State v. Anderson

773 P.2d 971, 160 Ariz. 412, 26 Ariz. Adv. Rep. 47, 1989 Ariz. LEXIS 16
CourtArizona Supreme Court
DecidedJanuary 19, 1989
DocketCR-87-0169-PR, CR-87-0301-PR
StatusPublished
Cited by15 cases

This text of 773 P.2d 971 (State v. Anderson) is published on Counsel Stack Legal Research, covering Arizona Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Anderson, 773 P.2d 971, 160 Ariz. 412, 26 Ariz. Adv. Rep. 47, 1989 Ariz. LEXIS 16 (Ark. 1989).

Opinion

WILLIAM A. HOLOHAN, Justice

(Retired).

We granted review in these two cases to determine whether a prior conviction, which was not challenged in the trial court, should be afforded a presumption of regularity for purposes of sentence enhancement.

Each of the defendants entered into a plea agreement to plead guilty to specific felony offenses with a prior felony conviction. In the case of defendant Anderson the prior conviction occurred on February 8, 1980, in the Superior Court of Los Angeles County, California, in cause No. A-356440 for possession of checks with intent to defraud, a felony. In McGowan’s case the prior conviction occurred on October 4, 1976, in the Superior Court of Maricopa County, Arizona, in cause No. CR-146345 for burglary, a felony. The validity of the prior convictions was not challenged in the trial court by the defendants or their counsel. On appeal, however, both defendants raise the issue of the sufficiency of the evidence to establish that the defendants were represented by counsel at their prior convictions or had knowingly waived counsel. Neither the defendants nor their counsel, however, allege that the defendants were not in fact represented by counsel in the prior conviction.

The Court of Appeals in each of the appeals (State v. Anderson, 1 CA-CR 10573 and 1 CA-CR 10574 consolidated, filed May 14, 1987, and State v. McGowan, 155 Ariz. 392, 746 P.2d 1322 (App.1987)) remanded the cases to the trial court for a determination whether in the prior convictions the defendants were represented by counsel or intelligently waived the right to counsel. In each case the Court of Appeals felt compelled to follow our decision in State v. Renaud, 108 Ariz. 417, 499 P.2d *413 712 (1972), but the Court of Appeals noted in McGowan:

For twenty-four years now every defendant accused of a serious crime has had the right to counsel. Gideon v. Wainwright, 372 U.S. 335, 83 S.Ct. 792, 9 L.Ed.2d 799 (1963). The probability is very great that McGowan, the defendant in this case, either had counsel or waived counsel when he was convicted in 1976. Indeed, McGowan does not affirmatively allege that he was unrepresented at the time of his prior conviction.

155 Ariz. at 393, 746 P.2d at 1323.

The state urges us to reconsider our previous decisions denying the presumption of regularity for prior convictions used for sentence enhancement. We believe that a review of our prior decisions is appropriate because it appears that our former decisions have been extended beyond the limits necessary for the protection of an accused’s constitutional rights.

In reviewing our past decisions, we start with the principle announced in Burgett v. Texas, 389 U.S. 109, 88 S.Ct. 258, 19 L.Ed. 2d 319 (1967), that a conviction obtained in violation of a defendant’s right to counsel may not be used to enhance the defendant’s sentence. A plea of guilty and admission of a prior conviction does not preclude a defendant from raising defects in his prior conviction on appeal. State v. Renaud, supra.

Our decision in Renaud has been construed by subsequent decisions of the Court of Appeals to mean that despite an admission of the prior conviction in the trial court and without any challenge to the validity of the prior conviction, a defendant is not precluded from challenging the prior conviction on appeal. State v. White, 118 Ariz. 279, 576 P.2d 138 (App.1978). This construction of Renaud was reinforced by our decision in State v. Johnson, 142 Ariz. 223, 689 P.2d 166 (1984), which rejected the view of the Court of Appeals that nonconstitutional defects were waived by the defendant’s admission of the prior conviction. This court held that:

Pursuant to Rule 17.6, a criminal defendant who pleads guilty and admits the existence of a prior conviction can, on appeal, attack the sufficiency of the evidence used to prove its factual basis.

142 Ariz. at 224, 689 P.2d at 167. Last year we had occasion to explain the holding in Johnson. We stated:

Turning to the Arizona cases, we first note that lack of a factual basis for a plea may, of course, be attacked on direct appeal. See State v. Carr, 112 Ariz. 453, 543 P.2d 441 (1975). At first blush, State v. Johnson, 142 Ariz. 223, 689 P.2d 166 (1984), could be read as providing some support for defendant’s argument here. However, Johnson did not involve a collateral attack upon the validity of prior convictions. The defendant in Johnson challenged the trial court’s implied finding that his two prior convictions were based on offenses committed on separate occasions. That finding denied the defendant the protection of A.R. S. § 13-604, which provides that convictions for two or more offenses committed on the same occasion may only be counted as one conviction for sentence enhancement purposes. Johnson is concerned with the factual basis for the finding of the fact of the prior convictions under Rule 17.6, Arizona Rules of Criminal Procedure. It has nothing to do with the validity of the prior convictions themselves or whether there was a factual basis to support them.

State ex rel. Collins v. Superior Court, 157 Ariz. 71, 74-75, 754 P.2d 1346, 1349-50 (1988).

In 1985, Division II of the Court of Appeals decided State v. Moran, 151 Ariz. 373, 728 P.2d 243 (App.1985). One of the issues in Moran was whether the trial court could impose an aggravated sentence on the defendant because of the existence of a prior conviction that did not show that the defendant was represented by counsel at the time of the prior conviction. The Court of Appeals held that regularity of judicial proceedings is presumed, and the defendant must offer some evidence that the prior conviction was obtained without counsel before the court must disregard the proved prior conviction. Moran, 151 *414 Ariz. at 377, 728 P.2d at 247. This court accepted review of Moran on an issue unrelated to the prior conviction issue, and our opinion vacated the opinion of the Court of Appeals on the issue taken for review. State v. Moran, 151 Ariz. 378, 728 P.2d 248 (1986). The Court of Appeals’ opinion on the prior conviction issue was left standing by this court.

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Bluebook (online)
773 P.2d 971, 160 Ariz. 412, 26 Ariz. Adv. Rep. 47, 1989 Ariz. LEXIS 16, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-anderson-ariz-1989.