State v. Angel M.

CourtSupreme Court of Connecticut
DecidedAugust 24, 2021
DocketSC20106
StatusPublished

This text of State v. Angel M. (State v. Angel M.) is published on Counsel Stack Legal Research, covering Supreme Court of Connecticut primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Angel M., (Colo. 2021).

Opinion

*********************************************** The “officially released” date that appears near the be- ginning of each opinion is the date the opinion will be pub- lished in the Connecticut Law Journal or the date it was released as a slip opinion. The operative date for the be- ginning of all time periods for filing postopinion motions and petitions for certification is the “officially released” date appearing in the opinion.

All opinions are subject to modification and technical correction prior to official publication in the Connecticut Reports and Connecticut Appellate Reports. In the event of discrepancies between the advance release version of an opinion and the latest version appearing in the Connecticut Law Journal and subsequently in the Connecticut Reports or Connecticut Appellate Reports, the latest version is to be considered authoritative.

The syllabus and procedural history accompanying the opinion as it appears in the Connecticut Law Journal and bound volumes of official reports are copyrighted by the Secretary of the State, State of Connecticut, and may not be reproduced and distributed without the express written permission of the Commission on Official Legal Publica- tions, Judicial Branch, State of Connecticut. *********************************************** STATE v. ANGEL M.—CONCURRENCE

ECKER, J., with whom McDONALD, J., joins, concur- ring. I agree with the majority that the trial court did not penalize the defendant, Angel M., for the exercise of his constitutional right to maintain his innocence but, instead, denied the defendant a sentencing benefit due to his refusal to apologize to his victims. I write separately because the conclusion that the defendant was denied a benefit to which he was not otherwise entitled does not end the constitutional inquiry. Under the ‘‘unconstitutional conditions’’ doctrine, it is well established ‘‘that the government may not deny a benefit to a person because he exercises a constitutional right’’; (internal quotation marks omitted) Koontz v. St. Johns River Water Management District, 570 U.S. 595, 604, 133 S. Ct. 2586, 186 L. Ed. 2d 697 (2013); unless the benefit is conditioned on a ‘‘germane’’ governmental interest that ‘‘is sufficiently related to the benefit . . . .’’ National Amusements, Inc. v. Dedham, 43 F.3d 731, 747 (1st Cir.), cert. denied, 515 U.S. 1103, 115 S. Ct. 2247, 132 L. Ed. 2d 255 (1995). With respect to the victim of the crimes of conviction, I believe that the condition imposed by the trial court (i.e., an apology to that victim) was both germane and sufficiently related to the legitimate penological goals of sentencing to pass constitutional scrutiny. I question, however, whether the unconstitutional conditions doctrine was satisfied as to the trial court’s requirement of an apology to A, the victim of uncharged misconduct, given that the defendant was not charged with, or convicted of, any crimes in connection with A. Although the defen- dant does not challenge the judgment of conviction on this specific basis, and we therefore need not decide whether the doctrine of unconstitutional conditions was violated in this case, I highlight the issue so that trial judges choosing to venture onto this thin ice in the future will be sensitive to the constitutional concerns. As the majority acknowledges, the distinction ‘‘between showing leniency [at sentencing] . . . and punishing a defendant for his silence’’ is a ‘‘fine line’’ that ‘‘may be difficult to apply in a particular case . . . .’’ (Internal quotation marks omitted.) Text accom- panying footnote 15 of the majority opinion, quoting United States v. Stratton, 820 F.2d 562, 564 (2d Cir. 1987). Indeed, the United States Supreme Court has expressed ‘‘doubt that a principled distinction may be drawn between ‘enhancing’ the punishment imposed [on a defendant] and denying him the ‘leniency’ he claims would be appropriate if he had cooperated.’’ Roberts v. United States, 445 U.S. 552, 557 n.4, 100 S. Ct. 1358, 63 L. Ed. 2d 622 (1980). To the extent that a principled distinction exists, it necessarily depends on the establishment of a ‘‘baseline sentence,’’ which is ‘‘the normal sentence that would be meted out if consti- tutional rights were not salient.’’ (Internal quotation marks omitted.) United States v. Whitten, 610 F.3d 168, 195 (2d Cir. 2010); see also United States v. Oliveras, 905 F.2d 623, 628 n.8 (2d Cir. 1990) (‘‘in most situations to even make the threshold identification of whether the government is imposing a penalty or denying a benefit requires the location of some baseline from which the action at issue may be measured’’). In the federal courts, the United States Sentencing Guidelines prescribe a ‘‘base offense level,’’ which may be adjusted upward or downward depending on the defendant’s participation in the crime or acceptance of responsibility. See U.S. Sentencing Guidelines Manual cc. 2–3 (2018). Thus, the federal courts typically can ascertain, by reference to the baseline sentence, whether a trial court has denied a defendant leniency or imposed a punishment as a consequence of an assertion of constitutional rights. See, e.g., United States v. Jones, 997 F.2d 1475, 1478 (D.C. Cir. 1993) (‘‘[h]ere, there can be little doubt that the baseline sentence for [the defendant] was well above the 127 months ultimately imposed’’), cert. denied, 510 U.S. 1065, 114 S. Ct. 741, 126 L. Ed. 2d 704 (1994); United States v. Klotz, 943 F.2d 707, 710 (7th Cir. 1991) (‘‘Distinguishing between rewards and penalties was hard in the pre-guideline world, for sentencing was so individualistic that it was next to impossible to tell what would have happened had the constitutional right not been pertinent. Now that the guidelines are in place, however, there is a norm: the presumptive range.’’). In contrast to the federal system, there is no objectively ascertainable baseline sentence in Connecticut because we utilize a highly individualistic sentencing paradigm that confers on the sentencing judge ‘‘very broad discre- tion in imposing any sentence within the statutory limits . . . .’’ (Internal quotation marks omitted.) State v. Huey, 199 Conn. 121, 126, 505 A.2d 1242 (1986). Given the breadth of sentencing discretion vested in the trial court, there simply is no baseline sentence in our state system. Thus, it typically will be ‘‘next to impossible to tell’’ what sentence would have been imposed in the absence of a defendant’s assertion of his or her constitu- tional rights. United States v. Klotz, supra, 710. This fundamental point complicates matters in the context of a doctrine that turns on the fine and elusive distinction between benefit and penalty. We are saved from this conceptual quagmire in the present case, however, because the record clearly reflects that the trial court was holding out a carrot rather than threatening a stick, that is, offering the defendant the benefit of sentencing leniency instead of threatening him with an enhanced sentence. The trial court explained to the defendant that ‘‘apologizing, admitting what he did, taking responsibility will help the victims enormously, at least that has been my expe- rience over four decades in this business.

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Bluebook (online)
State v. Angel M., Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-angel-m-conn-2021.