State v. Blache

480 So. 2d 304
Supreme Court of Louisiana·Decided December 2, 1985·No. 85-K-0540·Published·Cited by 56 cases

Opinion

480 So.2d 304 (1985)

STATE of Louisiana
v.
Mark Louis BLACHE.

No. 85-K-0540.

Supreme Court of Louisiana.

December 2, 1985.

Floyd J. Falcon, Jr., Avant & Falcon, Baton Rouge, for defendant-applicant.

William J. Guste, Jr., Atty. Gen., Barbara Rutledge, Asst. Atty. Gen., Bryan Bush, Dist. Atty., E. Kay Kirkpatrick, Asst. Dist. Atty., for plaintiff-respondent.

CALOGERO, Justice.

This is one of eight cases in which writs were simultaneously granted and oral arguments consolidated.[1] Each of them contain *305 related problems concerning the application of La.Rev.Stat. § 14:95.1 and La. Code Crim.Pro. art. 893.1, the firearm enhancement statutes. Upon review we find merit to an assignment of error unrelated to the application of the firearm enhancement statutes and accordingly find it unnecessary to address the matter of in tandem application of La.Rev.Stat. § 14:95.1 and La.Code Crim.Pro. art. 893.1.

We find merit in defendant's Assignment of Error No. 2 concerning collateral estoppel and thus reverse the conviction and sentence.

Defendant, Mark Louis Blache, was charged by bill of information with possession of a firearm by a convicted felon and attempted second degree murder, both crimes arising out of a single incident. Blache pled not guilty. The charges were severed and he was tried for possession of a firearm by a convicted felon under La. Rev.Stat. § 14:95.1. A unanimous jury of twelve found Blache not guilty. He was then tried in a bench trial before a different judge for attempted second degree murder, pursuant to La.Rev.Stat. § 14:27 and § 14:30.1. The trial judge found Blache guilty of a lesser included offense, aggravated battery, a violation of § 14:34. Blache was sentenced to confinement in the custody of the Secretary of the Department of Corrections for a period of five (5) years. In addition, under La.Code Crim.Pro. art. 893.1, the Court sentenced the accused to be confined in the custody of the Secretary of the Department of Corrections for a period of five (5) years, to run concurrent with the original sentence, without benefit of probation, parole, or suspension of sentence.[2] Additionally, the court sentenced the accused under La.Rev.Stat. § 14:95.2 to be confined in the custody of the Department of Corrections for a period of two (2) years, consecutively, and without benefit of parole, probation, suspension of sentence, or credit for good time. The court of appeal, 464 So.2d 1082, affirmed.

On April 1, 1982, three neighborhood youths bicycled past the home of defendant Blache as he sat on the porch of his father's home with a friend, Robert McCelus. Mark lived with his father, a deputy civil sheriff with the East Baton Rouge Sheriff's Office. The youths (with some reservations referred to hereinafter as boys), ranged in age from fourteen to twenty-three. An argument ensued between Blache and the boys. They rode off, only to return with two recruits. A fight broke out upon their return. At some point during the encounter, one of the boys struck Blache with a blunt instrument, causing severe head trauma. Another of the boys tackled McCelus and wrestled him to the ground. With his friend under attack and Blache staggering from the blow, he went into his father's house yelling, "They are trying to kill me." Once inside his father's house, Blache got his brother-in-law's loaded shotgun from a hall closet.[3] Seconds later, he emerged with the shotgun and fired three times at the boys as they began to run away. None of the boys were injured seriously, although three received medical attention.

Because Blache was on probation for a conviction of simple burglary at the time of the incident, he was charged with possession of a firearm by a convicted felon, as *306 well as the attempted second degree murder. Following Blache's unanimous jury acquittal on the first charge, the firearm possession offense, he moved to quash the bill of information on the charge of attempted second degree murder. The motion was denied and Blache was tried, by judge, and convicted of the lesser included offense of aggravated battery. The conviction and sentence were affirmed by the court of appeal.

Defendant's assignment of error contending that double jeopardy is directly applicable is without merit. It will be treated in an appendix to this opinion which will go unpublished because it is not dispositive in this case and addresses no new issues of law.

The assignment which prompts reversal of defendant's conviction and sentence concerns collateral estoppel.

Blache contends that collateral estoppel bars the State's prosecuting the attempted second degree murder charge, with a consequent conviction on the lesser included aggravated battery, after his acquittal on the firearms possession charge. The doctrine of collateral estoppel was explained in Ashe v. Swenson, 397 U.S. 436, 443, 90 S.Ct. 1189, 1194, 25 L.Ed.2d 469 (1970):

"Collateral estoppel" is an awkward phrase, but it stands for an extremely important principal in our adversary system of justice. It means simply that when an issue of ultimate fact has once been determined by a valid and final judgment, that issue cannot again be litigated between the same parties in any future lawsuit.

The opinion makes it clear that the doctrine is anchored in the Fifth Amendment guarantee against double jeopardy. In this State, the application of the doctrine has been limited "to those cases where it is required by Ashe v. Swenson...." State v. Knowles, 392 So.2d 651, 655 (La.1981), citing, State v. Doucet, 359 So.2d 1239, 1248 (La.1978).

In Ashe, the United States Supreme Court gave the following guidelines in applying the doctrine of collateral estoppel:

Where a previous judgment of acquittal was based on a general verdict, as is usually the case, this approach requires the court to "examine the record of a prior proceeding, taking into account the pleadings, evidence, charge, and other relevant matter, and conclude whether a rational jury could have grounded its verdict upon an issue other than that which the defendant seeks to foreclose from consideration." 397 U.S. at 444, 90 S.Ct. at 1194.

Straightforward application of the federal rule to the present case can lead to but one conclusion. A rational juror could not have grounded its verdict in the first prosecution upon any issue other than the one which the defendant properly seeks to foreclose from consideration in the second prosecution.

In the first trial, the prosecution and defense stipulated that the defendant was a convicted felon and that he was in possession of a shotgun. The sole issue contested at trial was whether or not Blache was justified in taking hold of the shotgun in self-defense, or defense of another, and shooting at the boys. That justification was the sole contested issue is made evident by the stipulation, and the trial judge's including in his charge to the jury an

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State v. Blache, 480 So. 2d 304 (La. 1985).

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