State v. ALVARENGA

680 N.W.2d 832, 273 Wis. 2d 785
CourtCourt of Appeals of Wisconsin
DecidedApril 13, 2004
Docket03-1585-CR
StatusPublished

This text of 680 N.W.2d 832 (State v. ALVARENGA) is published on Counsel Stack Legal Research, covering Court of Appeals of Wisconsin primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. ALVARENGA, 680 N.W.2d 832, 273 Wis. 2d 785 (Wis. Ct. App. 2004).

Opinion

State of Wisconsin, Plaintiff-Respondent,
v.
Luis A. Alvarenga, Defendant-Appellant.

No. 03-1585-CR.

Court of Appeals of Wisconsin.

Opinion Filed: April 13, 2004.

Before Wedemeyer, P.J., Fine and Curley, JJ.

¶1. PER CURIAM.

Luis A. Alvarenga appeals from a judgment convicting him of one count of homicide by negligent handling of a dangerous weapon, in violation of Wis. Stat. § 940.08(1) (1997-98), one count of false imprisonment, in violation of Wis. Stat. § 940.30, and one count of second-degree recklessly endangering safety, in violation of Wis. Stat. § 941.30(2).[1] He also appeals from an order denying his motion for postconviction relief. Alvarenga contends that because there was an inadequate factual basis to support his guilty pleas a manifest injustice occurred, the multiple charges and consecutive sentences violate his constitutional guarantee against double jeopardy, and the trial court erroneously exercised its sentencing discretion. Because Alvarenga has failed to establish a manifest injustice entitling him to the withdrawal of his plea, his double jeopardy rights were not violated, and the trial court did not erroneously exercise its sentencing discretion, we affirm.

I. Background.

¶2. According to the criminal complaint, on August 15, 1997, Alvarenga, then forty-one years old, went to his girlfriend's home around 1:00 a.m., after he had been drinking at a bar. Alvarenga's girlfriend, her daughter, and eighteen-year-old Pablo Medina were all in the home when he arrived. The girlfriend and her daughter were in one of the bedrooms, and it appears that Medina was in the other. A fight ensued between Alvarenga and Medina. During the struggle, Medina was stabbed multiple times. Ultimately, he died as a result of at least one of the stab wounds.

¶3. Although no witnesses observed the fight, Alvarenga's girlfriend was in the next room. She allegedly told the police that she heard Alvarenga tell Medina to get out. She also heard Medina say, "get off me." According to the complaint, Medina subsequently came into her bedroom and said, in Spanish, "he stabbed me." She then saw Alvarenga pass her bedroom door, heading towards the exit of her home.

¶4. On August 18, 1997, an arrest warrant was issued. Alvarenga, however, fled to Chicago immediately after the incident. He was not apprehended until 2002, when he was arrested in Chicago and extradited to Wisconsin.

¶5. In April 2002, Alvarenga was arrested and charged with first-degree reckless homicide. After plea negotiations, an amended information was filed charging Alvarenga with: (1) one count of homicide by negligent handling of a dangerous weapon; (2) one count of false imprisonment; and (3) one count of second-degree recklessly endangering safety. Although Alvarenga did not agree entirely with the version of the incident related by his former girlfriend, he agreed that the criminal complaint was sufficient to establish all three counts. Alvarenga pled guilty to all three charges.

¶6. At sentencing, Alvarenga maintained that Medina attacked him with a knife. He insisted that he never held the knife, but was able to grab Medina's wrist while Medina had possession of the knife and stab him. Alvarenga also alleged that he fled because he believed that the victim's brother was associated with a gang, and he feared retaliation. However, Alvarenga also admitted that a sufficient factual basis existed for all three counts. He was sentenced to a total of nine years: five years on the first count, and two years on each of the two remaining counts, to be served consecutively. Alvarenga filed a postconviction motion requesting that his convictions be vacated or, in the alternative, that his sentence be modified. That motion was denied. He now appeals.

II. Analysis.

A. There was an adequate factual basis to support Alvarenga's guilty pleas.

¶7. Alvarenga contends that there was "no basis for the court to accept the pleas for the charged crimes and the court never accepted the complaint as the factual basis." He insists that both the judge that accepted the plea and the judge that sentenced him raised questions about the factual basis for each charge, but "did not thereafter determine whether facts established all requisite elements in conformity with legal standards[.]" Alvarenga argues that the trial court that accepted his plea failed to "follow protocol," made no findings, and had no basis to accept his guilty pleas. He contends that even though the trial court said that it accepted the amended information as the appropriate charging document, it "never expressly found the factual basis for the pleas." Although he insists that "the complaint did not provide any facts relevant to the struggle or death of [the victim] to sustain all three charges[,]" he only seems to specifically challenge the basis for the second-degree recklessly endangering safety charge. Alvarenga also asserts that the statements or "assurances" of counsel were not sufficient because the trial court had "an independent duty to determine whether there existed a sufficient factual basis to sustain the convictions[.]" As such, Alvarenga insists that this court should vacate his guilty pleas to correct this alleged manifest injustice.

¶8. "The withdrawal of a guilty plea is not a `right,' but is addressed to the sound discretion of the trial court and will be reversed only for an [erroneous exercise] of that discretion." State v. Booth, 142 Wis. 2d 232, 237, 418 N.W.2d 20 (Ct. App. 1987) (citation omitted). After sentencing, the defendant is required to show a "manifest injustice" in order to be entitled to plea withdrawal. Id. at 235; State v. Nawrocke, 193 Wis. 2d 373, 378, 534 N.W.2d 624 (Ct. App. 1995). That showing must be by clear and convincing evidence, and the burden of proof is on the defendant, see State v. Rock, 92 Wis. 2d 554, 559-60, 285 N.W.2d 739 (1979), because "[o]nce the defendant waives his [or her] constitutional rights and enters a guilty plea, the state's interest in finality of convictions requires a high standard of proof to disturb that plea[,]" State v. Thomas, 2000 WI 13, ¶16, 232 Wis. 2d 714, 605 N.W.2d 836 (citation omitted). Accordingly, the manifest injustice test requires "the showing of a serious flaw in the fundamental integrity of the plea." Nawrocke, 193 Wis. 2d at 379.

¶9. If a trial court "fails to establish a factual basis that the defendant admits constitutes the offense pleaded to, manifest injustice has occurred." Thomas, 232 Wis. 2d 714, ¶17. Yet, "[w]here the trial court has concluded that the evidence did provide a sufficient factual basis to support the plea, [an appellate] court will not upset these factual findings unless they are contrary to the great weight and clear preponderance of the evidence." Broadie v. State, 68 Wis. 2d 420, 423, 228 N.W.2d 687 (1975).

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Bluebook (online)
680 N.W.2d 832, 273 Wis. 2d 785, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-alvarenga-wisctapp-2004.