State v. Bunting

246 P.3d 352, 226 Ariz. 271, 600 Ariz. Adv. Rep. 21, 2011 Ariz. App. LEXIS 10
CourtCourt of Appeals of Arizona
DecidedJanuary 25, 2011
Docket1 CA-CR 09-0738, 1 CA-CR 09-0740
StatusPublished

This text of 246 P.3d 352 (State v. Bunting) is published on Counsel Stack Legal Research, covering Court of Appeals of Arizona primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Bunting, 246 P.3d 352, 226 Ariz. 271, 600 Ariz. Adv. Rep. 21, 2011 Ariz. App. LEXIS 10 (Ark. Ct. App. 2011).

Opinion

246 P.3d 352 (2011)

STATE of Arizona, Appellee,
v.
Ariane Centa Dema BUNTING, Appellant.

Nos. 1 CA-CR 09-0738, 1 CA-CR 09-0740.

Court of Appeals of Arizona, Division 1, Department B.

January 25, 2011.

*353 Thomas C. Horne, Arizona Attorney General By Kent E. Cattani, Chief Counsel And Katia Mehu, Assistant Attorney General, *354 Criminal Appeals/Capital Litigation Section, Phoenix, Attorneys for Appellee.

James J. Haas, Maricopa County Public Defender By Terry J. Adams, Deputy Public Defender, Phoenix, Attorneys for Appellant.

OPINION

BROWN, Judge.

¶ 1 The trial court found Ariane Centa Dema Bunting guilty of the crime of misconduct involving weapons based on a submitted record. The court advised Bunting of her right to a jury trial, which she waived, but the court did not inform Bunting of any other rights she would be giving up by submitting her case on the record. The question we address here is whether, prior to determining Bunting's guilt based on a submitted record, the court was obligated to advise her of certain constitutional rights as explained in State v. Avila, 127 Ariz. 21, 617 P.2d 1137 (1980). For the following reasons, we hold that the court should have advised Bunting of those rights and fundamentally erred in failing to do so. We therefore remand for further proceedings.

BACKGROUND

¶ 2 In May 2007, Bunting pled guilty to theft, a class six felony, and was placed on probation for two years. In March 2008, the Maricopa County Probation Department arrested Bunting on a bench warrant for violating her probation. When asked if she had any weapons, Bunting directed officers to a handgun located in her bedroom. Bunting was subsequently charged with misconduct involving weapons, a class four felony. She disclosed a defense of guilty except insane.

¶ 3 On the day scheduled for trial, Bunting executed a waiver of trial by jury. The trial court questioned Bunting on the record and found that her jury waiver was made knowingly, intelligently, and voluntarily. As the court prepared to discuss the presentation of evidence, presumably for the evidentiary hearing on Bunting's insanity defense, defense counsel inquired whether the court intended to rule on Bunting's guilt or innocence. In response, the court noted it had received a stipulation[1] from the parties and then stated that on the basis of police reports submitted by the parties, it found Bunting guilty of misconduct involving weapons.

¶ 4 The court then conducted the hearing on Bunting's insanity defense and found that she failed to show by clear and convincing evidence she was insane at the time of the offense. Bunting was later sentenced to a presumptive term of four and a half years' imprisonment, and she timely appealed.

DISCUSSION

¶ 5 Bunting argues the trial court erred in failing to advise her of certain constitutional rights, in violation of Avila, before it proceeded to determine her guilt solely on the basis of a submitted record.[2] Bunting, however, failed to raise this issue before the trial court and therefore has forfeited appellate review, absent fundamental error. See State v. Henderson, 210 Ariz. 561, 567, ¶ 19, 115 P.3d 601, 607 (2005). To prevail under this standard of review, a defendant must establish that: (1) error occurred; (2) the error is fundamental; and (3) the error caused the defendant prejudice. Id. at 568, ¶¶ 23-26, 115 P.3d at 608. Error is fundamental if it "goes to the foundation of [the] case, takes away a right that is essential to [the] defense, and is of such magnitude that [the defendant] could not have received a fair trial." Id. at ¶ 24, 115 P.3d 601. Evidence required to prove prejudice "varies, depending upon the type of error that occurred and *355 the facts of a particular case." Id. at ¶ 26, 115 P.3d 601.

¶ 6 Under current Arizona law, a trial court must inform a person accused of committing a crime of the rights he waives when submitting on the record. See Avila, 127 Ariz. at 24, 617 P.2d at 1140. In Avila, our supreme court addressed the rights of submitting defendants on facts similar to the instant case. The defendant there was charged with child molestation. Id. at 22, 617 P.2d at 1138. He executed a waiver of trial by jury and agreed to submit the determination of guilt or innocence to the court, based solely on transcripts of a preliminary hearing and a departmental report. Id. On the basis of this evidence, the defendant was found guilty. Id. On appeal, he argued that because his submission to the court was "tantamount to a guilty plea," he was entitled to "the entire litany of Boykin[3] rights." Id. The supreme court clarified the applicability of Boykin and abandoned the notion that courts must try to distinguish between submissions that are tantamount to a guilty plea and those that are not. Avila, 127 Ariz. at 23, 617 P.2d at 1139. Instead, independent of Boykin, the court formulated a list of six warnings that "must be afforded" a submitting defendant:

1. The right to a trial by jury where he may have representation of counsel;
2. The right to have the issue of guilt or innocence decided by the judge based solely upon the record submitted;
3. The right to testify in his own behalf;
4. The right to be confronted with the witnesses against him;
5. The right to compulsory process for obtaining witnesses in his favor;
6. The right to know the range of sentence and special conditions of sentencing.

Id. at 24-25, 617 P.2d at 1140-41. The court further concluded that the record, "as in any proceeding involving the surrender of constitutional rights," must show the waiver was "freely, intelligently, and voluntarily made" and that such waiver cannot be presumed from a silent record. Id. at 25, 617 P.2d at 1141. Recognizing the defendant in Avila had been advised of only "five of the six previously described warnings," the court remanded the case to the trial court to determine whether the defendant "was aware, prior to submission, of the possible range of sentence." Id.

¶ 7 Notwithstanding our supreme court's clear holding, the State argues that Bunting was not entitled to an "Avila colloquy"[4] because she did not submit her case on the record. It is undisputed, however, that the trial court determined Bunting's guilt solely on the basis of police reports. The record before us reflects the following:

THE COURT: So do you want to proceed first [on the insanity defense]?
[DEFENSE COUNSEL]: Yes, Your Honor, but I think we first have to get through the guilt phase. Have you received the police reports?
THE COURT: I did.
[DEFENSE COUNSEL]: Have you made a finding on guilt yet?
THE COURT: I did ... The Court has reviewed the police report DR number ... [and] finds that there is evidence beyond a reasonable doubt that the defendant committed the offense of misconduct involving weapons, a class four felony.

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Related

Boykin v. Alabama
395 U.S. 238 (Supreme Court, 1969)
State v. Geeslin
225 P.3d 1129 (Arizona Supreme Court, 2010)
State v. Allen
220 P.3d 245 (Arizona Supreme Court, 2009)
State v. Morales
157 P.3d 479 (Arizona Supreme Court, 2007)
State v. Henderson
115 P.3d 601 (Arizona Supreme Court, 2005)
State v. Avila
617 P.2d 1137 (Arizona Supreme Court, 1980)
State v. Butrick
558 P.2d 908 (Arizona Supreme Court, 1976)
Commonwealth Ex Rel. West v. Rundle
237 A.2d 196 (Supreme Court of Pennsylvania, 1968)
State v. Geeslin
212 P.3d 912 (Court of Appeals of Arizona, 2009)
State v. Allen
207 P.3d 683 (Court of Appeals of Arizona, 2009)
State v. Widmer
569 P.2d 845 (Court of Appeals of Arizona, 1977)
State v. Porras
652 P.2d 156 (Court of Appeals of Arizona, 1982)
State v. Carter
165 P.3d 687 (Court of Appeals of Arizona, 2007)

Cite This Page — Counsel Stack

Bluebook (online)
246 P.3d 352, 226 Ariz. 271, 600 Ariz. Adv. Rep. 21, 2011 Ariz. App. LEXIS 10, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-bunting-arizctapp-2011.