State v. Bissette

544 S.E.2d 266, 142 N.C. App. 669, 2001 N.C. App. LEXIS 183
CourtCourt of Appeals of North Carolina
DecidedApril 3, 2001
DocketCOA00-19
StatusPublished
Cited by4 cases

This text of 544 S.E.2d 266 (State v. Bissette) is published on Counsel Stack Legal Research, covering Court of Appeals of North Carolina primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Bissette, 544 S.E.2d 266, 142 N.C. App. 669, 2001 N.C. App. LEXIS 183 (N.C. Ct. App. 2001).

Opinion

HUDSON, Judge.

On 12 April 1995, a warrant for defendant’s arrest was served alleging defendant had violated N.C.G.S. § 14-74 (1999). This statute is entitled “Larceny by servants and other employees” (commonly referred to as “larceny by an employee”), and a violation of this statute constitutes a felony. See G.S. § 14-74. After defendant’s arrest, the charge against defendant was reduced to “misdemeanor larceny,” defendant entered a plea of not guilty, and on 8 February 1996 defendant was tried and convicted in district court on the misdemeanor larceny charge. Defendant exercised her right to appeal for a trial de novo in superior court pursuant to N.C.G.S. § 7A-290 (1999). On 13 *671 March 1996, defendant waived arraignment in superior court and entered a plea of not guilty to the misdemeanor larceny charge. Defendant was then indicted on the felony charge of “larceny by an employee” pursuant to G.S. § 14-74 on 21 October 1996. On 15 November 1996, defendant waived arraignment in superior court and entered a plea of not guilty to the felony larceny charge.

On 21 June 1999, the case came before the superior court. The record indicates that two separate charges, with two separate case numbers, appeared on the docket for trial at that time: the misdemeanor larceny charge on appeal from the district court, and the felony “larceny by an employee” charge for which defendant had been indicted. The Guilford County Assistant District Attorney explained to the court that the two charges emanated from a single underlying occurrence, and that he had intended to have the misdemeanor larceny charge dismissed at the time defendant was indicted on the felony larceny charge. He further stated that he would file another dismissal at the conclusion of the trial in superior court to ensure that the misdemeanor larceny charge was, in fact, dismissed. Defendant was then tried before a jury and found guilty on the felony larceny charge.

On appeal from that judgment, defendant raises two assignments of error. Because the judgment against defendant must be vacated on the grounds set forth in her first assignment of error, we do not reach defendant’s second assignment of error. In her first assignment of error, defendant contends that her constitutional rights were violated when she was indicted and prosecuted for felony larceny pursuant to G.S. § 14-74 in superior court after she had previously been convicted in district court of misdemeanor larceny based on the same offense. We agree.

In Blackledge v. Perry, 417 U.S. 21, 40 L. Ed. 2d 628 (1974), the defendant had been convicted before a North Carolina district court on a misdemeanor charge of assault with a deadly weapon, and following this conviction the defendant had exercised his right to a trial de novo in the superior court. The State had then obtained an indictment on a felony charge of assault with a deadly weapon with intent to kill and inflict serious bodily injury, based on the same conduct which gave rise to the misdemeanor charge of assault with a deadly weapon. In determining whether the defendant’s constitutional rights had been violated, the Court examined the potential for abuse in allowing a defendant to be prosecuted for a felony offense on appeal *672 from a conviction of a misdemeanor offense arising from the same incident. The Court stated:

A prosecutor clearly has a considerable stake in discouraging convicted misdemeanants from appealing and thus obtaining a trial de novo in the Superior Court, since such an appeal will clearly require increased expenditures of prosecutorial resources before the defendant’s conviction becomes final, and may even result in a formerly convicted defendant’s going free. And, if the prosecutor has the means readily at hand to discourage such appeals — by “upping the ante” through a felony indictment whenever a convicted misdemeanant pursues his statutory appellate remedy — the State can insure that only the most hardy defendants will brave the hazards of a de novo trial.

Id. at 27-28, 40 L. Ed. 2d at 634. The Court held that one convicted of a misdemeanor in North Carolina is entitled to pursue his right to trial de novo in superior court without the apprehension that the State will retaliate by substituting a felony charge for the original misdemeanor and thus subject him to a potentially greater period of incarceration. Id. at 28, 40 L. Ed. 2d at 634-35. The Court concluded that the State’s actions amounted to a violation of the defendant’s due process rights. Id. at 28-29, 40 L. Ed. 2d at 635. The Court also emphasized that this result did not depend upon a showing of actual retaliatory motive on the part of the prosecutor, since it was the mere potential for vindictiveness entering into the two-tiered appellate process which constituted a violation of the defendant’s rights. Id. at 28, 40 L. Ed. 2d at 635.

This Court has had occasion to apply the holding in Blackledge to similar circumstances. In State v. Phillips, 38 N.C. App. 377, 247 S.E.2d 794 (1978), the defendant was tried and convicted in district court under two warrants for two misdemeanor offenses, both arising out of the same incident. The defendant appealed both convictions to superior court for trial de novo. Prior to the trial in superior court, the district attorney secured a grand jury indictment charging defendant with a felony offense arising from the same conduct for which defendant was convicted of the two misdemeanor charges. Defendant was tried and convicted on the felony charge in superior court. On appeal to this Court, the defendant challenged the felony indictment and his conviction thereunder, alleging a violation of his due process rights. Based on the rationale in Blackledge, we held that it was not constitutionally permissible for the State to respond to the *673 defendant’s invocation of his statutory right to appeal by bringing a more serious charge against him prior to the trial de novo. Id. at 378-79, 247 S.E.2d at 795.

In the instant case, defendant was tried and convicted of misdemeanor larceny in district court based on the alleged theft from her employer of a copy machine. Defendant exercised her right to appeal for a trial de novo in superior court. Defendant was then indicted, prosecuted, and convicted of felony larceny pursuant to G.S. § 14-74 based on the same alleged occurrence underlying the misdemeanor conviction. We believe Blackledge clearly controls the instant case and, therefore, hold that defendant’s felony larceny conviction in superior court was a violation of her due process rights and must be vacated.

The State attempts to distinguish the instant case from Blackledge, arguing that Blackledge involved a prosecutor introducing felony' charges against the defendant for the first time following the defendant’s appeal from misdemeanor convictions, whereas the case at bar involves an original warrant charging defendant with a felony.

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Cite This Page — Counsel Stack

Bluebook (online)
544 S.E.2d 266, 142 N.C. App. 669, 2001 N.C. App. LEXIS 183, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-bissette-ncctapp-2001.