State v. BOUSUM

674 N.W.2d 802, 12 Neb. Ct. App. 401, 2004 Neb. App. LEXIS 41
CourtNebraska Court of Appeals
DecidedFebruary 24, 2004
DocketA-03-473
StatusPublished

This text of 674 N.W.2d 802 (State v. BOUSUM) is published on Counsel Stack Legal Research, covering Nebraska Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. BOUSUM, 674 N.W.2d 802, 12 Neb. Ct. App. 401, 2004 Neb. App. LEXIS 41 (Neb. Ct. App. 2004).

Opinion

*402 Irwin, Chief Judge.

I. INTRODUCTION

The State of Nebraska appeals from an order of the district court for Sarpy County, Nebraska, which withdrew Jayson R. Bousum’s plea and conviction sua sponte. Because we find that the district court erred in determining sua sponte and based on the presentence investigation report that the factual basis was inadequate to support the already accepted plea, we reverse, and remand with directions.

II. BACKGROUND

On December 31, 2002, Bousum pled no contest to an amended charge of third degree assault. In exchange for his plea, the State dismissed a separate charge of use of a weapon to commit a felony. When Bousum entered his plea, the State provided the following factual basis in open court:

Judge, if called to trial, the State anticipates that [it] would produce evidence that on or about July 27 [, 2002,] the complaining witness in the case, Jeremy Brungardt, became involved in an altercation with a third party____Bousum... intervened during that altercation. . . . Bousum and others subdued Mr. Brungardt. After Mr. Bmngardt had been subdued, while he was on the ground, [Bousum] struck Mr. Brungardt, causing bodily injury to him. The events took place in Sarpy County, Nebraska.

The district court accepted the factual basis and accepted the no contest plea. The court found Bousum guilty of the amended charge. The court then ordered a presentence investigation.

On February 14, 2003, the parties returned to court for sentencing. Bousum specifically indicated to the court that he knew of no reason why his sentence should not be imposed. Bousum did not challenge his conviction or the factual basis underlying his plea, and he did not make any motion to withdraw the plea. Similarly, the State did not make any motion to have the plea withdrawn. The district court judge then, sua sponte, began commenting on the contents of the presentence investigation report. After noting that a third party who had been involved in the altercation with Jeremy Brungardt, Bousum’s victim, had completed a victim impact statement in which he questioned the propriety of charging Bousum for what happened while Bousum *403 and another third party were breaking up the altercation, the district court judge commented, “That’s a question mark I would have.” The district court judge then said:

Well, after all that, I think this is a case that should never have been filed against you . . . Bousum ... so what I’m going to do is find that there’s a lack of a factual basis [and] set aside that conviction, and I have a copy of the order for you and counsel.

The court’s order dismissed the case with prejudice.

On February 28, 2003, the parties returned to court for a “hearing” on a motion to reconsider filed by the State. The State attempted to have an exhibit marked, and the district court judge said, “Not in my court. That case is done.” When the State represented that the exhibit concerned the motion to reconsider, the district court judge said:

The motion is denied. If you want to go after somebody that became involved in this fracas, the person that started that fight is the one who’s at fault. And when I got this case a couple of weeks ago, you wanted to make restitution to another person. I’m not going to put up with that.
Motion denied.
This timely appeal followed.

III. ASSIGNMENTS OF ERROR

The State has assigned four errors, all of which amount to challenges to the district court’s sua sponte withdrawal of Bousum’s plea and setting aside of Bousum’s conviction.

IV. ANALYSIS

1. Withdrawal of Plea

The State asserts that the district court erred in withdrawing Bousum’s plea without any motion by Bousum and without providing the State any notice that the factual basis was at issue. We agree.

Prior to sentencing, the withdrawal of a plea forming the basis of a conviction is addressed to the discretion of the trial court, and its ruling will not be disturbed on appeal absent an abuse of that discretion. State v. Schneider, 263 Neb. 318, 640 N.W.2d 8 (2002); State v. Roeder, 262 Neb. 951, 636 N.W.2d *404 870 (2001). The State argues, however, that the district court is without authority to order a plea withdrawn sua sponte, or without any motion by the defendant requesting such relief. Our research reveals no authority which allows the court to take such action; we are unable to find any reported case in which a trial court has sua sponte determined, based on a presentence investigation report, that a previously accepted factual basis was actually not sufficient.

However, even assuming, and without specifically deciding, that a court would, in a proper case, have the authority to take up the issue sua sponte, we find that the district court abused its discretion in doing so in this case. It is clear that the factual basis in the present case was sufficient to support the no contest plea, and the district court abused its discretion in determining otherwise.

The standard for determining the validity of a plea is whether it represents a voluntary and intelligent choice among alternative courses of action open to the defendant. See State v. Dean, 237 Neb. 65, 464 N.W.2d 782 (1991). To support a finding that a plea has been entered freely, intelligently, voluntarily, and understanding^, (1) the trial court must inform the defendant concerning the nature of the charge, the right to assistance of counsel, the right to confront witnesses against him or her, the right to a jury trial, and the right against self-incrimination, and must examine the defendant to determine that he or she understands the foregoing; additionally, (2) the record must establish that there is a factual basis for the plea and that the defendant knew the range of penalties for the crime with which he or she is charged. See id.

As noted above, Bousum entered a no contest plea to a charge of third degree assault. The only required elements of third degree assault are intentionally, knowingly, or recklessly causing bodily injury to another person, or threatening another in a menacing manner. Neb. Rev. Stat. § 28-310 (Reissue 1995). The factual basis presented at the time of Bousum’s plea indicated that Bousum struck Brungardt while Brungardt was subdued on the ground and that Bousum caused bodily injury to Bmngardt. In fact, in his statement in the presentence investigation report, Bousum indicated, “ T knew I hit. . . Brungardt[;] I just wasn’t sure w[h]ere.’ ”

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Related

State v. Schneider
640 N.W.2d 8 (Nebraska Supreme Court, 2002)
State v. Dean
464 N.W.2d 782 (Nebraska Supreme Court, 1991)
State v. Roeder
636 N.W.2d 870 (Nebraska Supreme Court, 2001)

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Bluebook (online)
674 N.W.2d 802, 12 Neb. Ct. App. 401, 2004 Neb. App. LEXIS 41, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-bousum-nebctapp-2004.