State v. Braunsdorf

297 N.W.2d 808, 98 Wis. 2d 569, 1980 Wisc. LEXIS 2809
CourtWisconsin Supreme Court
DecidedOctober 28, 1980
Docket79-095-CR
StatusPublished
Cited by70 cases

This text of 297 N.W.2d 808 (State v. Braunsdorf) is published on Counsel Stack Legal Research, covering Wisconsin Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Braunsdorf, 297 N.W.2d 808, 98 Wis. 2d 569, 1980 Wisc. LEXIS 2809 (Wis. 1980).

Opinions

WILLIAM G. CALLOW, J.

We granted review in order to consider whether the trial courts of this state have the inherent authority to dismiss with prejudice a criminal case prior to the attachment of jeopardy. We conclude that, except for those situations in which a defendant’s constitutional right to a speedy trial is implicated, the trial court possesses no such inherent authority; and we therefore affirm the decision of the court of appeals.

Defendant-respondent-petitioner Sharon Braunsdorf (defendant) was charged with welfare fraud; and after a preliminary examination, the case was scheduled for a jury trial as the number two case on the calendar for December 19, 1978. On the morning of December 15, 1978, the trial court was informed that the number one case for December 19, 1978, had been disposed by plea. The judge then ordered the assistant district attorney for Brown county and the defendant’s counsel be informed that this case had become the number one case for December 19, 1978, and that the matter was expected to proceed to trial at 9 a.m. On the morning of December 18, 1978, the assistant district attorney, without informing the trial court, directed the clerk of courts to call off the jury panel scheduled for the following morning. Later that afternoon, after approximately twenty-eight of [571]*571the thirty-two jurors had been advised not to appear, the trial court learned about the action of the assistant district attorney and because of the late hour concluded that an effort to recall them would be unavailing. He informed counsel for both sides that the next morning he would “seriously consider . . . any motion that was made on behalf of the defendant to dismiss this matter and to dismiss it with prejudice.”

On the morning of the trial date, December 19, 1978, the assistant district attorney, Royce Finne, moved the court for an adjournment. In response to the court’s inquiries, Finne stated that although he had been aware of the forthcoming trial date since late November, he had not undertaken any action to contact witnesses and place them on standby or otherwise to prepare for the trial of the case. He also stated that ordinarily preparation for trial begins some seven to ten days before the scheduled date, but in this case no such preparation was made because he had been informed by a person in his department that the case which had been scheduled as the number one case was “firm” and its early disposition was not anticipated. The court then inquired as to the actions undertaken by the assistant district attorney to prepare for trial after learning, on December 15, 1978, that this case had been moved up to the number one case. Finne indicated he had attempted to locate certain records in possession of the Department of Industry, Labor and Human Relations but that they were not available except, perhaps, in the form of a computer printout which could possibly be available by Monday, December 18, the day before trial. With respect to a representative from a local bank who was one of two critical witnesses not then present, Finne stated that in view of his experience, there would not have been sufficient time for the necessary bank records to be located, so he did not contact the witness at all. [572]*572Neither critical witness was subpoenaed. The trial court denied the motion for adjournment, whereupon the assistant district attorney moved to dismiss the case “[b]ased on the discretion which lies in the District Attorney’s office to prosecute or not to prosecute a matter.”

The trial court requested argument from counsel on whether the case should be dismissed with or without prejudice, and the following colloquy ensued:

“Mr. Finne: That is not the District Attorney’s motion, Your Honor. We do not recognize the Court’s authority to do that.
“The Court: You’re just moving to dismiss?
“Mr. Finne: Yes, we do not recognize the Court’s authority to dismiss with prejudice.”

The defendant took the position that the case should be dismissed with prejudice and that the trial court had the authority to do so. Upon the conclusion of the arguments of counsel, the trial court relying upon this court’s opinions in State v. Kenyon, 85 Wis.2d 36, 270 N.W.2d 160 (1978) ; State v. Stoeckle, 41 Wis.2d 378, 164 N.W. 2d 303 (1969); and Wittke v. State ex rel. Smith, 80 Wis.2d 332, 259 N.W.2d 515 (1977), concluded “the position of the District Attorney in regard to dismissal should be granted. However, that dismissal is to be with prejudice.”

The court of appeals concluded that, in the absence of statutory authority, a trial court did not possess the inherent power to dismiss a criminal case with prejudice on nonconstitutional grounds prior to the attachment of jeopardy, and it modified the order of dismissal accordingly. State v. Braunsdorf, 92 Wis.2d 849, 853-54, 286 N.W.2d 14 (Ct. App. 1979).

I.

Prosecutors enjoy largely unfettered discretion in the initiation of criminal proceedings. Sears v. State, 94 [573]*573Wis.2d 128, 133, 287 N.W.2d 785 (1980) ; State v. Karpinski, 92 Wis.2d 599, 607-08, 285 N.W.2d 729 (1979). In English common law that discretion extended to the entry of a nolle prosequi or voluntary dismissal,1 the use of which was exclusively under the control of the attorney general, Rex v. Cranmer, 1 Ld. Raym. 721, 91 Eng. Rep. 1381 (K.B. 1701), and acceptance by the court was obligatory, R. ex rel. Gregory v. Allen, 1 B. & S. 850, 121 Eng. Rep. 929 (Q.B. 1862). The prosecutor’s discretion to enter a nolle prosequi in a criminal case was subject only to the narrow exception, occurring infrequently in English cases, where the court sought to avoid “mischief or oppression,” King v. Webb, 1 W. Bl. 460, 461, 97 Eng. Rep. 931 (1764), or to further the interests of justice, Mervyn Broad, 68 Crim. App. 281, 285 (1978),2 in which situations the court may decline to accept the prosecutor’s nolle prosequi.

The practice of using the nolle prosequi was carried to this country, but its use has become increasingly subject to the court’s approval.3 In Guinther v. Milwaukee, 217 [574]*574Wis. 334, 258 N.W. 865 (1935), this court approved the action of a trial court denying the city attorney’s motion to dismiss an ordinance violation charge and appointing counsel to continue on behalf of the city when the city attorney refused to participate further. That case was our initial recognition of the court’s limited supervisory role over prosecutorial motions to dismiss. In State v. Kenyon, 85 Wis.2d at 45, we emphatically reaffirmed Guinther and removed any doubt whether its rule extended to criminal cases. It was there stated:

“In sum, we believe the holding in Guinther is clear and conclusive. Prosecutorial discretion to. terminate a pending prosecution in Wisconsin is subject to the independent authority of the trial court to grant or refuse a motion to dismiss ‘in the public interest.’ ”

But we also set forth certain guidelines to ensure that a trial court’s decision to deny a motion to dismiss is firmly grounded upon considerations of public interest.

(A)

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Cite This Page — Counsel Stack

Bluebook (online)
297 N.W.2d 808, 98 Wis. 2d 569, 1980 Wisc. LEXIS 2809, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-braunsdorf-wis-1980.