State v. Aragon

2009 NMCA 102, 216 P.3d 276, 147 N.M. 26
CourtNew Mexico Court of Appeals
DecidedJuly 30, 2009
Docket27,615
StatusPublished
Cited by26 cases

This text of 2009 NMCA 102 (State v. Aragon) is published on Counsel Stack Legal Research, covering New Mexico Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Aragon, 2009 NMCA 102, 216 P.3d 276, 147 N.M. 26 (N.M. Ct. App. 2009).

Opinion

OPINION

CASTILLO, Judge.

{1} Defendant was convicted on one count of child abuse resulting in great bodily harm. On appeal, he challenges the effectiveness of his trial counsel on several grounds. Based on counsel’s failure to interview the State’s experts and obtain or consult with an expert, we hold that Defendant has made a prima facie case for ineffective assistance of counsel. We remand those two issues to the trial court for further factual development in an evidentiary hearing. We further hold that Defendant failed to make a prima facie ease for ineffective assistance of counsel on the remaining claims.

I. BACKGROUND

{2} On December 30, 2004, Defendant was indicted by grand jury on one count of abuse of a child resulting in great bodily harm, contrary to NMSA 1978, Section 30-6-1 (2004) (amended 2005). The indictment arose from the events of December 8, 2004. On that day, it is undisputed that Defendant was left alone with Child, who was Defendant’s four-month-old son. When Child’s mother returned an hour and a half later, Defendant met her outside. He told her that Child appeared to have been choking and that he shook Child in an attempt to resuscitate him. Child’s condition deteriorated overnight, and he was taken to a clinic the following day. Mother told the doctor at the clinic, Dr. Olmstead, that Child’s eighteen-month-old brother had fallen onto Child.

{3} Dr. Olmstead testified that she evaluated Child and that while in her presence, Child suffered a seizure and stopped breathing. Dr. Olmstead then called for emergency transport because she was “concerned about ... [the] imminent death if this child did not receive treatment as soon as possible.” Child was transported to the University of New Mexico Hospital, where Dr. Coleman took over Child’s care.

{4} Dr. Coleman testified that Child’s injuries included extensive brain injuries, rib fractures, spinal cord and neck injuries, and a femur fracture; that the rib fractures predated the other injuries and were between ten and fourteen days old; and the remaining brain, spinal, and neck injuries had been inflicted more recently — and were between twenty-four and seventy-two hours old; and that the femur fracture could not be dated. We will refer to the rib fractures as the “old injuries” and the remaining injuries — excepting the femur fracture — as the “new injuries.” Based on her evaluation of all of Child’s injuries, Dr. Coleman called Dr. Campbell, who was a member of the child abuse response team. Dr. Campbell concluded that Child “had injuries that were diagnostic of abuse.”

{5} When Mother was initially interviewed by a police detective, she told him the same story that she had told Dr. Olmstead. Eventually, however, Mother changed her story and told the police that Defendant had admitted to shaking Child. She also told the detective that Defendant had prevented her from seeking help for Child. Defendant was arrested during the following week, was arraigned on January 13, 2005, and pled not guilty to the charge. On January 18, 2005, an attorney who was on contract with the public defender department was appointed as counsel for Defendant.

{6} Defendant waived his right to a jury trial and was tried by the court on October 31, 2005, and November 1, 2005. The State presented the expert testimony of three doctors. Defendant put on no expert testimony. Defendant was convicted, and the trial court imposed a mandatory 18-year sentence. Defendant appeals.

II. DISCUSSION

{7} Defendant argues that his counsel was ineffective because she (1) failed to interview the State’s medical experts, (2) failed to consult with or retain a defense expert, and (3) failed to file a motion to mitigate the length of his sentence. Defendant also argues that certain rulings by the trial court rendered his counsel ineffective, based on the reasoning in State v. Schoonmaker, 2008-NMSC-010, 143 N.M. 373, 176 P.3d 1105.

{8} Claims of ineffective assistance of counsel are mixed questions of law and fact, which we review de novo. State v. Martinez, 2007-NMCA-160, ¶ 19, 143 N.M. 96, 173 P.3d 18. Because Defendant raises the issue for the first time on appeal, he must establish a prima facie case for ineffective assistance in order for this Court to remand the matter to the trial court for an evidentiary hearing. See State v. Bernal, 2006-NMSC-050, ¶ 33, 140 N.M. 644, 146 P.3d 289. “A prima facie case is made out when: (1) it appears from the record that counsel acted unreasonably; (2) the appellate court cannot think of a plausible, rational strategy or tactic to explain counsel’s conduct; and (3) the actions of counsel are prejudicial.” State v. Herrera, 2001-NMCA-073, ¶ 36, 131 N.M. 22, 33 P.3d 22 (internal quotation marks and citation omitted). We begin by addressing counsel’s actions and inactions, and then we turn to the rulings of the trial court.

A. Counsel’s Actions

1. Medical Experts

a. Unreasonableness and the Strategic or Tactical Basis for Counsel’s Actions

{9} We first consider whether defense counsel acted unreasonably and without a strategic or tactical basis when she failed to interview the State’s experts and retain or consult with an expert for Defendant. See Herrera, 2001-NMCA-073, ¶36. There is no dispute that defense counsel failed to conduct pre-trial interviews of the State’s experts. The record provides no tactical or strategic basis for this failure, as the expert testimony was critical to proving the State’s case. Defense counsel was appointed on January 18, 2005. On February 23, 2005, the State filed a witness list, which included Dr. Campbell, one of the State’s experts. The record shows that the State contacted defense counsel to schedule the interviews as early as April 2005 and that defense counsel did not respond. On August 30, 2005, the State provided defense counsel with the phone number of the primary expert — apparently not for the first time. The email exchanged between defense counsel and the State establishes that the State did not promise to arrange for the interviews but instead made clear that such was the responsibility of defense counsel. By her own admission, defense counsel did not speak with Dr. Campbell until late October — in the week before trial, and that interview was a phone conversation instead of an interview or deposition.

{10} On August 10, 2005, the State filed an amended witness list, which included two additional doctors. Defense counsel did not contact those witnesses in the two months prior to trial. Defense counsel asserted that she was waiting for the State to set up contact. In arguing for more time, defense counsel stated that “it’s a state witness, it’s an expert, and it seems to me only fair that they should provide them to me.”

{11} It is undisputed that throughout the pretrial process, Defendant possessed a list of witnesses and a means of contacting those witnesses. Such is the State’s sole obligation under Rule 5-501(A)(5) NMRA. We further observe that Defendant provides no authority for the proposition that it is the State’s responsibility to actually arrange the interviews. Absent an agreement between the parties, we will not impose an independent duty on the State to act as a scheduler. Cf. State v.

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Cite This Page — Counsel Stack

Bluebook (online)
2009 NMCA 102, 216 P.3d 276, 147 N.M. 26, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-aragon-nmctapp-2009.