State v. Baye

528 N.W.2d 81, 191 Wis. 2d 334, 1995 Wisc. App. LEXIS 110
CourtCourt of Appeals of Wisconsin
DecidedJanuary 31, 1995
Docket94-1932
StatusPublished
Cited by4 cases

This text of 528 N.W.2d 81 (State v. Baye) is published on Counsel Stack Legal Research, covering Court of Appeals of Wisconsin primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Baye, 528 N.W.2d 81, 191 Wis. 2d 334, 1995 Wisc. App. LEXIS 110 (Wis. Ct. App. 1995).

Opinion

LaROCQUE, J.

Michael Baye appeals a judgment in this civil forfeiture proceeding forfeiting his 1986 Chevrolet truck used for the purpose of committing a felony drug offense. He challenges the State's failure to comply with § 161.555(2)(b), Stats., which provides that "the action shall be set for hearing within 60 days of service of the answer . . . ." The State first responds that the statute contemplates only that the action "be set for hearing" within sixty days and the hearing itself may occur later. The State then argues that a hearing "set" within the sixty-day period, but held outside that time, on its motion for a default judgment based upon Baye's alleged failure to comply with discovery demands, fulfilled the statutory mandate. Alternatively, the State contends that even if that procedure was not in compliance with the statute, the *337 court's decision to deny Baye's motion to dismiss was tantamount to a finding of excusable neglect so as to extend the time under § 801.15(2)(a), STATS. 1 We construe § 161.555(2)(b) to require a hearing within sixty days of the service of the answer, absent a "for cause" continuance granted before the time expires. We reject the State's alternative argument because the State did not pursue it in the trial court, nor did the court consider application of the excusable neglect statute. We therefore reverse the judgment of forfeiture and remand for a judgment dismissing the forfeiture action.

The material facts upon which this appeal is based are not in dispute. The State filed an action to obtain Baye's truck as a forfeiture pursuant to § 161.555, STATS., and Baye served and filed an answer denying the substantive allegations of the complaint. The State concedes that the hearing in response to the State's default judgment motion was held more than sixty days from the time of service of the answer. 2

*338 Section 161.555, STATS., permits the district attorney to commence a forfeiture action for property seized under such circumstances. 3 Section 161.555(2)(b) states that the action shall be set for hearing within sixty days of the service of the answer, "but may be continued for cause or upon stipulation of the parties." There was no stipulation here. The State first contends, however, that the statute contemplates only the setting of a hearing date rather than the hearing itself within the sixty-day period.

*339 Because we reject the State's contention that the court need only set but need not hold a hearing within sixty days of service of an answer, we do not reach the correlative question whether the conduct of a default judgment hearing within the sixty days would comply with a statute so constructed. The sixty-day time con-' straint of § 161.555(2)(b), STATS., prior to amendment to its current form in 1981 was reviewed in State v. Rosen, 72 Wis. 2d 200, 240 N.W.2d 168 (1976). As it does today, the statute then required that the action "shall be set for hearing within 60 days of the service of the answer . . . The 1981 amendment added the clause "but may be continued for cause or upon stipulation of the parties." The Rosen decision is helpful but not dispositive in that the hearing date was not set and the hearing was not held within the sixty-day period in that instance, and the court was not called upon to decide the issue presented here. Id. at 203, 240 N.W.2d at 170. Thus, the court merely declared the failure to comply with the time limit fatal, but did not expressly state whether the statute merely called for setting the hearing or the conduct of the hearing within the sixty days.

There is reason to believe, however, that Rosen contemplated a hearing within the time limit. That court, rejecting the State's contention that the sixty-day period was directory and not mandatory, and declaring a failure to comply to effect subject matter jurisdiction of the circuit court, emphasized the harsh nature of penal statutes, primarily because they provide for no pre-seizure notice or hearing, and the need for a prompt adjudication of the issues raised in the forfeiture action. Id. at 207, 240 N.W.2d at 172. It observed that the owner is deprived of use of the property in the meantime, and that a mere directory *340 interpretation of the time constraint would allow the State to continue to hold the property seized for an indefinite time. Id. It noted that seizure can invoke the property rights of innocent third parties. Id. at 206, 240 N.W.2d at 171. These concerns, as Rosen acknowledges, raise questions of due process. If the statute were read as the State contends, the statute does not purport to guarantee a prompt hearing to dispose of any trial issues on the merits, but only a prompt notice of a hearing.

Moreover, established canons of construction of ambiguous statutes conflict with the State's argument. The test for determining whether a statute is ambiguous is whether reasonably well-informed persons could understand it in two or more different senses. Hurst v. State, 72 Wis. 2d 188, 195, 240 N.W.2d 392, 397 (1976). This statute is ambiguous. It may refer to the act of fixing a date or it may refer to the fixed date itself.

It is also a penal statute. Rosen, 72 Wis. 2d at 208, 240 N.W.2d at 172. Penal statutes are generally construed strictly to safeguard a defendant's rights unless doing so would contravene the legislative purpose of a statute. State v. Frey, 178 Wis. 2d 729, 745, 505 N.W.2d 786, 792-93 (Ct. App. 1993). Because it is an ambiguous penal statute, § 161.555(2)(b), STATS., should be construed to provide a hearing within sixty days. The 1981 amendment is also consistent with our reading of the statute. It seems unnecessary to provide for cause or a stipulation if all that is continued is the act of fixing a date rather than the continuation of a hearing itself.

The State's alternative contention is that the extension of time for excusable neglect envisioned by § 801.15(2)(a), STATS., applies to this fact situation. The *341 State points to the 1981 amendment to § 161.555(2)(b), Stats., providing that the time for hearing may be extended for cause as further indication that § 801.15(2)(a) applies to forfeiture hearings. The State would have this court apply the standard of review applicable to discretionary decisions of the circuit court based upon findings of excusable neglect under § 801.15, as established in Hedtcke v. Sentry Ins. Co., 109 Wis. 2d 461, 326 N.W.2d 727 (1982).

The obstacle to the State's reliance upon § 801.15, STATS., is the absence of any indication that the State asked the circuit court to apply it, or that the court did so sua sponte.

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528 N.W.2d 81, 191 Wis. 2d 334, 1995 Wisc. App. LEXIS 110, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-baye-wisctapp-1995.