State v. Becker

2024 Ohio 5702
Ohio Court of Appeals·Decided December 6, 2024·No. 2024-CA-22·Published

Opinion

IN THE COURT OF APPEALS OF OHIO SECOND APPELLATE DISTRICT GREENE COUNTY

STATE OF OHIO :

:

Appellee : C.A. No. 2024-CA-22 :

v. : Trial Court Case No. 2024 CR 0099 :

ZACHARY A. BECKER : (Criminal Appeal from Common Pleas : Court)

Appellant :

:

...........

OPINION

Rendered on December 6, 2024 ...........

ADAM JAMES STOUT, Attorney for Appellant MEGAN A. HAMMOND, Attorney for Appellee .............

LEWIS, J.

{¶ 1} Defendant-Appellant Zachary A. Becker appeals from a judgment of the Greene County Court of Common Pleas denying his motion to dismiss an indictment based on the constitutional prohibition against double jeopardy. This appeal involves whether the State may prosecute Becker in common pleas court for operating a vehicle

under the influence of alcohol (“OVI”), a third-degree felony in violation of R.C. 4511.19(A), after Becker previously pled guilty to and was convicted in municipal court of a first-degree misdemeanor OVI offense resulting from the same incident. For the reasons that follow, we will reverse the judgment of the trial court.

I. Facts and Course of Proceedings

{¶ 2} Defendant was arrested on February 10, 2024, for a misdemeanor OVI offense. In the 48 hours after the original arrest, the city prosecutor discovered that Becker had been convicted in the State of Iowa of a predicate OVI offense, which could enhance the misdemeanor OVI charge in municipal court to a felony. On February 12, 2024, a “Complaint and Affidavit” was filed against Defendant in Xenia M.C. No. 24CR00159, alleging a felony OVI offense arising out of the same operative facts as the misdemeanor OVI offense. Judgment Entry (Apr. 2, 2024), p. 1-2.

{¶ 3} On February 16, 2024, a Greene County grand jury indicted Becker on two counts of OVI, third-degree felonies in violation of R.C. 4511.19(A)(1) and (A)(2). As a result, on February 21, 2024, Xenia M.C. No. 24CRA00159 was dismissed. Despite this, Becker remained charged with a first-degree misdemeanor OVI offense in Xenia M.C. No. 24TRC00449, the separate traffic case. Judgment Entry, p. 2.

{¶ 4} Becker was arraigned in common pleas court on the third-degree felony OVI charge on February 26, 2024. Becker entered a not guilty plea. The trial court set bond and issued a scheduling order, which included conference dates and a jury trial date.

{¶ 5} On March 5, 2024, Becker entered a guilty plea in Xenia M.C. No.

24TRC00449 to the first-degree misdemeanor OVI charge, and he was immediately convicted and sentenced. Judgment Entry, p. 2. Two days later, on March 7, 2024, Becker filed a motion in common pleas court to dismiss the felony indictment. According to the motion, Becker’s misdemeanor OVI conviction in municipal court operated as a bar to further prosecution pursuant to the prohibition against double jeopardy.

{¶ 6} On March 15, 2024, the State, through the county prosecutor, also filed a motion to dismiss the felony indictment on double jeopardy grounds. According to the State, “[Becker] pleaded guilty in Xenia Municipal Court to the lesser-included offense of OVI-M1, in Xenia Municipal Case Number 2024TRC449, which was based upon the same conduct as the offense alleged in this indictment. Therefore, because [Becker] cannot twice be placed in jeopardy for the same offense, this case must be dismissed.”

{¶ 7} On March 28, 2024, the trial court held a hearing on the motions to dismiss.

At the beginning of the hearing, the State explained that it had changed its mind about whether the felony indictment should be dismissed. The State conceded at the hearing that it originally thought this was an “open and shut” example of where the double jeopardy clause should apply and the felony indictment against Becker should be dismissed. Motion to Dismiss Hearing (Mar. 28, 2024) Tr. 2-3. However, after conducting further research, the State argued that State v. Gonzalez, 112 Ohio App.3d 19 (9th Dist. 1996), precluded dismissal of the felony indictment because Becker was attempting to use double jeopardy as a “sword” rather than as a “constitutional protection.” Tr. 3. According to the State, if Becker pled to the misdemeanor charge to avoid the felony charge, then double jeopardy does not apply. Id. at 4.

{¶ 8} The trial court then summarized previous off-the-record discussions in which Becker’s counsel had stated that one of the reasons Becker pled guilty to the misdemeanor charge in municipal court was to avoid the felony indictment in common pleas court. Becker’s counsel, who represented Becker in both the municipal court and common pleas courts cases, confirmed that his client’s guilty plea in municipal court was made in part to avoid the possibility of a felony conviction in common pleas court. Id. at 5-6.

{¶ 9} The trial court explained that it planned to deny Becker’s motion to dismiss due to this “anomaly” that existed where a defendant could circumvent felony indictments by “a race to the municipal court, and having the defendant plead, and then crying double jeopardy, or, using that as a sword.” Id. at 15. Becker’s counsel explained that he did not race to the courthouse in this case, and the trial court agreed with him. However, the trial court noted that allowing double jeopardy to apply here would promote such races to the courthouse in cases involving assault, aggravated robberies, and OVI.

{¶ 10} On April 2, 2024, the trial court issued its written entry denying Becker’s motion to dismiss. In overruling his motion to dismiss, the trial court relied exclusively on the Ninth District’s decision in Gonzalez. The trial court explained that this case fell squarely under the Gonzalez analysis because Becker’s counsel admitted at the motion to dismiss hearing that Becker had pled guilty in municipal court in part to avoid the felony prosecution in common pleas court. Judgment Entry, p. 4. According to the trial court, “Because there is competent credible evidence that the Defense attempted to manipulate the outcome of the felony case herein, they are estopped from double jeopardy

protection.” Id.

{¶ 11} Becker filed a timely notice of appeal from the trial court’s denial of his motion to dismiss.

II. The Trial Court Erred by Denying Becker’s Motion to Dismiss

{¶ 12} Becker’s sole assignment of error states:

The Trial Court Erred in Denying Appellant’s Motion to Dismiss the State’s Indictment for Felony OVI, Because Appellant Was Already Sentenced for a Misdemeanor OVI in the Xenia Municipal Court for the Exact Same Facts.

{¶ 13} We review de novo the denial of a motion to dismiss an indictment on double jeopardy grounds. State v. Pope, 2017-Ohio-1308, ¶ 9 (2d Dist.), citing State v. Gunnell, 2010-Ohio-4415, ¶ 54 (2d Dist.). The Double Jeopardy Clause of the Fifth Amendment to the United States Constitution provides that no person shall “be subject for the same offence to be twice put in jeopardy of life or limb.” Through the Fourteenth Amendment to the United States Constitution, this protection applies to individuals prosecuted by the State of Ohio. State v. Brown, 2008-Ohio-4569, ¶ 10, citing Benton v. Maryland, 395 U.S. 784, 786 (1969). The Ohio Constitution provides, “No person shall be twice put in jeopardy for the same offense.” Ohio Const., art. I, § 10. The protections afforded by the Ohio and United States Constitutions' Double Jeopardy Clauses are coextensive. State v. Martello, 2002-Ohio-6661, ¶ 7, citing State v. Gustafson, 76 Ohio St.3d 425, 432 (1996).

{¶ 14} “The Double Jeopardy Clauses protect against three abuses: (1) ‘a second prosecution for the same offense after acquittal,’ (2) ‘a second prosecution for the same offense after conviction,’ and (3) ‘multiple punishments for the same offense.’ ” State v. Mutter, 2017-Ohio-2928, ¶ 15, quoting North Carolina v. Pearce, 395 U.S. 711, 717 (1969), overruled on other grounds, Alabama v. Smith, 490 U.S. 794 (1989). Here, we are concerned with the protection against a second prosecution after a conviction.

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