State v. AFSCME Iowa Council 61

648 N.W.2d 119, 170 L.R.R.M. (BNA) 2536, 2002 Iowa Sup. LEXIS 130, 2002 WL 1558389
CourtSupreme Court of Iowa
DecidedJuly 17, 2002
Docket00-1378, 01-0315
StatusPublished

This text of 648 N.W.2d 119 (State v. AFSCME Iowa Council 61) is published on Counsel Stack Legal Research, covering Supreme Court of Iowa primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. AFSCME Iowa Council 61, 648 N.W.2d 119, 170 L.R.R.M. (BNA) 2536, 2002 Iowa Sup. LEXIS 130, 2002 WL 1558389 (iowa 2002).

Opinion

CARTER, Justice.

American Federation of State, County, and Municipal Employees (AFSCME), Council 61, as representative of Cathy Nordyke and Craig DeHoet, employees discharged from the Woodward State Hospital School, now known as the Woodward *120 Resource Center (WRC), appeals from separate district court judgments vacating arbitrators’ awards reinstating Nordyke and DeHoet to the positions they had held prior to their discharges. In each case, the discharge from employment resulted from .a records check pursuant to Iowa Code section 218.13 (1999) that indicated criminal convictions on the part of the discharged employees. The district court in each case determined that the arbitrators’ award reinstating the employment of Nordyke and DeHoet limited or impaired the statutory discharge procedure envisioned by section 218.13, and as a result, both arbitration of the discharge and the award reinstating employment were prohibited by Iowa Code sections 20.17(6) and 20.28. After reviewing the record and considering the arguments presented, we affirm the judgments of the district court on both appeals.

I. The Nordyke Arbitration.

The State of Iowa, through the Department of Human Services (DHS), operates the WRC. Pursuant to Iowa Code section 222.1, WRC provides treatment, training, instruction, care, habilitation and support for persons with mental retardation or other disabilities. AFSCME represents employees of WRC involved in the collective-bargaining unit pursuant to the collective-bargaining agreement. Nordyke was a resident treatment worker at WRC prior to her termination, and is a member of AFSCME.

In 1996 Nordyke was arrested for OWI first offense and driving with a suspended license. In 1998 she was arrested for OWI second offense and for assaulting the arresting officer. Nordyke pled guilty to the charges and served ninety days in the women’s correctional facility.

DHS conducted a criminal-record-check evaluation under Iowa Code section 218.13. It was DHS’s conclusion that Nordyke’s continued reliance on alcohol and the as-saultive nature of her arrest suggested more than a possible hazard for the WRC residents. She was terminated.

Nordyke filed an administrative appeal and participated in a contested-case hearing. The administrative law judge affirmed her termination. She then filed an appeal to the department director. Nor-dyke had also contemporaneously filed a grievance with AFSCME. An arbitration was held, and the arbitrator found “just cause” had not been shown for her termination. The arbitrator ordered the State to reinstate Nordyke, subject to specified conditions.

While Nordyke’s appeal to the director was pending, the State filed a petition to vacate the arbitrator’s award in the district court. In response, AFSCME filed a motion to dismiss and strike, a cross-petition to enforce the arbitrator’s award, and a motion to adjudicate law points. Each was resisted by the State. A hearing was held on June 6, 2000, after which a decision was filed overruling AFSCME’s motions and granting the petition to vacate the award. AFSCME has appealed.

II. The DeHoet Arbitration.

In this companion case, DeHoet was employed as a residential treatment worker at WRC. In February 1999 WRC requested a eriminal-record-check evaluation on DeHoet. The report concluded he had been convicted of simple assault (against his wife) and also had a then-pending domestic abuse assault (against his then-girlfriend).

Upon receipt of this information, De-Hoet was given an opportunity to explain the incidents and his subsequent efforts to change his behavior. In evaluating the factors delineated in section 218.13, DHS *121 determined DeHoet should be terminated because of the assaultive nature of the crimes, the pattern of assault against two different victims, the recent reoffense, and the risk of such behavior toward the residents of WRC.

DeHoet filed an administrative appeal and participated in a contested-case hearing. The administrative law judge affirmed the termination, and his decision was adopted by the department director. DeHoet filed a petition for judicial review. He also filed a grievance with AFSCME, which resulted in an arbitration hearing. The arbitrator issued a decision on February 4, 2000, finding DHS did not have “just cause” to terminate DeHoet and ordered DHS to reinstate him, subject to specified conditions.

On February 22, 2000, AFSCME filed a petition to enforce the arbitrator’s award, and DHS filed a motion to vacate the award. The district court first affirmed the employee’s termination on the petition for judicial review under Iowa Code chapter 17A. It then denied AFSCME’s petition to enforce the award and granted DHS’s petition to vacate the award. AFSCME filed a notice of appeal. Other facts that guide us in deciding this appeal will be discussed in connection with our consideration of the legal issues presented.

III. Standard of Review.

In determining the arbitrability of a grievance, the “threshold” question is ordinarily whether the parties agreed to settle the dispute by arbitration. Postville Cmty. Sch. Dist. v. Billmeyer, 548 N.W.2d 558, 560 (Iowa 1996). The court is obliged to answer the question as a matter of law, based on interpretation and construction of the parties’ agreement. Id. In public employee bargaining cases, the court must also consider whether the applicable provision of the collective-bargaining agreement or a particular portion of an arbitrator’s award are foreclosed by statute. Iowa Code §§ 20.17(6), 20.28.

IV. The Collective Bargaining Agreement.

In the present dispute, the collective-bargaining agreement authorizes the state to “[sjuspend, discipline or discharge employees for proper cause.” This right is specifically discussed in the grievance portion of the agreement, which states:

The parties recognize the authority of the Employer to suspend, discharge or take other appropriate disciplinary action against employees for just cause. The employee who alleges that such action was not based on just cause may appeal a suspension or discharge taken by the Employer beginning with the third step of the grievance procedure. All other disciplinary action shall begin with the first step of the grievance procedure.
Any disciplinary action or measure imposed upon an employee may be processed as a grievance through the grievance procedure. The Employer shall not discipline an employee without just cause, recognizing and considering progressive discipline where applicable.
The Employer shall provide written notification to affected employees prior to beginning an investigation into allegations of child abuse pursuant to Chapter 285A of the Code of Iowa and allegations of dependent adult abuse pursuant to Chapter 235B of the Code of Iowa and at the conclusion of such investigation.

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Related

Lee v. Halford
540 N.W.2d 426 (Supreme Court of Iowa, 1995)
Postville Community School District v. Billmeyer
548 N.W.2d 558 (Supreme Court of Iowa, 1996)
Hammer v. Branstad
463 N.W.2d 86 (Supreme Court of Iowa, 1990)

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Bluebook (online)
648 N.W.2d 119, 170 L.R.R.M. (BNA) 2536, 2002 Iowa Sup. LEXIS 130, 2002 WL 1558389, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-afscme-iowa-council-61-iowa-2002.