State v. Alvarez

209 Conn. App. 250
CourtConnecticut Appellate Court
DecidedDecember 14, 2021
DocketAC43506
StatusPublished
Cited by1 cases

This text of 209 Conn. App. 250 (State v. Alvarez) is published on Counsel Stack Legal Research, covering Connecticut Appellate Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Alvarez, 209 Conn. App. 250 (Colo. Ct. App. 2021).

Opinion

*********************************************** The “officially released” date that appears near the be- ginning of each opinion is the date the opinion will be pub- lished in the Connecticut Law Journal or the date it was released as a slip opinion. The operative date for the be- ginning of all time periods for filing postopinion motions and petitions for certification is the “officially released” date appearing in the opinion.

All opinions are subject to modification and technical correction prior to official publication in the Connecticut Reports and Connecticut Appellate Reports. In the event of discrepancies between the advance release version of an opinion and the latest version appearing in the Connecticut Law Journal and subsequently in the Connecticut Reports or Connecticut Appellate Reports, the latest version is to be considered authoritative.

The syllabus and procedural history accompanying the opinion as it appears in the Connecticut Law Journal and bound volumes of official reports are copyrighted by the Secretary of the State, State of Connecticut, and may not be reproduced and distributed without the express written permission of the Commission on Official Legal Publica- tions, Judicial Branch, State of Connecticut. *********************************************** STATE OF CONNECTICUT v. ULYSES R. ALVAREZ (AC 43506) Bright, C. J., and Suarez and Sullivan, Js.

Syllabus

Convicted of two counts of the crime of sexual assault in the fourth degree and two counts of the crime of risk of injury to a child, the defendant appealed to this court. The defendant’s conviction stemmed from his alleged sexual abuse of the minor victim, K, who was a resident of the rehabilitation facility where the defendant was employed. Before trial, the court granted the state’s motion to allow the introduction of uncharged misconduct evidence, specifically, evidence regarding the defendant’s sexual abuse of A, another resident of the rehabilitation facility, and P, a woman the defendant allegedly had assaulted while he was employed as a police officer. Prior to trial, both the state and defense counsel subpoenaed records pertaining to K and A from, inter alia, the Department of Children and Families and various mental health facilities that had treated K and A. The court conducted an in camera review of these records for exculpatory material and released certain unspecified records to the parties; the rest of the records remained under seal. Held: 1. The trial court abused its discretion in keeping certain confidential records under seal and by not taking the steps required by State v. Esposito (192 Conn. 166) to disclose those records to the parties: several of the sealed records not disclosed to the defendant contained references to A’s credibility and capacity for truthfulness, and the defendant did not have access to this information about A from another source; moreover, the court’s failure to disclose these records was not harmless, as, although the state relied on evidence other than A’s testimony to corrobo- rate K’s testimony, there was little physical evidence that corroborated K’s allegations, A was the only witness who testified at trial to seeing the defendant act in an inappropriate manner toward K, the prosecutor focused a significant portion of her closing argument on A’s testimony, and defense counsel’s probe of A’s credibility during cross-examination might not have been adequate in light of the court’s failure to disclose the records; accordingly, the defendant was entitled to a new trial at which A could testify only if she waived her privilege to the relevant sealed records. 2. The trial court erred in admitting uncharged misconduct evidence relating to P as propensity evidence pursuant to § 4-5 (b) of the Connecticut Code of Evidence; the defendant’s uncharged misconduct toward P was not sufficiently similar to the charged conduct involving K to be admissible at trial, as the frequency and the severity of the assaults were different, with the defendant’s conduct toward K occurring multiple times over a period of two months and his interaction with P happening once, the position of authority he held over K, who was a resident at a facility where the defendant was an employee, and P, who interacted with the defendant in her own home, was different, and the locations of the assaults were materially different, with the defendant’s assaults on K occurring in a facility with a risk of detection and his alleged assault of P occurring while they were alone in her home, and the few similarities between the charged and uncharged misconduct provided an insufficient basis to render the uncharged conduct admissible. Argued September 7—officially released December 14, 2021

Procedural History

Substitute information charging the defendant with two counts each of the crimes of sexual assault in the fourth degree and risk of injury to a child, brought to the Superior Court in the judicial district of Litchfield, where the court, Wu, J., granted the state’s motion to introduce uncharged misconduct evidence and denied the defendant’s motion in limine to introduce certain evidence; thereafter, the matter was tried to the jury before Wu, J.; verdict and judgment of guilty, from which the defendant appealed to this court. Reversed; new trial. Norman A. Pattis, for the appellant (defendant). Samantha L. Oden, former deputy assistant state’s attorney, with whom, on the brief, were Dawn Gallo, state’s attorney, and Jessica Gouveia, deputy assistant state’s attorney, for the appellee (state). Opinion

BRIGHT, C. J. The defendant, Ulyses R. Alvarez, appeals from the judgment of conviction, rendered by the court following a jury trial, of sexual assault in the fourth degree in violation of General Statutes § 53a-73a (a) (1) (E) and (8), and risk of injury to a child in violation of General Statutes § 53-21 (a) (1) and (2). On appeal, the defendant claims that the trial court abused its discretion by (1) allowing the state to introduce evidence of uncharged misconduct, (2) withholding rel- evant sealed records from the defendant, and (3) bar- ring defense counsel from inquiring into the sexual his- tory of the complaining witness, K.1 We agree with the defendant’s second claim and, accordingly, reverse the judgment of the trial court and remand the case for a new trial. We also address the defendant’s first claim because the issues underlying the claim are likely to arise on remand.2 The following facts, which the jury heard, and proce- dural history are relevant to our resolution of the defen- dant’s claims. From January to April, 2017, K, a fifteen year old girl, resided at Touchstone, a residential reha- bilitation facility for at risk girls. During this same time period, the defendant was employed by Touchstone as an adolescent development specialist and was responsi- ble for the general welfare and care of Touchstone’s residents. At trial, K testified to the following. In February, 2017, the defendant began acting inappropriately toward her. During her first week at Touchstone, the defendant looked K up and down, an act she described as ‘‘how guys normally check females out.’’ A few days later, he blew K a kiss when the two passed on the stairs. A couple of weeks later, when K was by herself in one of Touchstone’s common rooms and the defendant was sitting in a chair facing the entryway to the room, he told K to masturbate in front of him. K did so, and, while she was masturbating, the defendant used signals to direct her movements. If his legs were up and resting on the wall, that was a sign that K should continue masturbating. If he lowered his legs, that indicated to K to stop.

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Related

State v. Alvarez
346 Conn. 530 (Supreme Court of Connecticut, 2023)

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Bluebook (online)
209 Conn. App. 250, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-alvarez-connappct-2021.