State v. Bergstrom

Washington Supreme Court·Decided January 27, 2022·No. 99347-5·Published·Cited by 4 cases

Opinion

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FILE THIS OPINION WAS FILED FOR RECORD AT 8 A.M. ON

IN CLERK’S OFFICE JANUARY 27, 2022 SUPREME COURT, STATE OF WASHINGTON JANUARY 27, 2022 ERIN L. LENNON

SUPREME COURT CLERK

IN THE SUPREME COURT OF THE STATE OF WASHINGTON

)

STATE OF WASHINGTON, )

) No. 99347-5 Petitioner, )

v. ) En Banc )

ZACHARY P. BERGSTROM, )

) Filed: January 27, 2022 Respondent and

)

Cross-Petitioner.

)

WHITENER, J.—In 2017, Zachary Bergstrom was charged with possession of a controlled substance. He was later released on bail. For various reasons, among them, hospitalization, tardiness, and struggles with drug addiction and homelessness, Mr. Bergstrom missed three required court dates. Because of Mr. Bergstrom’s failures to appear (FTAs), the State charged him with three counts of bail jumping.

The jury acquitted Mr. Bergstrom of the underlying possession charge but convicted him of three counts of bail jumping under former RCW 9A.76.170 (2001) (the bail jumping statute).

State v. Bergstrom (Zachary P.), No. 99347-5 On appeal, Mr. Bergstrom argued that (1) the to-convict jury instructions were constitutionally infirm because they omitted an essential element, that is, that he failed to appear “as required,” (2) the State’s evidence that Mr. Bergstrom knew of the required court dates was “equivocal” and therefore insufficient on two counts of bail jumping, and (3) defense counsel’s failures to object to certain evidence and to request an affirmative defense instruction amounted to ineffective assistance of counsel. The Court of Appeals affirmed in part and reversed in part, agreeing that the to-convict jury instructions were deficient but on the alternate ground that “the to-convict instructions did not require the State to prove an element of bail jumping—that Bergstrom knowingly failed to appear as required.” State v. Bergstrom, 15 Wn. App. 2d 92, 100, 474 P.3d 578 (2020) (published in part). The court nonetheless determined the error was harmless because “the uncontroverted evidence established that Bergstrom received notice he was required to attend court on January 12, 2018, April 18, 2018, and May 4, 2018,” and he therefore knowingly failed to appear on those dates. Id. In the unpublished portion of its opinion, the court reversed Mr. Bergstrom’s bail jumping conviction for his FTA on January 12, 2018 due to ineffective assistance of counsel.

We reverse in part because “knowingly failed to appear” was not an element of the 2001 bail jumping statute in effect at the time of Mr. Bergstrom’s FTAs because the legislature amended the bail jumping statute in 2001 to expressly replace

State v. Bergstrom (Zachary P.), No. 99347-5 this language with the broader knowledge requirement, “knowledge of the requirement of a subsequent personal appearance before any court of this state.” 1 H.B. 1227, 57th Leg., Reg. Sess. (Wash. 2001). Despite omission of the phrase “as required,” the to-convict jury instructions, as a whole, informed the jury of each essential element of bail jumping and were, therefore, constitutionally sound. We otherwise affirm the Court of Appeals because the evidence that Mr. Bergstrom had knowledge of the April 18, 2018 court date was sufficient to convict. 2 This case prompts us to address the judiciary’s role as a fair and impartial body and its obligation to engender confidence in our legal system. Under our Code of Judicial Conduct, judges and court officers are obligated to promote justice and uphold the rule of law. 3 It is critical that our courts be cognizant of the clarity and accessibility of court communications and orders, especially when dealing with parties experiencing trauma or who are in crisis, such as those coping with poverty, drug addiction, and homelessness.

1 We take this opportunity to clarify that “knowingly failed to appear” was not an element under the bail jumping statute in effect from 2001 to 2020, thereby abrogating two of our prior opinions, State v. Williams, 162 Wn.2d 177, 170 P.3d 30 (2007), and State v. Coucil, 170 Wn.2d 704, 245 P.3d 222 (2010), to the extent they treat a knowing FTA as an essential element of bail jumping for offenses committed under the 2001 statute. 2 As discussed below, Mr. Bergstrom conceded at oral argument that he was not renewing his sufficiency challenge on count 4 (May 4, 2018 FTA). Wash. Supreme Court oral argument, State v. Bergstrom, No. 99347-5 (Sept. 23, 2021), at 20 min., 29 sec., video recording by TVW, Washington State’s Public Affairs Network, http://www.tvw.org. Our sufficiency analysis, therefore, focuses on count 3, Mr. Bergstrom’s FTA before the drug court on April 18, 2018. 3 See CJC 1.2 (judges must promote public confidence in judiciary), 2.12 (judges must compel others under their supervision to also promote public confidence in judiciary).

State v. Bergstrom (Zachary P.), No. 99347-5 FACTS AND PROCEDURAL HISTORY In September 2017, Mr. Bergstrom was charged with possession of a controlled substance. Over the course of approximately five months, Mr. Bergstrom failed to appear at his three court dates on January 12, 2018, April 18, 2018, and May 4, 2018 (together the three court dates). During this time, Mr. Bergstrom struggled with drug addiction and homelessness. See 1 Verbatim Report of Proceedings (July 9, 2019) (VRP) at 243-48, 263.

1. Releases from Custody and FTAs On September 22, 2017, at Mr. Bergstrom’s initial bail hearing, a judge granted bail on several conditions, including that Mr. Bergstrom appear at all court dates, maintain contact with his attorney, and abide by all court orders and conditions of supervision. Approximately two and a half weeks later, Mr. Bergstrom was released on bail. Nearly one month after his release, on November 3, 2017, Mr. Bergstrom returned to court for a pretrial conference, after which the court issued a scheduling order setting a subsequent pretrial conference for January 12, 2018 (the November scheduling order). Mr. Bergstrom failed to appear on January 12, 2018. He explained at trial that he was absent because he was in the hospital on that day. Though the precise timeline is unclear, Mr. Bergstrom stated that he voluntarily contacted his attorney and bond company a few days after he left the hospital because he “kn[e]w that [he] had missed a court date.” VRP at 237-39. The bond

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