State v. Apt

CourtSupreme Court of Connecticut
DecidedNovember 10, 2015
DocketSC19266
StatusPublished

This text of State v. Apt (State v. Apt) is published on Counsel Stack Legal Research, covering Supreme Court of Connecticut primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Apt, (Colo. 2015).

Opinion

****************************************************** The ‘‘officially released’’ date that appears near the beginning of each opinion is the date the opinion will be published in the Connecticut Law Journal or the date it was released as a slip opinion. The operative date for the beginning of all time periods for filing postopinion motions and petitions for certification is the ‘‘officially released’’ date appearing in the opinion. In no event will any such motions be accepted before the ‘‘officially released’’ date. All opinions are subject to modification and technical correction prior to official publication in the Connecti- cut Reports and Connecticut Appellate Reports. In the event of discrepancies between the electronic version of an opinion and the print version appearing in the Connecticut Law Journal and subsequently in the Con- necticut Reports or Connecticut Appellate Reports, the latest print version is to be considered authoritative. The syllabus and procedural history accompanying the opinion as it appears on the Commission on Official Legal Publications Electronic Bulletin Board Service and in the Connecticut Law Journal and bound volumes of official reports are copyrighted by the Secretary of the State, State of Connecticut, and may not be repro- duced and distributed without the express written per- mission of the Commission on Official Legal Publications, Judicial Branch, State of Connecticut. ****************************************************** STATE OF CONNECTICUT v. SETH WILLIAM APT (SC 19266) Rogers, C. J., and Palmer, Zarella, Eveleigh, McDonald, Robinson and Mullins, Js.* Argued January 13—officially released November 10, 2015

Melissa Patterson, assistant state’s attorney, with whom, on the brief, were Matthew C. Gedansky, state’s attorney, and Charles W. Johnson, assistant state’s attorney, for the appellant (state). Adele V. Patterson, senior assistant public defender, for the appellee (defendant). Opinion

PALMER, J. General Statutes § 54-142a1 mandates the erasure of records pertaining to certain charges that do not lead to a conviction and further provides that, when such records are erased, the person charged shall be deemed to have never been arrested with respect to the erased proceedings. See General Statutes § 54- 142a (e) (3). General Statutes § 53a-40b2 provides that a trial court may enhance the sentence of a defendant who, while on pretrial release following an arrest for another offense, commits the crime for which the sen- tence is imposed. The dispositive issue in this certified appeal is whether the erasure provisions of § 54-142a preclude a trial court from enhancing a defendant’s sentence pursuant to § 53a-40b after the records per- taining to the charges for which the defendant was on pretrial release have been erased. We conclude that, although the state may not use the erased records to prove the basis for the sentence enhancement under § 53a-40b, the erasure provisions of § 54-142a do not prohibit the imposition of a sentence enhancement in such circumstances. A jury found the defendant, Seth William Apt, guilty of larceny in the third degree in violation of General Statutes § 53a-124 (a) (2),3 and the state sought to have the defendant’s sentence enhanced under § 53a-40b because the defendant had committed the larceny while he was released on bond following a number of previous arrests for various offenses. Prior to the hearing on the sentence enhancement, the records relating to the defendant’s previous arrests had been erased in accor- dance with § 54-142a. Nevertheless, the trial court allowed the state to introduce those records into evi- dence to prove the factual basis for the enhancement under § 53a-40b and then relied on those records in finding that the defendant had committed the larceny while he was on pretrial release. The defendant appealed from the trial court’s judgment to the Appel- late Court, which concluded that the trial court improp- erly had permitted the state to introduce the erased records into evidence and, further, that the state could not seek to establish the basis for the sentence enhance- ment on remand because a trial court lacks the authority to impose such an enhancement when the records relat- ing to the arrest that led to the defendant’s release have been erased pursuant to § 54-142a. State v. Apt, 146 Conn. App. 641, 643, 650, 78 A.3d 249 (2013). We granted the state’s petition for certification to appeal, limited to the issue of whether the Appellate Court properly concluded that the erasure statute precludes the imposi- tion of a sentence enhancement under § 53a-40b in such circumstances. State v. Apt, 311 Conn. 902, 902–903, 83 A.3d 604 (2014).4 Although we agree with the Appellate Court that the trial court improperly permitted the state to introduce the erased records to prove the basis for the sentence enhancement under § 53a-40b, we also conclude that the state is not foreclosed from seeking to have the defendant’s sentence enhanced on remand under that provision, as long as its proof does not include the erased records. We therefore reverse in part the judgment of the Appellate Court. The record reveals the following relevant facts and procedural history. Prior to the incident that gave rise to this appeal, the defendant was arrested in three sepa- rate cases on three separate dates, namely, September 10, 2007, December 19, 2008, and January 16, 2009. The defendant was released on bond following all three arrests. In addition, following the September 10, 2007 arrest, the defendant applied for accelerated pretrial rehabilitation pursuant to General Statutes § 54-56e,5 which the court, Ward, J., granted. On November 20, 2009, the defendant committed the larceny at issue in the present case, and he was arrested for that offense on March 31, 2010. On May 7, 2010, prior to trial on the larceny charge, the defendant was found to have successfully completed his program of accelerated rehabilitation in the case stemming from his September 10, 2007 arrest, and the charges in that case were dismissed. Consequently, the records relating to that arrest were erased in accordance with General Statutes §§ 54-56e (f) and 54-142a.6 On May 7, 2010, the state also entered a nolle prosequi on the charges brought in connection with the December 19, 2008 and January 16, 2009 arrests. On May 6, 2011, following a trial, the jury found the defendant guilty of larceny in the third degree. Prior to trial, the state had notified the court that it intended to seek a sentence enhancement under § 53a-40b. Because the defendant had filed a written objection to the enhancement, the parties agreed to postpone the hear- ing on the enhancement to a later date so that the court and the state could review the defendant’s objection. On June 7, 2011, prior to the hearing on the enhance- ment, the records relating to the defendant’s December 19, 2008 and January 16, 2009 arrests were erased in accordance with § 54-142a (c) (1); see footnote 1 of this opinion; because thirteen months had passed since the state nolled the charges brought in connection with those arrests. On June 24, 2011, the trial court held a sentencing hearing at which the state sought to prove, pursuant to § 53a-40b, that the defendant had committed the larceny while he was released on bond. To that end, the state introduced into evidence the informations from the defendant’s three previous cases that had been subject to erasure, as well as an appearance bond form from one of those cases. Defense counsel objected to the enhancement, arguing, first, that the defendant had a right to a jury determination of whether he had commit- ted the larceny while he was released on bond and, second, that the records were inadmissible because they had been erased pursuant to § 54-142a.

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State v. Apt, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-apt-conn-2015.