State v. Baker

78 N.W.2d 411, 247 Iowa 1224, 1956 Iowa Sup. LEXIS 512
CourtSupreme Court of Iowa
DecidedSeptember 18, 1956
Docket48967
StatusPublished
Cited by4 cases

This text of 78 N.W.2d 411 (State v. Baker) is published on Counsel Stack Legal Research, covering Supreme Court of Iowa primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Baker, 78 N.W.2d 411, 247 Iowa 1224, 1956 Iowa Sup. LEXIS 512 (iowa 1956).

Opinion

Thompson, C. J.

This appeal comes to us upon the motion of the plaintiff, the State of Iowa, to dismiss an appeal from a judgment of the District Court of Benton County against all defendants upon an appearance bond, and to affirm the judgment. The defendant Baker was charged with a felony in criminal cause No. 2810, and the other defendants are his sureties upon the bond. Only the two sureties appeal. They will be designated hereinafter as the defendants.

Generally we do not file opinions in connection with rulings upon motions. But since a question of some importance *1226 is raised by the motion and the defendants’ resistance thereto, which has not heretofore been squarely decided in Iowa, we have decided to clarify the matter by a written opinion.

I. The primary question in the case is whether proceedings for the forfeiture of bonds in criminal cases and for judgment thereon are civil or criminal. No question is raised here but that the proceedings followed by the trial court were technically correct. But it is the contention of the defendants that the proceedings were at all times criminal in nature, and were treated by the clerk of the Benton District Court and by this court as such. Nor is it denied that -no abstract of the record has been filed, whatever the nature of the proceedings. Some statement of facts is in order.

The principal defendant, Baker, was charged with a felony in justice court and held to the Benton County grand jury, on April 17, 1954. Bond was fixed at $5000. This was later reduced to $3000, and still later increased, by the district court, to $5000. This latter bond was furnished with the defendants as sureties and is the one upon which the judgment was later entered.

The matter was not presented to the next grand jury, axxd in fact three terms of court went by with no action being taken. This- the trial court found was because Baker’s attorxxey appeared at two differexxt times to request that the matter be continued without action, giving as the reason that Baker had beexx convicted of a serious offense ixx the District Court of Buena Vista Couxxty, and was appealing this conviction to the supreme court. It was requested by the appearing counsel that the Benton Couxxty charge be left in abeyaxxce until final disposition of the Buena Vista Couxxty appeal. No complaint or dexxial is made of this finding of the Benton District Court. The appeal fx’om the Buena Vista County coxxviction was affix’med by this court on September 21, 1954, and rehearing denied on November 19, 1954. See State v. Baker, 246 Iowa 215, 66 N.W.2d 303. The Benton Couxxty prosecuting attorxxey and the court there were not advised of this for some time, however. On July 21, 1955, a true informatioxx was filed agaixxst Baker in the Bentoxx District Coxxx*t and an order was exxtered requiring Baker to appear for arraignment on July 28 next, at 10 a.m. On that *1227 date counsel appeared for him and at his request the hearing was continued to August 4 following. At that time neither Baker nor counsel appeared; and on August 29 next, no one having appeared, Baker was duly called three times in open court, without result, and an order was entered forfeiting the bail. Proper proceedings looking to the entry of judgment against the sureties were had and judgment duly entered on November 7, 1955. Notice of appeal from the judgment was given by the sureties on December 5,1955, but no printed record has yet been filed. It appears that at the time he was required to appear for arraignment Baker was “long gone”. Whether he left his country for his country’s good, or his own, or both, the record shows that he left the United States after the affirmance of his Buena Yista County conviction in this court, and while his petition for rehearing was pending, during the month of October 1954, via New Orleans.

After the appeal was taken the clerk of the Benton District Court filed in the supreme court a transcript of the proceedings, in accordance with established procedure in criminal cases. On March 5, 1956, and again on April 4 following, this court, pursuant to stipulation of the attorneys for the State and the defendants, entered memorandum 'orders extending the time for the filing of “the written record on appeal”, the latest extension expiring on May 7, 1956. No record has been filed, and the State’s motion to dismiss is clearly proper and well founded, unless there is merit in the contention of the defendants that the cause is in the nature of a criminal proceeding and we should examine the transcript under the provisions of section 793.18, Code of Iowa 1954, which we set out herewith:

“If the appeal is taken by the defendant, the supreme court must examine the record, without regard to technical errors or defects which do not affect the substantial rights of the parties, and render such judgment on the record as the law demands; it may affirm, reverse, or modify the judgment, or render such judgment as the district court should have done, or order a new trial, or reduce the punishment, but cannot increase it.”

It is the further argument of defendants that if we examine the transcript it will be apparent that the true informa *1228 tion was filed too late, three terms of court having elapsed without action after Baker was held to the grand jury. Defendants then cite sections 795.1 and 795.3 of the Code, relying particularly upon the latter, which is quoted herewith:

“If the defendant be not indicted or tried as above provided, and sufficient reason therefor is shown, the court may order the prosecution continued from term to term, and discharge the defendant from custody on his own undertaking, or on the undertaking of bail for his appearance to answer the charge at the time to which the same is continued, but no continuance under this section shall be extended beyond the following three terms of the court.”

Whether defendants’ position would be sound if this were a criminal proceeding we need not determine. The rule is clear that proceedings upon a bail bond are civil rather than criminal in their nature. This is from 6 Am. Jur., Bail and Recognizance, section 191:

“It is well settled that an action by the state or government on a criminal bail bond is civil, and not criminal, in its nature. Since a recognizance or bail bond is a contract between the sureties and the state for the production of the principal at the required time, it is clear that an action by the state against a surety on a forfeited recognizance or bail bond does not involve the guilt or innocence, conviction or acquittal, of any person, and is not a criminal case of any grade, or a criminal proceeding, though it may be a proceeding arising in a criminal case. It is in no sense a continuation of the criminal proceedings in which the bail bond was given. The state may bring a civil proceeding either by scire facias upon the bail bond or the recognizance or by an action of debt to recover the penal amount thereof.”

To the same effect is 8 C.J.S., Bail, section 95: “Enforcement of liability on a forfeited bail or recognizance bond ordinarily is through a civil proceeding, instituted by the issuance of.a writ of scire facias or by an independent action.”

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Bluebook (online)
78 N.W.2d 411, 247 Iowa 1224, 1956 Iowa Sup. LEXIS 512, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-baker-iowa-1956.