State v. Bell

2 Ohio App. Unrep. 238
Procedural entryThis page is a short order in State v. Bell. Read the opinion of the Court — 66 Ohio App. 3d 52
Ohio Court of Appeals·Decided March 12, 1990·No. Case No. CA 7852·Published

Opinion

GWIN, J.

On June 29, 1988, defendant-appellant, Candace Kay Bell (appellant), pled guilty to a violation of R.C. §2911.02, Robbery. The trial court accepted appellant's plea and sentenced appellant to the Ohio State Reformatory for Women in Marysville, Ohio, or the "appropriate institution for defendant's physical and mental condition" for an indeterminate term of three to fifteen years.

On November 30, 1988, appellant filed a motion for shock probation. The trial court granted said motion, suspended the above sentence, and placed appellant on probation for four years upon certain terms and conditions.

On January 24, 1989, appellant's probation officer filed a motion seeking to revoke [239]*239appellant's probation. Said motion alleged that appellant assaulted Priscilla Weir on December 31, 1988, and such violated Condition One of appellant's probation, to wit appellant was not to violate any federal, state, or local laws.

Prior to the scheduled revocation hearing, appellant filed a motion requesting a competency evaluation and an evaluation regarding her sanity at the time of the alleged probation violation. On March 1, 1989, the trial court, through judgment entry, granted the competency motion but overruled the sanity evaluation. Dr. Kathleen P. Stafford, Director of the Summit County Psycho-Diagnostic Clinic and Clinical Psychologist, evaluated appellant's competency and opined that appellant was incompetent to stand trial.1 Nevertheless, the trial court, by way of an April 4, 1989 judgment entry, found that the competency to stand trial provisions under R.C. §2945.37, et seq. were inapplicable to post-conviction proceedings.

On April 26, 1989, an evidentiary hearing was held and appellant proffered "the competency and sanity reports. On May 2, 1989, the trial court revoked appellant's probation.

Appellant now seeks our review and raises the following assignments of error:

ASSIGNMENT OF ERROR NO. I.

THE TRIAL COURT VIOLATED APPELLANT'S DUE PROCESS RIGHTS UNDER THE FOURTEENTH AMENDMENT TO THE U.S. CONSTITUTION WHEN IT REVOKED HER PROBATION. IT IS FUNDAMENTALLY UNFAIR TO DEPRIVE A DEFENDANT ACCUSED OF A PROBATION VIOLATION OF HER CONDITIONAL FREEDOM OR CONSIDER ALTERNATIVES TO PRISON WHEN SUBSTANTIAL EVIDENCE INDICATES THAT SHE WAS NOT SANE AT THE TIME OF THE PROBATION VIOLATION.

ASSIGNMENT OF ERROR NO. II.

THE TRIAL COURT VIOLATED APPELLANT’S DUE PROCESS RIGHTS UNDER THE FOURTEENTH AMENDMENT TO THE U.S. CONSTITUTION WHEN IT FORCED HER TO PARTICIPATE IN A CRIMINAL PROBATION REVOCATION PROCEEDING WHEN SHE WAS INCOMPETENT TO ASSIST IN HER DEFENSE AND UNABLE TO UNDERSTAND THE PROCEEDING. IT IS FUNDAMENTALLY UNFAIR FOR A COURT TO CONVICT AN INCOMPETENT DEFENDANT OF A PROBATION VIOLATION AND SENTENCE HER TO PRISON.

ASSIGNMENT OF ERROR NO. III.

THE TRIAL COURT ABUSED ITS DISCRETION AND ERRED AS A MATTER OF LAW IN REVOKING APPELLANT'S PROBATION AND SENTENCING HER TO PRISON. THE TRIAL COURT FAILED TO CONSIDER APPELLANT'S MENTAL STATUS AS A MITIGATINGFACTOR AND FAILED TO CONSIDER ALTERNATIVES TO INCARCERATION.

ASSIGNMENT OF ERROR NO. IV.

THE TRIAL COURT VIOLATED APPELLANT’S RIGHTS UNDER THE EIGHTH AMENDMENT TO THE U.S. CONSTITUTION AS APPLIED TO THE STATES BY THE FOURTEENTH AMENDMENT AND SECTION 9, ARTICLE I OF THE OHIO CONSTITUTION. IT IS CRUEL AND UNUSUAL PUNISHMENT TO REVOKE THE PROBATION AND SENTENCE TO PRISON A DEFENDANT WHERE THERE IS SUBSTANTIAL EVIDENCE SHE WAS INSANE AT THE TIME OF THE OFFENSE, INCOMPETENT TO ASSIST IN HER DEFENSE AND UNDERSTAND THE NATURE OF THE PROCEEDINGS.

I.

In her first assignment, appellant claims that the trial court erred when it revoked appellant's probation for an assault committed by appellant while insane. Therefore, the issue confronting us is whether the Due Process Clause of the Fourteenth Amendment under the U.S. Constitution requires a court to consider the defense of insanity in a probation revocation hearing. For the reasons that follow, we believe due process does not require such consideration.

The two leading U.S. Supreme Court cases dealing with the due process requirements for revocation of parole and probation are Gagnon v. Scarpelli (1973), 411 U.S. 778; Morrissey v. Brewer (1972), 408 U.S. 471. In Morrissey, the court recognized that:

"[t]he essence of parole is release from prison, before the completion of sentence, on the condition that the prisoner abide by certain rules during the balance of the sentence." Morrissey, supra, at 477.

[240]*240Here, there is sufficient evidence contained in the record to support the finding that appellant violated Condition One of her probation. The question is whether appellant under due process requirements is afforded the defense of insanity for such violation.

In both Gagnon and Morrissey, the U.S. Supreme Court emphasized that probation/parole revocation proceedings are not considered stages of criminal prosecution. Gagnon, supra, 662, Morrissey, supra, 480. Revoking an individual's probation does not deprive that individual of an absolute right of liberty, but deprives that person of a conditional right of liberty dependent upon observing special probation restrictions. Morrissey, supra, 480. Therefore, the due process requirements in revocation proceedings are more limited than the requirements for criminal prosecution proceedings. Id.

In Bearden v. Georgia (1983), 461 U.S. 660, 668, the Supreme Court, in a footnote within that opinion, stated:

"We do not suggest that, in other contexts, the probationer's lack of fault in violating a term of probation would necessarily prevent a court from revoking probation."

In Knight v. Estelle (C.A. 6, 1974), 501 F. 2d 963, 964, U.S. Cert. den., 421 U.S. 1000, the court stated:

"Whether the act which made the failure apparent was culpable or punishable is no concern of the revocation authority, which does not sit to punish. Its concern is whether the law has been obeyed, not whether it has been culpably broken. And, thus, it is that the same act at variance with the law may, for a variety of reasons, be the occasion of both a successful criminal defense and a parole revocation."

The Ohio Tenth District Court of Appeals relied on the above cases when it decided State v. Qualls, (June 23, 1988), Franklin App., No. 87AP-313, unreported. In that case, the Court of Appeals found that a trial court may revoke probation even when the violation of a probation condition was beyond the control of the defendant (such as insanity) because there remains a threat to the safety and welfare of society. The Qualls' court went on to hold that:

"Insanity is not a complete defense in a probation revocation hearing, but is a mitigating factor which a court considering probation revocation should consider when the issue is timely raised." Id. at P. 9.

It is noteworthy that the above holding does not require a trial court to consider the defense of insanity even when timely raised.

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State v. Bell, 2 Ohio App. Unrep. 238 (Ohio Ct. App. 1990).

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Related

Morrissey v. Brewer
408 U.S. 471 (Supreme Court, 1972)
Gagnon v. Scarpelli
411 U.S. 778 (Supreme Court, 1973)
Bearden v. Georgia
461 U.S. 660 (Supreme Court, 1983)
People v. Allegri
487 N.E.2d 606 (Illinois Supreme Court, 1985)
State v. Adams
525 N.E.2d 1361 (Ohio Supreme Court, 1988)