State v. Baltazar

CourtNew Mexico Court of Appeals
DecidedSeptember 12, 2024
StatusUnpublished

This text of State v. Baltazar (State v. Baltazar) is published on Counsel Stack Legal Research, covering New Mexico Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Baltazar, (N.M. Ct. App. 2024).

Opinion

This decision of the New Mexico Court of Appeals was not selected for publication in the New Mexico Appellate Reports. Refer to Rule 12-405 NMRA for restrictions on the citation of unpublished decisions. Electronic decisions may contain computer- generated errors or other deviations from the official version filed by the Court of Appeals.

IN THE COURT OF APPEALS OF THE STATE OF NEW MEXICO

No. A-1-CA-40400

STATE OF NEW MEXICO,

Plaintiff-Appellee,

v.

OMAR ADAN BALTAZAR,

Defendant-Appellant.

APPEAL FROM THE DISTRICT COURT OF DOÑA ANA COUNTY Douglas R. Driggers, District Court Judge

Raúl Torrez, Attorney General Santa Fe, NM Meryl E. Francolini, Assistant Solicitor General Albuquerque, NM

for Appellee

Bennett J. Baur, Chief Public Defender Mary Barket, Assistant Appellate Defender Santa Fe, NM

for Appellant

MEMORANDUM OPINION

WRAY, Judge.

{1} A jury convicted Defendant of eight counts of third degree criminal sexual penetration (CSP III), contrary to NMSA 1978, Section 30-9-11(F) (2009); one count of first degree kidnapping, contrary to NMSA 1978, Section 30-4-1 (2003); and one count of aggravated battery against a household member, contrary to NMSA 1978, Section 30-3-16(B) (2018). On appeal, Defendant argues that (1) the multiple CSP III charges violate double jeopardy protections; (2) prosecutorial misconduct warrants a new trial; (3) two of the convictions are not supported by the evidence; (4) presentence confinement credit was incorrectly calculated; and (5) for the CSP III convictions, the State did not substantiate the serious violent offender designations for purposes of the earned meritorious deductions statute under NMSA 1978, Section 33-2-34 (2015). The State concedes that the record does not support the challenged serious violent offender designations. Our review of the record confirms the State’s concession, and without further analysis, we reverse the judgment on that issue. See State v. Solano, 2009- NMCA-098, ¶ 10, 146 N.M. 831, 215 P.3d 769 (requiring the district court to articulate a “factual basis” to support a serious violent offender designation). We further conclude that the facts supporting two of the CSP III counts were insufficiently distinct to avoid a violation of double jeopardy protections, and we therefore remand for the district court to vacate one of those convictions. Otherwise, we affirm.

DISCUSSION

{2} Because this is a memorandum opinion that is prepared for the benefit of the parties, we discuss the facts as they become pertinent to our analysis. We address Defendant’s four remaining arguments in turn.

I. Double Jeopardy

{3} Defendant argues that three groups of CSP III punishments violate the federal and state constitutional protections against double jeopardy: (1) Counts 2 and 3; (2) Counts 7 and 8; and (3) Counts 4, 5, 6, and 9. Defendant’s arguments involve multiple punishments imposed for violations of the same statute prohibiting CSP III, and so we first consider de novo whether the Legislature has defined a unit of prosecution that authorizes multiple punishments for the same conduct and if not, whether each of Defendant’s acts “are separated by sufficient indicia of distinctness to justify multiple punishments under the same statute.” See State v. Phillips, 2024-NMSC-009, ¶ 12, 548 P.3d 51 (internal quotation marks and citation omitted); see also id. ¶¶ 9, 11 (describing the two-part test for “unit of prosecution” challenges). As to the first inquiry, the criminal sexual penetration statute does not define a unit of prosecution. Herron v. State, 1991- NMSC-012, ¶ 8, 111 N.M. 357, 805 P.2d 624. We therefore move on to the second part of the analysis, and consider whether Defendant’s acts were sufficiently distinct, “based on the elements of the offense and any policy underlying the specific statute” and applying what are colloquially called the Herron factors: temporal proximity, location of the victim, intervening events, sequencing, the defendant’s intent, and the number of victims. Phillips, 2024-NMSC-009, ¶ 12 (internal quotation marks and citation omitted). To determine whether Defendant’s acts “can be distinguished as discrete violations of” the CSP III statute, see State v. Benally, 2021-NMSC-027, ¶ 18, 493 P.3d 366, we apply the Herron factors to the multiple CSP III convictions, beginning with the facts that formed the basis for Counts 2 and 3, see Phillips, 2024-NMSC-009, ¶ 14.

{4} Defendant’s conduct underlying Counts 2 and 3 is “better characterized as one unitary act,” rather than “multiple, distinct acts,” see id. ¶ 13, because the acts occurred close in time, in the same location, with the same victim, and with no intervening event, see State v. Ervin, 2008-NMCA-016, ¶ 46, 143 N.M. 493, 177 P.3d 1067 (considering the Herron factors and concluding that the defendant’s conduct “was one continuous course of conduct, not capable of being split into three charges merely because [the d]efendant touched three different body parts”). At trial, Victim testified that in the bathroom, Defendant grabbed her from the back and wanted to have sex. Victim explained, “I was . . . facing the mirror. He came from the back and he penetrated me. I told him that I didn’t want to.”1 Victim turned to the front and tried to “remove” herself. She refused again, but she testified, “Anyway, he kept on going.” The State argues that Victim’s second refusal and repositioning sufficiently establishes two separate penetrations by Defendant and supports distinct counts. It is not clear, however, from Victim’s testimony how long either instance lasted, when she refused, or whether Defendant repositioned Victim—which may demonstrate intent to commit a separate act—or whether Victim simply turned and Defendant continued the act he was already performing. See Herron, 1991-NMSC-012, ¶ 18 (noting that inferences that “readily” support both separate and simultaneous acts “tend[] to prove neither”). The acts occurred in immediate sequence, in the same room, without any evidence of significant intervening events, and involved the same orifice and the same object. As a result, Counts 2 and 3 cannot be “distinguished as discrete violations” of the CSP III statute. See Benally, 2021-NMSC-027, ¶ 18.

{5} For Counts 7 and 8, the Herron factors support discrete violations of the CSP III statute, because “penetrations of separate orifices with the same object” establishes distinct crimes. See Herron, 1991-NMSC-012, ¶ 15. While no testimony establishes whether these two events were separated by time or intervening events, Victim’s testimony that Defendant used fingers to penetrate Victim’s anus and vagina sufficiently distinguishes the acts. See id. (noting that generally no Herron factor alone suffices, “[e]xcept for penetrations of separate orifices with the same object”); State v. Wilson, 1993-NMCA-074, ¶ 9, 117 N.M. 11, 868 P.2d 656 (“Under Herron, penetrations of separate orifices with the same object constitute separate offenses.”).

{6} The Herron factors additionally support separate violations of the CSP III statute for the remaining counts that Defendant challenged. We discuss these counts and the conduct underlying them in the order that they happened in time, as follows: fellatio (Count 4), penetration (Count 6), cunnilingus (Count 5), and penetration (Count 9). Though each of these four acts were close in time, in the same room, and involved the same victim, Victim’s testimony establishes sufficiently distinct acts. Defendant placed himself on top of Victim, facing her, and tried to force Victim to perform oral sex by putting his penis on her face, which was the basis for fellatio as alleged in Count 4.

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Related

State v. Sosa
2009 NMSC 056 (New Mexico Supreme Court, 2009)
State v. Torres
2012 NMSC 16 (New Mexico Supreme Court, 2012)
State v. Solano
2009 NMCA 098 (New Mexico Court of Appeals, 2009)
State v. Trujillo
2012 NMCA 112 (New Mexico Court of Appeals, 2012)
State v. Wilson
868 P.2d 656 (New Mexico Court of Appeals, 1993)
State v. Allen
2000 NMSC 002 (New Mexico Supreme Court, 1999)
State v. Taylor
717 P.2d 64 (New Mexico Court of Appeals, 1986)
State v. Pennington
851 P.2d 494 (New Mexico Court of Appeals, 1993)
State v. Smith
2001 NMSC 004 (New Mexico Supreme Court, 2001)
State v. Ervin
2008 NMCA 016 (New Mexico Court of Appeals, 2007)
State v. Paiz
2006 NMCA 144 (New Mexico Court of Appeals, 2006)
Herron v. State
805 P.2d 624 (New Mexico Supreme Court, 1991)
State v. Martin
686 P.2d 937 (New Mexico Supreme Court, 1984)
State v. Armendarez
825 P.2d 1245 (New Mexico Supreme Court, 1992)
State v. Benally
2001 NMSC 033 (New Mexico Supreme Court, 2001)
State v. Duttle
2017 NMCA 001 (New Mexico Court of Appeals, 2016)
State v. Garvin
2005 NMCA 107 (New Mexico Court of Appeals, 2005)
State v. Sena
2020 NMSC 011 (New Mexico Supreme Court, 2020)
State v. Benally
2021 NMSC 027 (New Mexico Supreme Court, 2021)
State v. French
2021 NMCA 052 (New Mexico Court of Appeals, 2021)

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Bluebook (online)
State v. Baltazar, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-baltazar-nmctapp-2024.