the preposition “by” between elements one and two made the instruction “prejudi-cially insufficient and misleading.” He argues it “allowed the jury to convict [Defendant] of murder without making the critical finding of whether the evidence proved beyond a reasonable doubt that by voluntarily omitting to perform a duty imposed upon him by law, [he] intended or knew that Michael Chun would die.”

But the same instruction8 correctly described the offense in its second paragraph as follows: “A person commits the offense of murder when he intentionally or knowingly causes the death of another person by voluntarily omitting to perform a duty imposed by law.” There is no dispute that the foregoing is a correct statement of the law. However, the circuit court did omit “by” in the court’s description of the offense’s elements.

Obviously, had the circuit court stated the elements of the crime as it had initially stated them in the same instruction, no question would have arisen. It is clear under HRS § 702-203(2), that for criminal liability to be based on an omission to act, the resulting harm must be caused by the omission to perform a duty imposed by law. See State v. Batson, 73 Haw. 236, 251 n. 8, 831 P.2d 924, 932 n. 8 (1992); State v. Tucker, 10 Haw.App. 43, 53, 861 P.2d 24, 30 (1993) (cert. granted and remanded, 74 Haw. 652, 857 P.2d 600, on remand 10 Haw.App. 73, 861 P.2d 37, recon. denied, 10 Haw.App. 94, 863 P.2d 989); Commentary to HRS § 702-203 (1985). Manifestly, then, the connection between the resulting harm and the omitted act must be expressly communicated to the jury in the court’s instructions.

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State v. Cabral, 883 P.2d 638, 77 Haw. 216 (hawapp 1994).

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