State v. Angle

353 N.W.2d 421, 1984 Iowa Sup. LEXIS 1216
CourtSupreme Court of Iowa
DecidedAugust 22, 1984
Docket83-141
StatusPublished
Cited by9 cases

This text of 353 N.W.2d 421 (State v. Angle) is published on Counsel Stack Legal Research, covering Supreme Court of Iowa primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Angle, 353 N.W.2d 421, 1984 Iowa Sup. LEXIS 1216 (iowa 1984).

Opinion

CARTER, Justice.

Defendant, Timothy John Angle, appeals from conviction and sentence for two counts of theft in the first degree, Iowa Code sections 714.1(3) and 714.1(5) (1981).

Defendant was convicted by jury verdict. He does not challenge the sufficiency of the evidence to sustain those verdicts. The legal errors assigned are: (1) whether the trial court unduly limited defendant's right of cross-examination of the State’s only witness; (2) whether a mistrial should have been declared as a result of reference by the State to defendant’s failure to testify; (3) whether defendant’s trial counsel was ineffective as a result of his failure to withdraw from the case and become a witness; and (4) alleged sentencing errors with respect to the amount of restitution ordered to be paid by defendant and the length of the period of probation. Facts which are pertinent to these legal contentions are reviewed in our discussion of the separate issues to which they relate.

I. Extent of Cross-Examination Permitted of State’s Only Witness.

In one count of the information with which defendant was charged, the crime of theft in the first degree was alleged to have been committed by a series of acts in which defendant, with intent to defraud, concealed or disposed of cattle and hogs exceeding $5000 in value in which the Iowa State Bank of Algona, Iowa had a security interest. Another count contained a separate charge of theft in the first degree alleging that the defendant, by a series of acts, obtained loans and loan extensions from the Iowa State Bank by misrepresenting his financial condition.

The only witness for the State was Gary Norcross, vice president and agricultural representative of the Iowa State Bank, who had dealt directly with defendant with respect to the loan and security transactions involved in the criminal charges made *423 against him. Norcross testified in support of the charges that defendant had disposed of the bank’s collateral on certain loans and had obtained the loans and renewals thereof based upon false representation as to his financial condition. The defendant attempted to cross-examine Norcross with respect to: (1) whether it would have been foolish for the defendant to write on a deposit slip the exact amount of the proceeds of livestock converted if defendant was trying to hide something; (2) whether Norcross expected that certain crimes would be charged against defendant as a result of the facts to which he testified; (3) whether Norcross knew it was a crime to commit certain specified acts; (4) whether criminal charges would have been brought against defendant if defendant’s father had guaranteed payment of the loans; and (5) the reason why the bank did not make objection to defendant’s discharge in bankruptcy as to the loan obligations involved.

Cross-examination, within the trial court’s discretion, may be restricted to matters raised during direct examination. State v. Cuevas, 288 N.W.2d 525, 530 (Iowa 1980). In addition, parties should not be permitted to cross-examine witnesses concerning issues of law or mixed questions of law and fact, Peterson v. Taylor, 316 N.W.2d 869, 874 (Iowa 1982), such as a criminal defendant’s guilt or innocence. In applying these principles to the trial court’s rulings in the present case, we believe that all of the questions on cross-examination to which objections were sustained were in fact improper either as to substance or form.

The defendant asserts that he was attempting to develop through this line of inquiry facts which would indicate that the bank was not in fact misled with respect to any representations by defendant and that it acquiesced in the disposal of its collateral. If this was the intention of the controverted cross-examination, it does not appear on the face of the questions which were asked.

Defendant also asserts that this line of questioning was designed to establish that the bank had neglected to object to defendant’s discharge in bankruptcy and therefore had a financial interest in the criminal charge because of the possibility of court-ordered restitution in the criminal case. Although the record is not clear, for purposes of decision, we will assume a discharge order had been entered in the bankruptcy proceeding. Again, we believe that the clear answer to this contention with respect to any claim of trial court error is that the questions to which objections were sustained did not inquire directly with respect to such matters. Moreover, no offer of proof was made by the defendant following any of the court’s rulings which would serve to illuminate the purpose of the cross-examination. We find no abuse of discretion in any of the trial court’s rulings.

II. Defendant’s Motion for Mistrial Based on Alleged References to His Failure to Testify.

During the course of the prosecutor’s closing summation to the jury, he was interrupted by defendant’s counsel who objected and moved for a mistrial on the ground that the prosecutor had made reference to defendant’s failure to testify. The substance of these remarks were not reported. In the hearing which followed, the trial court, who was present in the courtroom and heard the remarks, stated that the remarks had reference to defendant’s obligation to disclose his changing financial circumstances to the bank in connection with loan renewals. The court specifically found that the statements to which the motion for mistrial related did not pertain to the decision of the defendant in not testifying at the time of the trial. The defendant sought to controvert the trial court’s recollection of these remarks by calling two courtroom bystanders as witnesses. These witnesses were unable to controvert the facts as recalled by the trial court. On the basis of the record made, we have nothing to review. No error appears with respect to the denial of defendant’s motion for mistrial.

*424 III. Alleged Ineffective Assistance of Counsel Based on Counsel’s Failure to Withdraw from the Case to Become a Witness.

We next consider the defendant’s contention that his trial counsel was guilty of ineffective assistance because he did not withdraw from the trial of the case and become a witness on defendant’s behalf. In answering this contention, we will assume without deciding that this is a matter which may be raised for the first time on appeal.

In support of this contention, it is urged that, because of his peculiar knowledge, defendant’s trial counsel should have testified concerning his representation of defendant in some of the transactions with the bank upon which the criminal charges are based. Nowhere in his argument on appeal does defendant suggest whether and in what manner his counsel’s version of the facts surrounding these transactions would have differed from the testimony of the State’s witness, Gary Norcross. Without any suggestion on defendant’s behalf concerning what the controverted areas of fact would have been, he has established no basis for a favorable resolution of his ineffective assistance claim.

IV. Alleged Sentencing Errors.

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Bluebook (online)
353 N.W.2d 421, 1984 Iowa Sup. LEXIS 1216, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-angle-iowa-1984.