State v. Bailey

296 S.E.2d 287, 307 N.C. 110, 1982 N.C. LEXIS 1600
Supreme Court of North Carolina·Decided November 3, 1982·No. 250PA82·Published·Cited by 12 cases

Opinion

BRANCH, Chief Justice.

The sole question presented by this appeal is whether the Court of Appeals erred in finding no error in the trial judge’s denial of defendant’s motion to set aside the verdict. This motion was based upon alleged misconduct of Sheriff Frank Brown in driving three jurors to a restaurant for an evening meal during a break in the jury deliberations.

A motion for a new trial based on misconduct affecting a jury’s deliberation is addressed to the sound discretion of the trial judge, and unless his ruling is clearly erroneous or an abuse of discretion, it will not be disturbed. State v. Johnson, 295 N.C. 227, 244 S.E. 2d 391 (1978); State v. Sneeden, 274 N.C. 498, 164 *112 S.E. 2d 190 (1968). “The circumstances must be such as not merely to put suspicion on the verdict, because there was opportunity and a chance for misconduct, but that there was in fact misconduct. When there is merely matter of suspicion, it is purely a matter in the discretion of the presiding judge.” Lewis v. Fountain, 168 N.C. 277, 279, 84 S.E. 278, 279 (1915). Nevertheless, we recognized in State v. Sneeden, supra, that “[c]ontacts between court officers and jurors, except as authorized by the court in appropriate circumstances, are not to be countenanced since no justification should be given for arousing suspicions as to the sanctity of jury verdicts.” 274 N.C. at 503, 164 S.E. 2d at 194 (quoting 89 C.J.S. Trial, § 457(f) (1955)).

This Court has unequivocally held that a State’s witness is disqualified to act as custodian or officer in charge of the jury in a criminal case, and when this occurs, prejudice is conclusively presumed. State v. Macon, 276 N.C. 466, 173 S.E. 2d 286 (1970); Turner v. Louisiana, 379 U.S. 466, 85 S.Ct. 546, 13 L.Ed. 2d 424 (1965); cf. State v. Taylor, 226 N.C. 286, 37 S.E. 2d 901 (1946).

We are cognizant of the fact that the majority of our cases which have considered the question of misconduct between jurors and custodial officials involve communications. In these instances, the question of prejudice largely depended upon the nature of the communication. State v. Sneeden, supra; State v. Johnson, supra; State v. Adkins, 194 N.C. 749, 140 S.E. 806 (1927); State v. Burton, 172 N.C. 939, 90 S.E. 561 (1916); Gaither v. Generator Co., 121 N.C. 384, 28 S.E. 546 (1897).

In State v. Mettrick, 305 N.C. 383, 289 S.E. 2d 354 (1982), prejudicial error was found where two of the State’s principal witnesses, the sheriff and deputy sheriff, transported prospective jurors in buses from one county to another. Each officer was alone in the bus with the jurors for about three hours. There was no evidence of any conversations concerning the trial at any time during the transportation of the jury. Holding that the officers who drove the buses acted as custodians of the jury, a unanimous Court, speaking through Justice Mitchell, stated, in part:

The integrity of our system of trial by jury is at stake. No matter how circumspect officers who are to be witnesses for the State may be when they act as custodians or officers in charge of the jury in a criminal case, cynical minds often will *113 leap to the conclusion that the jury has been prejudiced or tampered with in some way. If allowed to go unabated, such suspicion would seriously erode confidence in our jury system. . . .
* * * *
In determining whether the officers who testified for the State were “custodians” or “officers in charge” of the jury as we employ those terms here, we look to factual indicia of custody and control and not solely to the lawful authority to exercise such custody or control. . . .
In the present case, Sheriff Waddell was called to testify five times in the presence of the jury. He was alone with jurors in a bus for a total of at least three and one-half hours as he drove them at various times through the mountains. The same is true of Deputy Parsons who testified three times in the presence of the jury. The jurors, in fact, were in these law enforcement officers’ custody and under their charge out of the presence of the court for protracted periods of time with no one else present. Without question, the jurors’ safety and comfort were in the officers’ hands during these periods of travel. We find that the sheriff and the deputy who were witnesses for the State also acted as custodians or officers in charge of the jury in the present case. Therefore, prejudice is conclusively presumed despite the fact that the evidence reveals no hint of malice or misconduct by the officers. The defendants are entitled to a new trial.

305 N.C. at 385, 386, 289 S.E. 2d at 356.

Although the instant case differs from Mettrick in that here the sheriff was in the presence of the jurors for a very short period of time, it is similar in that there was no evidence of prejudicial conversation in either case and that for the given period of time in each case the officers were performing an act of transporting the jurors for their comfort and accommodation. We do not conclude that Mettrick squarely controls the decision in this case or that Sheriff Brown actually acted as an officer in charge of the jury so as to permit a conclusive presumption of prejudice. We must therefore turn to the particular and peculiar facts of this case in order to determine whether defendant was denied a fair trial.

*114 We summarize the pertinent facts. Sheriff Brown had testified as a witness for the State in its case-in-chief. Defendant relied solely upon self-defense and his own testimony was crucial. The sheriff testified to a custodial statement made by defendant, which if believed, would have completely destroyed defendant’s testimony.

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State v. Bailey, 296 S.E.2d 287, 307 N.C. 110, 1982 N.C. LEXIS 1600 (N.C. 1982).

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