State v. Berry

686 N.E.2d 1097, 80 Ohio St. 3d 371
Ohio Supreme Court·Decided December 3, 1997·No. No. 93-2592·Published·Cited by 31 cases

Opinion

Per Curiam.

We have reviewed the record and considered the arguments of the state and the Public Defender. Based on our review, we find that Berry is competent to forgo all further reviews of his conviction and sentence.

I. Jurisdiction

The Public Defender argues that the Ohio Constitution gives us no jurisdiction to determine Berry’s competence. Section 2(B)(1)(f), Article IV, Ohio Constitution, grants this court original jurisdiction “[i]n any cause on review as may be necessary to its complete determination.” However, the Public Defender argues that, because this court has decided Berry’s direct appeal, Berry’s case is not presently a “cause on review” before this court.

State v. Steffen (1994), 70 Ohio St.3d 399, 639 N.E.2d 67, demonstrates that the term “cause on review” is not limited to cases currently pending on direct appeal. In Steffen, we issued an order prohibiting other Ohio courts from granting further stays of execution to ten condemned prisoners. Each of the ten had completed his direct appeal to this court and at least one motion for delayed reconsideration and/or reinstatement of his appeal. Nine had also completed one round of postconviction relief under R.C. 2953.21. Not one had any litigation then pending before this court. See 70 Ohio St.3d at 399-405, 639 N.E.2d at 69-72. In Steffen, we specifically cited Section 2(B)(1)(f) to support our exercise of jurisdiction, even though the capital cases were not then before us on appeal. Id. at 407-408, 639 N.E.2d at 74.

[374] Similarly, we have regularly set execution dates and granted stays of execution well after issuing our mandate in capital appeals.2 Were the Public Defender correct, we could do neither.

II. The Test of Competence: Rees v. Peyton

In Rees v. Peyton (1966), 384 U.S. 312, 86 S.Ct. 1505,16 L.Ed.2d 583, one Rees (a condemned prisoner) filed a petition for certiorari in the United States Supreme Court seeking review of a federal court judgment denying habeas corpus relief. Subsequently, Rees directed his counsel to withdraw the petition and forgo any further attacks on his conviction and sentence. Counsel had Rees examined by a psychiatrist, who concluded that Rees was incompetent.

The Supreme Court, while retaining jurisdiction over the cause, directed the federal district court to determine Rees’s mental competence, framing the question as follows: “[W]hether he has cápacity to appreciate his position and make a rational choice with respect to continuing or abandoning further litigation or on the other hand whether he is suffering from a mental disease, disorder, or defect which may substantially affect his capacity in the premises.” 384 U.S. at 314, 86 S.Ct. at 1506, 16 L.Ed.2d at 584-585.

The Public Defender contends that under Rees, if there exists even a possibility that Berry’s mental disorder has affected his decisionmaking capacity in any way and to any degree, this court must find him incompetent. See Rumbaugk v. Procunier (C.A.5, 1985), 753 F.2d 395, 405 (Goldberg, J., dissenting). We disagree.

If a mere possibility were enough to render a defendant incompetent, there would have been no need in Rees for a competency determination by the federal district court. Rees had been “examined by a psychiatrist who filed a detailed report concluding that Rees was mentally incompetent.” 384 U.S. at 313, 86 S.Ct. at 1506, 16 L.Ed.2d at 584. Thus, before the decision in Rees, there was already a strong possibility that Rees’s decision was substantially affected by his mental condition.

In Smith v. Armontrout (C.A.8, 1987), 812 F.2d 1050, the court expressly considered this issue.3 The “next-friend petitioners” in that case, like the Public [375] Defender here, focused on the word “may” in the second half of the Rees test. “Rees, they maintain, indicates through its use of the word ‘may* that an inmate must be found incompetent where the evidence establishes even a mere possibility that a mental disorder substantially affected the decision.” (Emphasis sic.) Id. at 1057.

The Smith court rejected that analysis:

“[T]he petitioner’s literal interpretation of the half of the Rees test which asks whether the prisoner suffers from ‘a mental disease, disorder, or defect which may substantially affect his capacity,’ would conflict with a similarly literal interpretation of the other half of the test, which asks whether the prisoner has, rather than absolutely, certainly, or undoubtedly has, the capacity to appreciate his position and make a rational choice. Though Rees recites these two portions of the standard as disjunctive alternatives, there is necessarily an area of overlap between the category of cases in which at the threshold we see a possibility that a decision is substantially affected by a mental disorder, disease, or defect, and that of cases in which, after proceeding further, we conclude that the decision is in fact the product of a rational thought process.

“Furthermore, we think it very probable * * * that in every case where a death-row inmate elects to abandon further legal proceedings, there will be a possibility that the decision is the product of a mental disease, disorder, or defect. Yet, Rees clearly contemplates that competent waivers are possible * * * and there is little point in conducting a competency inquiry if a finding of incompetency is virtually a foregone conclusion.” 812 F.2d at 1057.

We agree with the Smith court’s analysis and therefore reject the notion that the bare possibility of a mental disorder’s substantially affecting the condemned’s decisionmaking capacity is enough to require a finding of incompetence. Ultimately, the question is not whether a defendant “may” lack the capacity to make a rational choice, but whether he in fact has that capacity.

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State v. Berry, 686 N.E.2d 1097, 80 Ohio St. 3d 371 (Ohio 1997).

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