[Cite as State v. Blake, 2026-Ohio-1769.]
COURT OF APPEALS OF OHIO
EIGHTH APPELLATE DISTRICT COUNTY OF CUYAHOGA
STATE OF OHIO, :
Plaintiff-Appellee, :
v. : No. 115430 GEORGE BLAKE, :
Defendant-Appellant. :
JOURNAL ENTRY AND OPINION
JUDGMENT: AFFIRMED RELEASED AND JOURNALIZED: May 14, 2026
Criminal Appeal from the Cuyahoga County Court of Common Pleas Case No. CR-24-696649-A
Appearances:
Michael C. O’Malley, Cuyahoga County Prosecuting Attorney, and Lisa J. Turoso, Assistant Prosecuting Attorneys, for appellee.
Eric M. Levy, for appellant.
MICHAEL JOHN RYAN, P.J.:
Defendant-appellant George Blake appeals his guilty plea and
sentence. For the following reasons, we affirm. In 2024, appellant was charged in relation to an attack on his former
girlfriend, E.D. Appellant was charged as follows: Counts 1 and 2, felonious assault
in violation of R.C. 2903.11(A)(1); Count 3, strangulation in violation of
R.C. 2903.18(B)(2); Count 4, strangulation in violation of R.C. 2903.18(B)(3);
Counts 5 and 6, domestic violence in violation of R.C. 2919.25(A); and Count 7,
cruelty to companion animals in violation of R.C. 959.131(B).
While out on bond, appellant testified positive for cocaine and alcohol
multiple times. He also pleaded guilty to attempted assault in a separate case and
was sentenced to 90 days in jail with 76 days suspended and 14 days of jail-time
credit as well as one- and one-half years of community control sanctions.
See Cleveland v. Blake, Cleveland M.C. No. 2024-CRB-005738.
In June 2025, appellant entered a change of plea and pleaded guilty
in this case to Count 1 (felonious assault), Count 4 (strangulation), Count 5
(domestic violence), and Count 7 (cruelty against companion animal). The trial
court accepted appellant’s plea, nolled the remaining counts, and referred him for a
presentence-investigation report.
At the sentencing hearing, the State introduced body-camera videos
that showed E.D. receiving medical care following the attack, photographs, and a
partial report from a sexual assault nurse examiner. The State requested restitution
in the amount of $436.32 for the victim’s mobile phone, which appellant broke
during the assault. E.D. described the attack and its aftereffects. She stated that the
incident impacted her social interactions with family and friends, resulted in panic
attacks, caused an exacerbation of her preexisting autoimmune disease, and left her
homeless and without access to money or her identification. E.D.’s injuries took
months to heal, and, because of her injuries, E.D. had constant headaches, was
unable to sleep, and had difficulty eating and drinking.
Appellant admitted that he had hit E.D., and defense counsel
acknowledged that appellant’s actions had a serious, lasting impact on her. Defense
counsel also acknowledged appellant’s underlying addiction issues and indicated
that appellant’s last three alcohol and drug tests were negative. Defense counsel
stated that appellant attended AA meetings and participated in mental-health and
anger-management classes.
The trial court stated that it considered the record, the statements
made during the sentencing hearing, the presentence-investigation report, and the
plea negotiations. The court ordered restitution in the amount of $436.32 for the
victim’s cell phone. Defense counsel did not object to the restitution amount.
The trial court sentenced appellant to seven to ten and one-half years
on Count 1, 36 months on Count 4, six months on Count 5, and six months on Count
7. Counts 4, 5, and 7 were ordered to run concurrently to Count 1 for an aggregate
sentence of seven to ten and one-half years in prison.
Appellant raises two assignments of error for our review: I. The trial court violated the mandates of Criminal Rule 11 and deprived appellant of due process by accepting a guilty plea without advising him of the potential for restitution rendering the plea unknowing and involuntary.
II. Appellant’s sentence is not supported by the record and is otherwise clearly and convincingly contrary to law.
In his first assignment of error, appellant argues that the trial court
failed to comply with Crim.R. 11 because the court did not inform him that
restitution could be imposed during his plea hearing.
It is well-established that “[b]ecause a no-contest or guilty plea
involves a waiver of constitutional rights, a defendant’s decision to enter a plea must
be knowing, intelligent, and voluntary.” State v. Dangler, 2020-Ohio-2765, ¶ 10,
citing Parke v. Raley, 506 U.S. 20 (1992). Crim.R. 11(C) sets forth certain
constitutional and procedural requirements that a trial court must comply with prior
to accepting a guilty plea. The Ohio Supreme Court has summarized appellate
review of compliance with Crim.R. 11(C) as follows:
Properly understood, the questions to be answered are simply: (1) has the trial court complied with the relevant provision of the rule? (2) if the court has not complied fully with the rule, is the purported failure of a type that excuses a defendant from the burden of demonstrating prejudice? and (3) if a showing of prejudice is required, has the defendant met that burden?
Dangler at ¶ 17.
Relevant to the instant matter, Crim.R. 11(C)(2)(a) requires the trial
court to determine that a “defendant is making the plea voluntarily, with
understanding of the nature of the charges and of the maximum penalty involved, and, if applicable, that the defendant is not eligible for probation or for the
imposition of community control sanctions at the sentencing hearing.”
R.C. 2929.18(A)(1) provides that “the court imposing a sentence upon
an offender for a felony may sentence the offender to any financial sanction or
combination of financial sanctions authorized under this section” including,
“[r]estitution by the offender to the victim of the offender’s crime . . . in an amount
based on the victim’s economic loss.”
The issue here is whether the trial court’s failure to inform appellant
that he could be subject to restitution constituted a complete failure such that he did
not need to make a showing of prejudice, therefore, his guilty plea was not
knowingly, intelligently, and voluntarily made.
The Ohio Supreme Court has not explicitly defined a trial court’s
“complete failure to comply” under a Crim.R. 11 analysis. In Dangler, the Court
determined there was not a complete failure to comply with the maximum sentence
portion of Crim.R. 11(C)(2)(a) where the trial court advised the defendant of sex-
offender-registration duties but did not inform the defendant of the residential
restrictions and community-notification requirements of sex-offender
classification. Dangler at ¶ 22. In State v. Sarkozy, 2008-Ohio-509, the Court
found a complete failure to comply with the maximum penalty portion of
Crim.R. 11(C)(2)(a) where a trial court failed “to inform the defendant of the
mandatory term of postrelease control, which was a part of the maximum penalty,”
before it accepted the guilty plea. Id. at ¶ 22; see also State v. Jenkins, 2025-Ohio- 5146 (8th Dist.) (holding that trial court failed to comply with Crim.R. 11(C)(2)(a)
when the court failed to mention postrelease control and defendant was subject to
mandatory postrelease control).
Appellant relies on two cases in support of his argument that the lack
of an advisement on restitution was a complete failure to advise. These cases,
however, support the State’s position that the court’s failure to advise appellant that
he was subject to restitution during the plea colloquy was not a complete failure to
comply with Crim.R. 11.
First, appellant cites Wilson, 2015-Ohio-5143 (8th Dist.). In Wilson,
the appellant argued that his conviction should be reversed because the trial court
failed to inform him of restitution at the time of his guilty plea. Restitution was not
mentioned until the sentencing hearing, where the victim requested $28,337.86 for
unpaid medical bills. The appellant argued that the failure to mention restitution at
his plea hearing “rendered his plea less than knowingly, intelligently, and voluntarily
made.” Id. at ¶ 9.
This court disagreed, finding that because informing a defendant of
restitution involved nonconstitutional requirements of Crim.R. 11, this court would
consider whether there was substantial compliance with the rule. Id., citing State v.
Veney, 2008-Ohio-5200, ¶ 14-17. This court proceeded to perform a prejudice
analysis and found that the appellant failed to show that he was prejudiced by the
court’s failure to mention restitution at the Crim.R. 11 plea hearing. Wilson at ¶ 11. Appellant also relies on State v. Willard, 2021-Ohio-2552 (11th Dist.).
In Willard, the trial court did not mention restitution until the sentencing hearing,
during which the police department that was involved in the case requested $14,500
in restitution. The court determined that the department should receive $4,500 in
restitution. Id. at ¶ 42. The defendant argued that his plea was less than knowingly
and voluntarily made because of the court’s failure to mention restitution during the
plea hearing. The Eleventh District Court of Appeals employed the three-part
Dangler test and concluded that the trial court did not comply with Crim.R.
11(C)(2)(a). Willard at ¶ 86. The court determined, however, that the trial court’s
noncompliance was not a complete failure to comply with the rule. Id. at ¶ 97.
The Willard Court reasoned that R.C. 2929.18(A)(1) provides that a
trial court may impose restitution, which indicates a restitution order is
discretionary, not mandatory, and a nonprison sanction, therefore, the trial court’s
error did not excuse the defendant from the requirement to demonstrate prejudice.
Id. at ¶ 95, 97. The court concluded that finding otherwise would construe Dangler
broadly and could “result in a defendant being excepted from the prejudice
requirement upon a trial court’s failure to mention any component of the
defendant’s potential sentence, even if that component was not actually imposed,
was inconsequential, or was demonstratively known.” Willard at ¶ 96. It also would
require “reversal of pleas that would not have been reversed prior to Dangler, which
would be contrary to the simplicity that the Dangler court intended.” Willard at id. We agree that the failure to mention restitution during a plea colloquy
does not constitute a complete failure to comply with Crim.R. 11. Thus, we move to
consider whether appellant showed that he was prejudiced by the trial court’s failure
to mention restitution during his plea colloquy.
“‘The test for prejudice is whether the plea would have otherwise
been made.’” Willard at ¶ 98, quoting Dangler at ¶ 16. “Prejudice must be
established ‘on the face of the record.’” Willard at id., quoting Dangler at ¶ 24.
In State v. Olsen, 2022-Ohio-1402, ¶ 10 (8th Dist.), the trial court
mentioned the possibility of restitution at the plea hearing but did not state the
amount that could be imposed. The appellant argued that he would have made a
different decision about his plea if he had been informed of the financial penalties
involved at his plea hearing. Id. at ¶ 7. This court found that there was no
requirement that the trial court is required to indicate at the plea hearing the
amount of restitution that a defendant will be required to pay and that even if such
a requirement existed, the defendant was unable to show that he had been
prejudiced by the court’s failure to advise him of the amount of restitution. Id. at
¶ 10.
In this case, there is nothing in the record that suggests that appellant
would not have entered his plea had he been told that he would have to pay
restitution or that he was otherwise prejudiced by entering his plea.
The first assignment of error is overruled. In his second assignment of error, appellant argues his sentence was
unsupported by the record and contrary to the law because (1) the trial court did not
apply R.C. 2929.11 and 2929.12, (2) the trial court imposed restitution without
considering his ability to pay, and (3) the court failed to merge allied offenses of
similar import.
An appellate court reviews felony sentences under
R.C. 2953.08(G)(2). State v. Jones, 2020-Ohio-6729, ¶ 27, citing State v. Marcum,
2016-Ohio-1002. Under R.C. 2953.08(G)(2)(b), an appellate court “may increase,
reduce, or otherwise modify a sentence . . . or may vacate the sentence and remand
the matter . . . for resentencing” if it “clearly and convincingly” finds “[t]hat the
sentence is otherwise contrary to law.” “A sentence is contrary to law if it falls
outside the statutory range for the offense or if the sentencing court fails to consider
the purposes and principles of sentencing set forth in R.C. 2929.11 and the
sentencing factors in R.C. 2929.12.” State v. Angel, 2022-Ohio-72, ¶ 8 (8th Dist.),
citing State v. Pawlak, 2016-Ohio-5926 (8th Dist.).
R.C. 2929.11 addresses the overriding purposes of felony sentencing.
R.C. 2929.12 addresses factors that are to be considered when imposing a sentence.
Jones at ¶ 18-19. Under R.C. 2929.11(A), the overriding purposes of felony
sentencing are to (1) “protect the public from future crime by the offender and
others”; (2) “punish the offender”; and (3) “promote the effective rehabilitation of
the offender using the minimum sanctions that the court determines accomplish
those purposes without imposing an unnecessary burden on state or local government resources.” Additionally, the imposed sentence must be
“commensurate with and not demeaning to the seriousness of the offender’s conduct
and its impact upon the victim, and consistent with sentences imposed for similar
crimes committed by similar offenders.” R.C. 2929.11(B).
R.C. 2929.12 provides the sentencing court with the discretion to
determine the best way to comply with the purposes and principles of sentencing set
forth in R.C. 2929.11 when imposing a sentence. State v. Bridges, 2019-Ohio-1769,
¶ 10 (8th Dist.). R.C. 2929.12 sets forth a nonexhaustive list of factors a trial court
must consider in determining the seriousness of the offender’s conduct and the
likelihood of recidivism, including the offender’s history of criminal convictions,
whether the offender has responded favorably to sanctions previously imposed for
criminal convictions, whether the offender has demonstrated remorse, and any
other factors relevant to achieving the purposes and principles of sentencing.
R.C. 2929.12(A), (D)(2)-(3), and (5).
Although the sentencing court is required to consider the factors in
R.C. 2929.11 and 2929.12, the court is not required to make specific findings on the
record regarding its consideration of those factors, even when imposing a more-
than-minimum sentence. Bridges at ¶ 11, citing State v. Keith, 2016-Ohio-5234
(8th Dist.). Indeed, consideration of the factors is presumed unless the defendant
affirmatively shows otherwise. State v. Wright, 2018-Ohio-965, ¶ 16 (8th Dist.).
The trial court indicated that it considered the record, statements
presented at the sentencing hearing, the presentence-investigation report, and the plea negotiations. The court also stated that the sentence was based upon the
overriding principles and purposes of felony sentencing and to protect the public
from future crime and that it considered the need for incapacitation, deterrence,
rehabilitation, and restitution.
The court found the felonious assault and strangulation charges were
very serious felonies of the second-degree. The court noted appellant had a long
history of assault and domestic violence. The court indicated that it considered the
relevant seriousness and recidivism factors and found that a prison sentence was
necessary. The court found that the imposed sentence did not demean the
seriousness of the crime or the impact on E.D. and was consistent with other similar
offenses committed by like offenders. In the corresponding judgment entry, the
court incorporated its consideration of all the required factors of the law, and its
determination that prison was consistent with R.C. 2929.11.
Appellant asks this court to substitute its judgment for that of the trial
court’s regarding how the principles and purposes of sentencing should have been
applied and what sentence was appropriate. We are not permitted do so. See State
v. Booker, 2022-Ohio-3433, ¶ 14 (8th Dist.), quoting Jones, 2020-Ohio-6729, at
¶ 42 (“‘R.C. 2953.08(G)(2) does not permit an appellate court to conduct a
freestanding inquiry[.]’”). The record reflects that the trial court considered the
purposes and principles of felony sentencing in R.C. 2929.11 and the sentencing
factors in R.C. 2929.12. Further, the sentencing judgment entry indicates the court “considered all required factors of the law” which this court has found satisfies the
rigors of R.C. 2929.11 and 2929.12. Keith, 2016-Ohio-5234, at ¶ 11 (8th Dist.).
Appellant next argues that the trial court erred when it imposed
restitution without first considering his ability to pay.
Effective February 5, 2018, Marsy’s Law expanded the rights afforded
to crime victims. Relevant to this appeal, Marsy’s Law guarantees a victim the right
to “full and timely restitution from the person who committed the criminal offense
or delinquent act against the victim.” Ohio Const., art. I, § 10a(A)(7).
Marsy’s Law does not conflict with restitution statutes, including
R.C. 2929.18. State v. Fuller, 2023-Ohio-1669, ¶ 16 (8th Dist.), citing State v.
Yerkey, 2022-Ohio-4298, ¶ 12. This court has also found that a defendant’s ability
to pay restitution, even where the offender has been found indigent, is irrelevant
under Marsy’s Law. Cleveland v. Rudolph, 2022-Ohio-2363, ¶ 18 (8th Dist.); Fuller
at ¶ 24.
Considering the above, the trial court did not err in imposing
restitution.
Appellant next argues that the trial court erred when it failed to merge
his felonious-assault, strangulation, and domestic-violence charges for sentencing.
Appellant failed to raise the issue of merger at trial, so we review the
issue for plain error. State v. Bailey, 2022-Ohio-4407, ¶ 7, citing Rogers, 2015-
Ohio-2459, at ¶ 28 (finding that the failure to raise the allied offense issue at the
time of sentencing forfeits all but plain error). “Applying the plain-error standard to an allied offenses argument, the ‘accused has the burden to demonstrate a
reasonable probability that the convictions are allied offenses of similar import
committed with the same conduct and without a separate animus’ or import.” State
v. Goldsby, 2025-Ohio-967, ¶ 29 (8th Dist.), quoting Rogers at ¶ 21-25.
R.C. 2941.25, which governs allied offenses of similar import and
merger, states:
(A) Where the same conduct by defendant can be construed to constitute two or more allied offenses of similar import, the indictment or information may contain counts for all such offenses, but the defendant may be convicted of only one.
(B) Where the defendant’s conduct constitutes two or more offenses of dissimilar import, or where his conduct results in two or more offenses of the same or similar kind committed separately or with a separate animus as to each, the indictment or information may contain counts for all such offenses, and the defendant may be convicted of all of them.
Courts will consider three separate factors to determine whether the
offenses are subject to merger: the import, the conduct, and the animus. State v.
Bey, 2025-Ohio-740, ¶ 86 (8th Dist.), citing State v. Ruff, 2015-Ohio-995.
R.C. 2941.25(A) allows only a single conviction for conduct that constitutes “allied
offenses of similar import.” Pursuant to R.C. 2941.25(B), offenses do not merge and
a defendant charged with multiple offenses may be convicted of all the offenses if
any one of the following is true: (1) the conduct constitutes offenses of dissimilar
import, (2) the conduct shows that the offenses were committed separately, or (3)
the conduct shows that the offenses were committed with separate animus. Ruff at
¶ 13, citing State v. Moss, 69 Ohio St.2d 515 (1982). Appellant pleaded guilty to felonious assault pursuant to
R.C. 2903.11(A)(1), which provides in relevant part, that “[n]o person shall
knowingly . . . [c]ause serious physical harm to another.” Appellant also pled guilty
to strangulation under R.C. 2903.18(B)(3), which provides that “no person shall
knowingly [c]ause or create a substantial risk of physical harm to another by means
of strangulation or suffocation.” And appellant pled guilty to domestic violence
under R.C. 2919.23(A), which states that “[n]o person shall knowingly cause or
attempt to cause physical harm to a family or household member.”
The record reflects that because of the attack E.D. suffered “breaks”
to her face, holes in her lip, facial swelling, a broken and missing tooth, and
permanent scars. Appellant also choked E.D. The record demonstrates that E.D.
suffered physically as well as psychologically and emotionally from the attack.
There was no plain error in failing to merge strangulation with the
felonious-assault and domestic-violence convictions. Strangulation, which involved
appellant choking E.D., was an offense of dissimilar import and did not merge for
sentencing purposes. Further, appellant has not demonstrated it was plain error not
to merge the felonious-assault and domestic-violence sentences where E.D.’s
various injuries could have been perceived as both serious physical harm and
physical harm.
The third assignment of error is overruled.
Judgment affirmed.
It is ordered that appellee recover from appellant the costs herein taxed. The court finds there were reasonable grounds for this appeal.
It is ordered that a special mandate issue out of this court directing the
common pleas court to carry this judgment into execution. The defendant’s
conviction having been affirmed, any bail pending appeal is terminated.
A certified copy of this entry shall constitute the mandate pursuant to Rule 27
of the Rules of Appellate Procedure.
________________________________ MICHAEL JOHN RYAN, PRESIDING JUDGE
SEAN C. GALLAGHER, J., CONCURS (WITH SEPARATE OPINION); TIMOTHY W. CLARY, J., DISSENTS (WITH SEPARATE OPINION)
SEAN C. GALLAGHER, J., CONCURRING:
I concur fully with the majority decision but write separately to
address one aspect of State v. Willard, 2021-Ohio-2552 (11th Dist.), that I find
troubling. In Willard, the panel found that “[t]he existing statutory authority
supports a conclusion that restitution is part of the ‘maximum penalty involved’
under Crim.R. 11(C)(2)(a).” Willard at ¶ 78. I believe that conclusion is wrong.
While restitution is part of Ohio’s sentencing process, I do not believe it should be
viewed as a component of the maximum penalty as that phrase has been applied to
Crim.R. 11 advisements.
Restitution is a unique feature of Ohio’s criminal justice system.
While it can appear punitive, its origin lies in equity. See generally United States v.
Leahy, 438 F.3d 328, 338 (3d Cir. 2006). Restitution is sometimes viewed as a court-ordered payment from a convicted offender to a victim, aimed at repairing
financial damage and making the victim whole by covering economic losses directly
caused by the crime. See Ohio v. Toler, 2007-Ohio-6967, ¶ 11-12 (3d Dist.). Many
states, including Ohio, have adopted restitution practices by statute. See generally,
Monetary Recoveries for State Crime Victims, 58 Cleve.St.L.Rev. 819, 832 (2010).
To that end, restitution aims to restore victims to their pre-crime financial state.
Nevertheless, under R.C. 2929.01(EE), restitution is considered part
of the sentencing process and is “technically” a criminal penalty because it is
referenced as a sanction under R.C. 2929.18(A)(1). Yet, that designation arguably
does not make restitution part of the “maximum penalty” for purposes of a
Crim.R. 11(C)(2)(a) advisement. As Willard recognized, restitution is a
discretionary component of sentencing. Id. at ¶ 97.
It is important to recognize that while it is certainly a best practice to
give a restitution advisement at the time of the plea, the details about restitution are
often unknown at that stage of criminal proceedings. It is at sentencing when the
court determines the amount of restitution to be made by the offender. R.C.
2929.18(A)(1). The court may consider an amount recommended by the victim, the
presentence-investigation report, estimates or receipts as to the cost of repairing or
replacing the property, and other information that often is not available at the time
of the plea. Also, the court must conduct a hearing if the amount is disputed as
provided under R.C. 2929.18. Without question, labeling restitution as a component of the
maximum penalty is a slippery slope. It is not beyond possibility that other
sanctions under R.C. 2929.18 likewise become part of the “maximum penalty.”
There could be no end to the details of advisements a trial judge would have to give
at the time of a plea. The loss of a discretionary license, required drug treatment,
the inability to possess a firearm in the future, or the loss of a job or the opportunity
to secure employment in certain fields might all be grounds for challenging whether
a plea was voluntarily and knowingly made, but they are not inherent components
of a Crim.R. 11(C)(2)(a) maximum-penalty advisement.
As the Supreme Court of Ohio has previously expressed:
Crim. R. 11 applies only to the entry and acceptance of the plea. It has no relevance to the exercise of the trial court’s sentencing discretion at that stage other than directing the court to proceed with or impose sentencing. Thus, it can hardly be said that the rule imposes upon a trial judge a duty to explain what particular matters he may, at a later date, determine are significant to the exercise of his discretion.
State v. Johnson, 40 Ohio St.3d 130, 134 (1988).
Discounting restitution from the Crim.R. 11(C)(2)(a) advisement
requirement does not mean a plea cannot be challenged based on the failure to
advise an offender about restitution by asserting generally that the plea was not
knowingly, intelligently, or voluntarily entered, rather than a specific challenge to
the maximum-penalty advisement. The effect of the failure would depend on the
circumstances of each case, and the defendant would still be faced with
demonstrating prejudice as outlined in State v. Dangler, 2020-Ohio-2765, to challenge the plea. However, this would not be based on the failure to give a
maximum-penalty advisement.
In any event, I agree with the majority opinion and with the prior
decisions of this court that have consistently determined that there is no Crim.R. 11
violation where a court does not advise a defendant about restitution at the time of
the plea hearing when a defendant fails to allege or demonstrate prejudice.
Additionally, I concur fully with the majority opinion in all other respects.
TIMOTHY W. CLARY, J., DISSENTING:
I respectfully dissent from the majority and concurring opinions.
Our inquiry is whether the trial court’s advisements during Blake’s
plea hearing conformed with Crim.R. 11. “The underlying purpose of Crim.R. 11(C)
is to convey certain information to a defendant so that he can make a voluntary and
intelligent decision regarding whether to plead guilty.” State v. Ballard, 66 Ohio St.
2d 473, 479-480 (1981). The court’s focus when determining if a defendant’s plea
was knowing and voluntary is “on whether the dialogue between the court and the
defendant demonstrates that the defendant understood the consequences of his
plea.” Dangler, 2020-Ohio-2765 at ¶ 12, citing State v. Veney, 2008-Ohio-5200,
¶ 15-16, State v. Clark, 2008-Ohio-3748, ¶ 26, and State v. Miller, 2020-Ohio-1420,
¶ 19.
When a criminal defendant seeks a reversal of his conviction because
of noncompliance with Crim.R. 11, the general rule is that the defendant must demonstrate an error in the proceedings and that the error caused prejudice to the
defendant. Dangler at ¶ 13. However, Ohio courts recognize two exceptions to the
general rule where a defendant is entitled to have his plea vacated without showing
prejudice: (1) when “a trial court fails to explain the constitutional rights [set forth
in Crim.R. 11(C)(2)(c)] that a defendant waives by pleading guilty or no contest” id.
at ¶ 14, and (2) if there is a complete failure by the trial court to comply with Crim.R.
11(C)(2)(a) or the nonconstitutional aspects of the plea colloquy. Id. at ¶ 15, citing
State v. Sarkozy, 2008-Ohio-509, ¶ 22. Under either circumstance, it is presumed
that the defendant entered a plea involuntarily and unknowingly, and no showing of
prejudice is required.
According to the Dangler Court, Ohio caselaw has “muddled” the
above analysis and unduly complicated “what should be a fairly straightforward
inquiry.” Dangler at ¶ 17. To simplify the analysis, Dangler sets forth three
questions to address whether a plea was made voluntarily, with an understanding of
the waived constitutional and nonconstitutional rights: (1) did the trial court comply
with the relevant provision of Crim.R. 11, (2) if the court did not fully comply with
the rule, does the failure fall within one of the two exceptions that do not require a
showing of prejudice, and (3) if a showing of prejudice is required, has the defendant
met that burden. Id.
Here, the issue is the trial court’s compliance with Crim.R. 11(C)(2)(a)
— specifically, Blake’s understanding of the maximum penalty involved — and if the
trial court fully or partially complied with the required advisement and whether a further showing of prejudice was required. A threshold question is whether
restitution is part of the maximum penalty imposed on Blake for his crime.
R.C. 2929.18(A)(1) requires that the trial court order, in open court,
“that full restitution be made to the victim” and “at sentencing, the court shall
determine the amount of restitution to be made by the offender.” Restitution
constitutes a financial sanction paid by the offender to the victim of the offender’s
criminal offense. R.C. 2929.18(A)(1). “A ‘[s]anction’ means any penalty imposed
upon an offender who is convicted of or pleads guilty to an offense, as punishment
for the offense[,]” including the imposition of restitution. R.C. 2929.01(DD). A
sentence has been statutorily defined as “the sanction or combination of sanctions
imposed by the sentencing court on an offender who is convicted of or pleads guilty
to an offense.” R.C. 2929.01(EE).
“[I]f a matter of restitution is not apparent from the nature of the plea
and charges, there should be some understanding of the restitution parameters at
the time of the plea. Otherwise, whether a plea was truly knowing or voluntary
would be subject to question.” State v. Jones, 2013-Ohio-2616, ¶ 17 (11th Dist.). I
would find that restitution is a sanction or penalty and a component of an offender’s
sentence that constitutes part of the “maximum penalty involved” under Crim.R.
11(C)(2)(a). See State v. Willard, 2021-Ohio-2552, ¶ 78-81 (11th Dist.); see also
State v. Wilson, 2015-Ohio-5143, ¶ 8-12 (8th Dist.) (The decision implies restitution
constitutes part of the Crim.R. 11 maximum penalty although the court applied the
pre-Dangler “substantial compliance” analysis to find there was no evidence to suggest the defendant would not have entered his plea had he been told he would
have to pay restitution.); State v. Danison, 2005-Ohio-781, syllabus (“An order of
restitution imposed by the sentencing court on an offender for a felony is part of the
sentence and, as such, is a final and appealable order.”).
Finding that restitution is part of Blake’s maximum penalty, I would
also conclude that the trial court’s complete failure to mention restitution during
Blake’s change-of-plea hearing triggered application of the second Dangler
exception and, accordingly, no finding of prejudice was required before invalidating
his plea. A complete failure occurs when a trial court fails to inform a defendant of
a part of the maximum penalty before accepting the guilty plea. Dangler at ¶ 22.
“Or stated differently, a complete failure to comply with Crim.R. 11(C)(2)(a) involves
a trial court’s complete omission in advising about a distinct component of the
maximum penalty.” State v. Fabian, 2020-Ohio-3926, ¶ 20 (12th Dist.). The trial
court completely failed to advise Blake about the possible imposition of restitution,
a distinct component of the applicable maximum penalty. Further, the indicted
charges of felonious assault, strangulation, and domestic violence did not
necessarily indicate that restitution would be or could be a component of Blake’s
sentence; such information should have been disclosed during his plea hearing.
The Fifth District Court of Appeals reached a similar conclusion in
State v. Needels, 2025-Ohio-2967 (5th Dist.). In Needels, the trial court’s failure to
mention the possibility of a fine — even where no financial sanction was ultimately
imposed at sentencing — constituted a complete failure to notify the offender of a component of the maximum sentence as required under Crim.R. 11, and the offender
was not required to demonstrate prejudice to be entitled to vacation of his guilty
plea.
Contrary to Needles, the Willard Court — upon which the majority
relies — found that although the trial court made no mention of restitution during
the plea colloquy, the second Dangler exception did not apply because the trial court
completely failed to mention a discretionary rather than mandatory component of
the defendant’s sentence. Willard at ¶ 95. Crim.R. 11(C)(2)(a) requires a trial court
to notify a defendant of the maximum penalty involved and does not limit the notice
to mandatory components of the sentence. Likewise, Dangler does not qualify that
a defendant need only be informed of the mandatory components of the maximum
penalty. A determination whether the penalties at issue were mandatory or
discretionary is irrelevant under the Dangler analysis, and I choose not to follow
Willard’s unprecedented conclusions.
I would have found that the lower court’s actions fall within Dangler’s
second exception and, therefore, Blake did not need to show prejudice to invalidate
his plea and, therefore, I would sustain Blake’s first assignment of error. Having
concluded that Blake’s guilty plea must be vacated, I would find the remaining
assignment of error, which challenges the validity of Blake’s sentence, moot.
For these reasons, I respectfully dissent.