State v. Brooks

693 N.E.2d 301, 118 Ohio App. 3d 444
CourtOhio Court of Appeals
DecidedFebruary 26, 1997
DocketNo. 17922.
StatusPublished
Cited by2 cases

This text of 693 N.E.2d 301 (State v. Brooks) is published on Counsel Stack Legal Research, covering Ohio Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Brooks, 693 N.E.2d 301, 118 Ohio App. 3d 444 (Ohio Ct. App. 1997).

Opinions

Dickinson, Presiding Judge.

The state of Ohio has appealed from the trial court’s refusal to reimpose the death penalty against defendant Antonio Brooks., The trial court followed the Ohio Supreme Court’s mandate and resentenced defendant in accordance with that court’s reversal of his death sentence. The state has argued that the trial court should have reimposed the death penalty because the Ohio Supreme Court’s reversal of it was based on an instruction that was never given to the jury. This court affirms the judgment of the trial court because extraordinary circumstances did not exist to justify deviation from the Ohio Supreme Court’s mandate.

I

Defendant Antonio Brooks was convicted of three counts of aggravated murder, with death penalty specifications, and was sentenced to death on each of those counts. Defendant appealed his convictions and death sentence to this court, where he assigned a number of errors, including that the jury was given an incorrect instruction during the sentencing phase of his trial. State v. Brooks (July 13, 1994), Summit App. No. 16192, unreported, 1994 WL 362143. The transcript of proceedings reflected that the jury was instructed as follows: “You are now required to determine unanimously that the death penalty is inappropriate before you can consider a life sentence.” This court found that defendant had not objected to the instruction at trial and thus waived his right to assign it as error on appéal except to the extent it constituted plain error. It then concluded that the instruction did not amount to plain error. Id.

Defendant appealed this court’s decision to the Ohio Supreme Court, where he again assigned as error, among other things, the sentencing phase instruction. The Ohio Supreme Court determined that the instruction deprived defendant of a fair trial and reversed his death sentence. State v. Brooks (1996), 75 Ohio St.3d *446 148, 159-162, 661 N.E.2d 1030, 1040-1042. After the Supreme Court issued its opinion, the state discovered that the jury was not instructed in the manner the transcript indicated. It moved the trial court to correct the record to reflect that the jury had been properly instructed as follows: ‘You are not required to determine unanimously that the death penalty is inappropriate before you can consider a life sentence.” At the hearing on the state’s motion, the court reporter who prepared the transcript testified that the jury was not instructed in the manner the transcript indicated, but was instead instructed as the state contended. The trial court corrected the transcript and transmitted the corrected record to the Ohio Supreme Court.

The state then moved the Ohio Supreme Court to supplement the record before it with the corrected instruction and to reconsider its reversal of defendant’s death sentence in light of that corrected instruction. The Ohio Supreme Court denied both motions and, thereafter, issued its mandate to the trial court to resentence defendant consistent with its reversal of his death sentence. On remand to the trial court, the state moved it to reimpose the death penalty based on the corrected instruction. The trial court refused to do so and sentenced defendant on each count of aggravated murder to a life sentence with parole eligibility after thirty years. The life sentences are to run consecutively so that defendant will not be eligible for parole until after he has served ninety years. This court granted the state leave to appeal from that decision.

II

The state’s sole assignment of error is that the trial court incorrectly refused to reimpose the death penalty in view of the corrected instruction. It has argued that the trial court was not required to follow the mandate of the Ohio Supreme Court because the record before it was not the same as the record that was before the Supreme Court.

Under the doctrine of the law of the case, a trial court cannot disregard the mandate of a superior court unless extraordinary circumstances, such as an intervening decision from the Ohio Supreme Court, justify its doing so. Nolan v. Nolan (1984), 11 Ohio St.3d 1, 11 OBR 1, 462 N.E.2d 410, syllabus; see, also, State ex rel. Crandall, Pheils & Wisniewski v. DeCessna (1995), 73 Ohio St.3d 180, 182, 652 N.E.2d 742, 743-744. The purpose of this doctrine is to ensure consistency of results, to avoid endless litigation, and to preserve the structure of superior and inferior courts. State ex rel. Potain v. Mathews (1979), 59 Ohio St.2d 29, 32, 13 O.O.3d 17, 18-19, 391 N.E.2d 343, 345.

The state has maintained that its discovery of the error in the transcript was an extraordinary circumstance that would justify deviation from the Ohio Su *447 preme Court’s mandate. For support, it has relied on two unreported appellate court decisions. The first is State v. Gauntt (Dec. 29, 1994), Cuyahoga App. No. 66791, unreported, 1994 WL 723730. In that case, the defendant appealed from his convictions of three counts of gross sexual imposition with prior crimes of violence specifications. The Cuyahoga County Court of Appeals vacated his sentence and remanded the matter to the trial court for resentencing because it found no evidence that the defendant had been previously convicted of a violent crime. On remand, the state presented evidence that the defendant had stipulated to his prior conviction before trial in a part of the transcript that had not been provided to the appellate court. Based on that stipulation, the trial court reinstated the defendant’s original sentence. The defendant appealed from that decision, arguing that the trial court’s failure to follow the appellate court’s mandate violated the doctrine of the law of the case. The court of appeals concluded that the trial court was not required to follow the appellate mandate. It reasoned that the defendant would unfairly benefit if the trial court followed the mandate because he was responsible for providing an adequate record on appeal and his failure to do so had resulted in vacation of his sentence:

“[Defendant’s] invocation of the doctrine [of the law of the case] is thus an attempt to make it a rule of substantive law in order to ‘achieve unjust results.’ Because [defendant] stipulated to his prior conviction before the commencement of trial, he was not prejudiced by the failure to present that evidence to the jury. It is therefore fundamentally unfair to permit him now to take advantage of his own failure to provide this court with the complete trial record which included the stipulation * *

Gauntt was cited as authority in the second case that the state has relied upon, State v. Patterson (Mar. 29, 1996), Trumbull App. No. 95-T-5207, unreported, 1996 WL 210773. In that case, the defendant appealed from his conviction of complicity to commit robbery. He argued that he was denied effective assistance of trial counsel because his attorney did not attempt to have the charge against him dismissed on the basis of a speedy trial violation.

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Related

State v. Brooks
2017 Ohio 2832 (Ohio Court of Appeals, 2017)

Cite This Page — Counsel Stack

Bluebook (online)
693 N.E.2d 301, 118 Ohio App. 3d 444, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-brooks-ohioctapp-1997.