State v. Brown

355 P.3d 216, 272 Or. App. 424, 2015 Ore. App. LEXIS 880
Court of Appeals of Oregon·Decided July 22, 2015·No. C121424CR; A154684·Published·Cited by 17 cases

Opinion

DEVORE, J.

In this criminal case, the issues are whether the trial court erred in admitting evidence of defendant’s prior convictions and how the analysis changes after a recent decision of the Oregon Supreme Court, State v. Williams, 357 Or 1, 346 P3d 455 (2015). Defendant was charged with first-degree theft, first-degree forgery, and first-degree criminal possession of a forged instrument. At trial, defendant opposed, under OEC 404(3), the admission of evidence of his prior convictions. The trial court admitted that evidence for the purpose of demonstrating that defendant had knowledge that the checks he had cashed were forged. Following Williams, we conclude that the trial court did not err in admitting the evidence but remand to correct an error in imposing a sentence that exceeded the maximum permitted by law. OAR 213-005-0002(4).

The facts are primarily procedural and are undisputed. Defendant attempted to cash a number of falsified checks made payable to him.1 He was arrested, questioned, and charged with first-degree theft, ORS 164.055, first-degree forgery, ORS 165.013, and first-degree criminal possession of a forged instrument, ORS 165.022.

At trial, defendant denied knowing that the checks were “bad” and contended that he had been unwittingly induced to cash them. In response, the state tendered direct and indirect evidence of defendant’s prior convictions. An officer began to recount his interview with defendant and explain that his knowledge of defendant’s forgery convictions influenced how he questioned defendant. The state eventually proffered copies of defendant’s judgments of conviction for theft, forgery, identity theft, and possession of a forged instrument.

Defendant objected to the evidence and requested a hearing to determine admissibility under State v. Johns, 301 Or 535, 555, 725 P2d 312 (1986) (setting forth case-by-case considerations for the admissibility of prior bad acts evidence). He argued that, under Johns, the state had not established [427] the similarity between defendant’s prior convictions and the charges at issue. He added that, under OEC 403, the evidence should not be admissible, because the “prejudice substantially outweighs any small bit of probative value.”

The trial court deemed a Johns hearing unnecessary and ruled that the evidence of defendant’s prior convictions was admissible for the purpose of establishing “guilty knowledge.” The trial court considered OEC 403, explaining:

“The second part of it is the weighing issue, and I want to be clear that I have done the weighing, and that the probative value is not substantially outweighed by unfair prejudice. * * * Because of the difficulty in proving knowledge, what’s going on in somebody’s mind is so difficult, the evidence is necessary in order to establish that particular- — • or to disprove that particular position. And since the state has to prove that it was done with knowledge, the probative value was substantial in this particular case on that issue.”

The officer went on to testify that he knew that defendant had been arrested in previous cases “for multiple counts of forgery, identity theft, and theft.” When the officer had questioned defendant, the officer had confronted defendant with the prior arrests and suggested to him that “it’s unlikely that a person associated with [that criminal] experience in fraud and theft would not have known what was going on.”2 Later, the court admitted certified copies of defendant’s judgments of conviction for a number of forgery, theft, and identity theft offenses, exhibits numbered 30, 31, 32, 33, 35, and 36.3

[428] The trial court gave a limiting instruction that the jury should not infer that prior convictions make it “more likely than not” that defendant was guilty of the offenses at issue at trial and that the jury “cannot use it for that purpose.” The court explained that it admitted the evidence “only as it applies to [defendant’s] guilty knowledge in this particular case, and that is the only purpose for which they will be admitted.” The jury found defendant guilty on all counts.

On appeal, defendant first assigns error to the admission of the six convictions. Second, defendant challenges the trial court’s failure to offer an instruction consistent with State v. Leistiko, 352 Or 172, 282 P3d 857, adh'd to as modified on recons, 352 Or 622, 292 P3d 522 (2012), that the jury could not consider defendant’s prior convictions as evidence of defendant’s mental state until first finding that defendant had committed the actus reus of forgery. Lastly, defendant questions the length of his sentence and imposition of attorney fees. We take each issue in order.

After defendant submitted his brief for our review, the Supreme Court issued its opinion in Williams, altering the analytical framework for consideration of evidence of “other bad acts” in criminal cases.4 357 Or at 3. In Williams, the defendant was charged with two counts of first-degree sexual abuse. The state offered evidence of the defendant’s possession of two pairs of children’s underwear for the purpose of establishing that the defendant “had touched the victim with a sexual purpose rather than accidentally.” Id. at 4. The trial court admitted that evidence under OEC 404(3).5 The defendant had argued that the evidence was [429] inadmissible because it was not relevant under OEC 401 and because it was unfairly prejudicial under OEC 403.6

On review, the court addressed the relationship between OEC 404(3) and OEC 404(4) and, in turn, the relationship between OEC 404(4) and OEC 403.7 The court determined that, “[f]rom the text, context, and legislative history of OEC 404(4), * * * the legislature intended OEC 404(4) to supersede OEC 404(3) in criminal cases, except, of course, as otherwise provided by the state or federal constitutions.” 357 Or at 15.

The court reached “a different conclusion with respect to the relationship between OEC 404(4) and OEC 403[.]” 357 Or at 15. The court concluded that, when a trial court admits “other acts” evidence pursuant to OEC 404(4), the Due Process Clause of the Fourteenth Amendment to the United States Constitution requires that the trial court engage in balancing under OEC 403.8 357 Or at 19. In reviewing the analytical framework, the court recited that “other acts” evidence is admissible if that evidence is relevant under OEC 401 and survives scrutiny when comparing probative value and unfair prejudice under OEC 403. The court explained that

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State v. Brown, 355 P.3d 216, 272 Or. App. 424, 2015 Ore. App. LEXIS 880 (Or. Ct. App. 2015).

355 P.3d 216 (State v. Brown) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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