Supreme Court
No. 2024-265-C.A. (P1/21-3623BG)
(Dissent begins on Page 24)
State :
v. :
Adauris Garcia. :
NOTICE: This opinion is subject to formal revision before publication in the Rhode Island Reporter. Readers are requested to notify the Opinion Analyst, Supreme Court of Rhode Island, 250 Benefit Street, Providence, Rhode Island 02903, at Telephone (401) 222-3258 or Email opinionanalyst@courts.ri.gov, of any typographical or other formal errors in order that corrections may be made before the opinion is published. Supreme Court
Present: Suttell, C.J., Goldberg, Robinson, Lynch Prata, and Long, JJ.
OPINION
Chief Justice Suttell, for the Court. The defendant, Adauris Garcia, was
convicted by a jury of second-degree murder, one count of discharging a firearm
while committing a crime of violence, and one count of carrying a pistol or revolver
without a license or permit. He was sentenced to twenty-five years’ imprisonment
for the second-degree-murder conviction, a consecutive mandatory life sentence for
the discharge-of-a-firearm conviction, and ten years for the carrying-without-a-
license conviction. On appeal, the defendant submits that the trial justice erred by
(1) excluding testimony and (2) denying the defendant’s motion for a new trial. The
defendant asks this Court to order a new trial or, in the alternative, to remand the
matter for a new hearing on the motion for a new trial. After careful consideration
of the defendant’s arguments and a thorough review of the record, we vacate the
-1- order denying the defendant’s motion for a new trial and remand the matter for a
new hearing on the motion for a new trial.
I
Facts and Travel
On December 1, 2021, a grand jury issued an indictment charging defendant
with conspiracy to violate the Rhode Island Uniform Controlled Substances Act by
agreeing to possess a controlled substance, namely marijuana, in violation of G.L.
1956 § 21-28-4.08 (count one); murder, in violation of G.L. 1956 § 11-23-1 and
§ 11-23-2 (count two); discharging a firearm during a crime of violence, namely
murder, in violation of G.L. 1956 § 11-47-3.2 (count three); and carrying or
possessing a pistol or firearm without a license, in violation of § 11-47-8(a) (count
four). The state subsequently dismissed count one under Rule 48(a) of the Superior
Court Rules of Criminal Procedure. Trial began on March 31, 2023. The state called
five witnesses, and defendant presented one witness—himself. The testimony
revealed the following.
On April 11, 2021, Yazmin Rivera arranged to purchase marijuana from the
decedent, Isaias Bulus (the decedent or Bulus). She testified that she had purchased
marijuana from the decedent the day before and that, on April 11 around 8 or 9 p.m.,
Bulus informed her that he had acquired “new weed” and she responded that she
wanted to buy some. The decedent sent a message to Rivera at 8:52 p.m., saying,
-2- “Meet me at 224 Atlantic Ave prov[.]” Rivera testified that she had planned to go
but was not feeling well, so her then-boyfriend Devonte Lewis and his friend,
defendant, drove from her apartment in Pawtucket to purchase the marijuana from
Bulus in Providence. After defendant and Lewis had left, Bulus messaged Rivera,
saying, “Jump in[.]” She attempted to convey this message to Lewis, but when she
did not get a response, she texted defendant, “He said to get in [his car.]”
When asked whether there was anything she needed to do in order to purchase
marijuana from the decedent, Rivera testified that she had to send a picture of her
photo identification to Bulus and that she had done so on April 10, 2021. Lewis
testified that he had also previously purchased marijuana from the decedent. He
indicated that he had lost his I.D. and was therefore unable to purchase from Bulus
because he “required that a purchaser produce some sort of identification.” Lewis,
however, clarified that he was able to purchase from the decedent the previous
evening without his I.D. because Rivera had set up the transaction.
Upon arrival at 224 Atlantic Avenue, defendant exited the vehicle and walked
to the decedent’s car to consummate the transaction. At the time defendant was in
possession of a firearm that belonged to Lewis. Lewis testified that defendant was
only gone for “[a] couple seconds” before returning to the car and that in that time
frame he heard “a little bang” but that “it wasn’t like a loud boom like how a gun
sounds”; Lewis confirmed that he had heard gunshots before. Lewis further testified
-3- that, when defendant got back in his car, “[h]e had scratches on his face and told me
to pull off. He was kind of shooken up.” The defendant also did not have any
marijuana in his possession. The pair arrived back at Rivera’s apartment about
twenty or twenty-five minutes later.
According to defendant, he was carrying a gun in a fanny pack that day in
order to protect himself from getting robbed and because carrying a gun as a buyer
or seller of marijuana is common. The defendant testified that, upon arrival at 224
Atlantic Avenue, Lewis told him to “get out and get the weed[,]” so he “got out and
went inside the [decedent’s] car” and sat in the passenger seat. The defendant was
in the car for around sixteen to eighteen seconds. The defendant testified as to what
occurred:
“Q * * * Tell me exactly what happened when you got in the car.
“A So within seconds, as soon [as] I got in the car, I wasn’t --I’m not sure if he said anything to me personally, but as soon as me and the victim made eye contact, he lunged at me. He went for the neck area, the face area. And at that point that’s when the gun was introduced from the fanny pack.
“Q Did you have the gun out when you entered the car?
“A No. He didn’t know I had a gun.
“Q And when you say he lunged at you, can you be specific as to what actions he took in those first few seconds?
-4- “A So if I’m in the passenger seat, he is in the driver seat, as soon as I got in the car we made eye contact, and he just put his whole body on me from my neck area, my face area. I didn’t know what to do besides going for the pistol.
“Q Did he reach over the console -- the center console?
“A Yeah. His upper body was over the console.
“* * *
“Q What was your thought process as he lunged at you and grabbed at your neck and face?
“A Who is this kid? That’s the first thing I thought of. Why would he -- what’s he doing?
“Q Okay. What happened as he was lunging at you and attacking you?
“A At that moment we was probably scuffling, like, probably three, four, five seconds, then the gun was now introduced. When he seen that I had a gun, his first reaction was to go for the gun. So at that point both our hands was on the weapon. My hand was on it, and he was on it trying to get full control of the gun.
“Q Are you still in the passenger seat?
“A I’m still in the passenger seat, he’s on the driver seat, lunged over, fighting for the gun.
“Q And I think you said that at some point you both had -- were tussling over the gun?
“A Yeah. At one point I would say he was close to having full possession of the gun. It was almost under my chin area, my face area. So at that point it was more of, like, a panic attack. I just tried to do anything to get it away from my face.
-5- So as he’s over me, I tried to open the door because the door was closed. So I tried to open the passenger door, and as he -- his weight and my weight were so compacted in this one area, when I opened the door, we flew out the passenger. I flew backwards and his upper torso body flew like that, to the point where his head and back is hanging out the --
“Q When he started to come after you, were you afraid?
“A I was. I was.
“Q Were you very afraid?
“A I was scared for my life. I’m not going to lie. It was abrupt. And I was frantic. I didn’t know what to do next.
“Q Did you have a full understanding of what even was happening?
“A I was confused.
“Q And at some point, as you were struggling over the gun, where was it positioned on your face or neck or head?
“A Around my chin area. At one point it was under my chin, and we both had possession of it. So it was just a matter of who overpowered the gun in a certain direction. You know what I’m talking about?
“Q And what happened next?
“A As I opened the door, like I said, both our body weight pressed into one area, so the door just slightly opened and made us lunge, because we was leaning against the passenger side.
“Q And then what happened then?
-6- “A As I was flying out the car, like I said, his upper torso fell -- fell over, meaning he was hanging out the passenger side, and as I was jumping out -- or as I fell out the car, that’s when the shot was released.
“Q Okay. Did you know that he had been hit?
“A I didn’t.”
At trial, defendant maintained that he did not remember pulling the trigger and that
he did not shoot the gun intentionally. He then testified that “[a]s soon as the shot
went off, I ran[,]” returning to Lewis’s car telling him to “[h]urry up” and “[p]ull
off.” He stated that, upon returning to Rivera’s apartment, he was “still nervous”
and “[e]verything was going so fast.” There, he recalled that “Yazmin was the main
messenger going back and forth” so he questioned her about the decedent.
During cross-examination, defense counsel attempted to ask Rivera about her
conversation with defendant after he and Lewis returned to her apartment following
the shooting, to which the state objected. A sidebar commenced, in which the trial
justice asked defense counsel what he expected to “extract from her in response to
that question.” Defense counsel explained that Rivera “testified in the Grand Jury
to a struggle that occurred. That Mr. Bulus recognized [defendant], he came after
him. That in the course of that encounter there was a struggle and that a shot went
off and that he shot him.” He then made multiple arguments as to why the testimony
should come in: (1) it is a statement against interest; (2) it is an excited utterance;
and (3) it is a statement of a co-conspirator in furtherance of the conspiracy.
-7- The state responded that the statement is subject to State v. Harnois, 638 A.2d
532 (R.I. 1994), because it is “an attempt to put forward exculpatory self-serving
statements through this witness of the defendant, a witness who the State has no
access, no ability to challenge.”1 The state additionally argued that the conspiracy
claim was dismissed against defendant, therefore it would not fall under that
exception and that if there was a conspiracy to purchase marijuana, it “was over by
the time that the marijuana was not purchased.” The trial justice indicated that he
agreed with the state and concluded that,
“this is overridden by Harnois, and it’s an effort on behalf of the defense to put in a statement that is clearly in the realm of exculpatory, such that it could later be used as a stepladder to claiming that this was an accidental shooting or some sort of self-defense. But the fact that he pulled the trigger and shot somebody in and of itself does not lead to the conclusion that it is a statement against interest.”
He therefore sustained the objection, indicating that what defendant was “trying to
put before the jury, in [his] view, is clearly running afoul of Harnois and its legacy.”
The trial justice reiterated his position on the matter at the end of the second
day of trial, stating that the testimony defendant wanted to elicit from Rivera “was
unquestionably afoul of Harnois and its progeny.” The trial justice quoted State v.
Chum, 54 A.3d 455 (R.I. 2012), in support of his decision, stating that “a defendant
in a criminal case is not entitled to have his version of events introduced through the
1 We note that, at this point, defendant had not testified.
-8- testimony of other witnesses.” (Quoting Chum, 54 A.3d at 464.) He then addressed
defendant’s argument that the testimony was a statement against interest pursuant to
Rule 804(b)(3) of the Rhode Island Rules of Evidence. Quoting the language of the
rule and relying on this Court’s ruling in State v. Firth, 708 A.2d 526 (R.I. 1998),
the trial justice determined that “[t]here was no indication anywhere relating to the
‘trustworthiness of the statement’ that [defense counsel] suggested should be
elicited.” Because such a finding is necessary for the statement to come in pursuant
to Rule 804(b)(3), the trial justice rejected defendant’s argument in that respect. It
appears that the only argument the trial justice did not address was defendant’s
contention that this statement falls within the excited utterance exception to the
hearsay rule.
Patricia Ogera, M.D., an assistant medical examiner, was qualified as an
expert in the field of forensic pathology and testified that she performed an autopsy
on the decedent. The autopsy report was entered into evidence as a full exhibit. In
the autopsy report, Dr. Ogera detailed the gunshot wound and then described “[o]ther
[i]njuries” of the decedent:
“On the right shoulder and axilla is an 8-1/2 x 2-1/4 inch, gray-blue to purple area of contusion with a 1-3/4 inch area of sparing between. On the right palm is a 1/16 inch, brown abrasion. On the right elbow is a 3/4 x 3/8 inch, red-brown abrasion. On the dorsal right index finger is a 1/4 x 1/8 inch, red-brown abrasion near the nail. There is purple discoloration of the dorsal right knuckles. On the left forearm are several 1/16 - 1/8 inch, red to red-brown
-9- abrasions. On the dorsal left hand is a 1/8 inch, red abrasion. On the left ring and little fingers are approximately 1/4 inch, red to red-tan abrasions. On the right knee are two tan-pink abrasions measuring 5/8 inch and 3/8 inch. On the distal anterior left thigh is a 3/8 x 1/8 inch, red abrasion.”
She was not asked at trial whether those injuries resulted from the altercation
between defendant and the decedent. In her autopsy report, under the decedent’s
clinical history, Dr. Ogera also noted that he had sustained a gunshot wound to his
face in 2020. Doctor Ogera concluded that the cause of death was a gunshot wound
to the back of the torso.
After the state rested, defendant moved for a judgment of acquittal on counts
two and three, which motion was denied by the trial justice. The jury ultimately
found defendant not guilty of first-degree murder, guilty of second-degree murder,
guilty of discharging a firearm during a crime of violence, namely murder, and
carrying or possessing a pistol without a license. On April 7, 2023, defendant filed
a motion for a new trial based on the weight of the evidence, arguing that the state
failed to produce evidence as to when defendant drew his weapon and who initiated
the confrontation inside the vehicle. Specifically, defendant took issue with the
jury’s finding that “[d]efendant acted with malice and premeditation” because such
a “conclusion could only be based on guessing and speculation, the very solving of
a mystery that they are not entitled to engage in. It is not the jury’s province to ‘fill
- 10 - in the blanks’, it is the State’s responsibility.” That motion was heard on May 19,
2023, and the trial justice denied the motion in a written order.
The trial justice began by noting that defendant did not challenge his
conviction on count four. He then laid out the three-step evaluation process he would
undertake in reviewing defendant’s motion for a new trial and indicated that
“[a]dditional examination is needed only if the trial judge disagrees with the jury’s
verdict.” He next addressed defendant’s argument that “because there were no
witnesses, no one except for Garcia knew what had occurred during those seventeen
seconds.” In rejecting this argument, the trial justice relied on Dr. Ogera’s autopsy
report that “numerous injuries [were] found on the decedent’s body, aside from the
gunshot wound to Bulus’s back,” and he further disagreed with defendant that
“because no one asked Dr. Ogera whether those injuries were fresh, they cannot be
attributed to a struggle between the men.” The trial justice reasoned that “Dr. Ogera
did not describe Bulus’s injuries as ‘old’; she simply listed them as his ‘other
injuries[,]’” and he further highlighted that she also identified an older injury: a
gunshot wound to the right side of Bulus’s face. He was therefore “satisfied that the
injuries listed by Dr. Ogera resulted from a physical altercation in the car between
Bulus and the defendant” and that the jury plainly rejected defendant’s theory of “the
shooting as an accident or at least a result of self-defense.”
In discussing the self-defense claim, the trial justice stated:
- 11 - “[The defendant] was a known drug dealer and had supplied contraband to Yazmin Rivera and others for a long period of time before she tried to separate herself from narcotics. Even so, when contraband was needed, she knew she could rely on Garcia, who was willing to provide it with a loaded gun within easy reach. Having purposefully introduced the weapon into the event and having been responsible for inflicting numerous injuries upon Bulus and shooting him in the back as a final flourish, the jury was well-warranted in rejecting Garcia’s claim of self-defense.”
The trial justice then turned to defendant’s accident defense, finding that “the
credible evidence demonstrated that Garcia was intent on selling marijuana to Bulus,
but not without a weapon. * * * An altercation quickly occurred after Garcia entered
Bulus’s vehicle. Garcia sustained minimal injuries, but he inflicted several upon
Bulus and shot and killed him.” He went on to state that defendant then “retreated
to Lewis’s vehicle and told him that Bulus had attacked him and tried to rob him[,]”
but defendant admitted at trial that such an explanation was not given to detectives.
The trial justice found that, “[a]fter returning to the residence, Garcia disposed of
the spent casings, got rid of the gun, and fled the state.”
The trial justice cast doubt on defendant’s credibility and ultimately observed
that “it is a small wonder that the jury convicted him of murder.” He found the
testimony of Detective Theodore Michael, Rivera, and Lewis to be credible, and he
noted that “[t]he jury was justified in accepting their testimony.” Addressing
defendant’s argument that the state provided no direct evidence to support a murder
- 12 - charge, the trial justice found that “the law does not require the state to dispel [other
explanations for Bulus’s death].” Citing State v. Caruolo, 524 A.2d 575 (R.I. 1987),
the trial justice stated: “As the Supreme Court has held, the state is simply not
required to disprove every reasonable hypothesis of innocence as long as the totality
of the circumstances, including direct and circumstantial evidence, generate proof
of guilt beyond a reasonable doubt.” He was ultimately satisfied with the jury’s
verdict.
The defendant was sentenced to twenty-five years’ imprisonment for the
second-degree-murder conviction, a consecutive mandatory life sentence for the
conviction for discharge of a firearm during a crime of violence, namely murder, and
ten years for the carrying-without-a-license conviction, to be served concurrently
with count two. A judgment of conviction entered on November 15, 2023, and
defendant filed a premature but valid notice of appeal.
II
Discussion
The defendant advances two arguments on appeal. First, defendant contends
that “[t]he trial justice prejudicially erred in excluding Yazmin Rivera’s testimony
that shortly after the shooting, while he was still laboring under stress of the event,
[defendant] told her that Isaias Bulus attacked him and amid a struggle, the gun went
off, and he shot Bulus.” Second, defendant avers that “[t]he trial justice erred in
- 13 - denying a motion for a new trial by making clear errors and misconceiving and
overlooking material evidence.” We address each claim of error seriatim.
Exclusion of Testimony
This Court “review[s] a challenge to a trial justice’s limitation on
cross-examination under an abuse of discretion standard, and we will not disturb the
exercise of that discretion absent a clear abuse of discretion.” State v. Covington, 69
A.3d 855, 862 (R.I. 2013) (quoting Chum, 54 A.3d at 460). “To constitute a clear
abuse of discretion, the trial justice’s ruling excluding the evidence must amount to
‘prejudicial error.’” Id. (quoting Chum, 54 A.3d at 460).
On appeal, defendant argues that, “[i]n deciding to exclude [Rivera’s
testimony as to what defendant said to her after the shooting,] the trial justice
misapplied Harnois because the defendant testified and was subject to
cross-examination.” The defendant further submits that the excluded testimony was
admissible as an excited utterance pursuant to Rule 803(2) of the Rhode Island Rules
of Evidence and that the trial justice erred in failing to address this argument at trial.
Lastly, defendant posits that the exclusion of Rivera’s testimony was prejudicial
error, and defendant should be granted a new trial.
In response, the state submits that the trial justice properly excluded Rivera’s
testimony based on Harnois. The state notes that “it is undisputed that the trial
justice precluded Rivera from testifying about the Defendant’s alleged statement
- 14 - before the Defendant testified” and that defendant “never advised the trial justice
that he was going to testify when seeking to ask Rivera about what he said on the
night of the murder.” The state further proffers that, if this Court were to decide that
the trial justice erred in applying Harnois and excluding Rivera’s testimony, such
error was harmless. It also suggests that defendant could have, during his
case-in-chief, recalled Rivera to the witness stand and again attempted to elicit the
statements.
With regard to defendant’s excited-utterance argument, the state contends that
“[t]he trial justice did not address the Defendant’s excited utterance argument,
presumably because the excited utterance exception was of no consequence to the
analysis once the trial justice found that Harnois precluded him from eliciting
testimony about the statement.” It also suggests that, even if Harnois did not apply,
defendant’s attempt to admit his statements as excited utterances would likely fail
because, by the time he made the statements to Rivera, he was “thinking clearly”
and “had the capacity for reflection[,]” thus removing such statements from the
species of excited utterances.
We begin by addressing whether the trial justice erred in applying Harnois to
prevent Rivera from testifying as to the statements made by defendant after the
shooting. In Harnois, the defendant attempted to introduce statements he made to
police that were contained in police records. Harnois, 638 A.2d at 535. He argued
- 15 - that those statements should have been admitted under either Rule 801(d)(2)(B)
(statement by party opponent) or Rule 803(24) (other exceptions to hearsay) of the
Rhode Island Rules of Evidence. Id. This Court found Rule 801(d)(2)(B) “clearly
inapplicable[,]” but offered a more comprehensive explanation as to why the
statements were not admissible under Rule 803(24), which acts as a “catchall
hearsay exception.” Id. The Court explained that the Rule 803(24) “exception is ‘not
to be used as a device for allowing a defendant to prove material facts through
affidavit or unsworn statements as a substitute for his own testimony merely because
such statements have found their way into an agency record.’” Id. (quoting State v.
Germano, 559 A.2d 1031, 1037 (R.I. 1989)).
This Court has maintained that, if a defendant exercises the right not to testify
at trial, the defendant cannot later introduce his own testimony through other means.
See Chum, 54 A.3d at 464 (holding that a defendant is “not entitled to have his
version of events introduced through testimony of other witnesses”); State v. St.
Michel, 37 A.3d 95, 102 (R.I. 2012) (stating that a defendant who chooses not to
testify “cannot use the state’s witnesses as conduits for her own out-of-court
statements”).
Because the defendant in Harnois waived his right to testify, he could not
“testify by other means, including by way of the unsworn statements made to
police.” Harnois, 638 A.2d at 535-36. This Court held that admitting the
- 16 - “defendant’s statements under either rule would be to ignore the rules’ well-established and unambiguous guidelines. The defendant was seeking to offer testimony through his statements, which might raise reasonable doubt in the minds of a jury, yet would deprive the state of the opportunity of cross-examination. The rules of evidence will not be manipulated in this way.” Id. at 536.
In State v. Dennis, 893 A.2d 250 (R.I. 2006), this Court further expounded on the
principle set forth in Harnois. Dennis, 893 A.2d at 264. There, unlike the defendant
in Harnois who waived his right to testify, the defendant “sought to give greater
credence to the testimony that he planned to give” by asking detectives about a
statement they allegedly made to defendant. Id. This Court held that the “defendant
should have been permitted to attempt to elicit this testimony from the detectives,
since it might have had a bearing on the jury’s assessment of voluntariness.” Id.
The Court’s intention in Harnois and subsequent cases was seemingly to
avoid allowing a defendant to introduce his own statements into evidence without
taking the witness stand, “thus depriving the prosecutor of the opportunity to
cross-examine the proponent of those statements, defendant himself.” State v.
Bustamante, 756 A.2d 758, 764 (R.I. 2000). In the case at bar, however, defendant
did testify. The issue then becomes the timing of defendant’s testimony—meaning,
is it enough that the trial justice was aware that defendant planned to testify or must
defendant have already testified at the time that defense counsel attempted to bring
in defendant’s statements through the testimony of Rivera to overcome Harnois?
- 17 - In our review of Harnois and its progeny, we located only one case that
provided guidance on this issue; in the majority of cases either (1) the defendant did
not testify and Harnois barred the defendant from eliciting the out-of-court
statements through other witnesses, or (2) the statement being elicited was not made
by the defendant and Harnois was not implicated. See, e.g., Chum, 54 A.3d at 464
(holding that “the trial justice properly precluded the defendant from eliciting his
statement to police during the cross-examination” of two witnesses in a case where
the defendant did not testify); Dennis, 893 A.2d at 264 (holding that Harnois was
not implicated because the statement at issue was made to the defendant by
detectives). In State v. Hazard, 785 A.2d 1111 (R.I. 2001), however, during the
state’s case-in-chief, “the state introduced the [defendant’s] suicide note the trooper
found without an objection from defendant. On cross-examination, however, when
defendant’s attorney attempted to find out what defendant said to the trooper at the
grave site, the prosecution objected on the basis of State v. Harnois,” which the
defendant claimed was in error. Hazard, 785 A.2d at 1118 (footnote omitted). On
appeal, the defendant argued that the statement should have been admissible
pursuant to Rule 803(3) or 803(24). The Court rejected both arguments on the merits
and stated that, even if the defendant complied with the notification requirement in
Rule 803(24), “the Harnois rule still barred the admission of this statement into
evidence.” Id. at 1119. Notably, in further commentary and review of the exclusion
- 18 - of the defendant’s statements to the trooper, the Court indicated that “[t]he defendant
himself testified * * *.” Id. Hazard is therefore instructive with respect to the issue
before us because, much like in the case at bar, defense counsel’s attempt to elicit
statements of the defendant through a witness was barred by Harnois during the
state’s case-in-chief even though the defendant later testified. See id.
Although we agree with defendant that it appears everyone understood that
defendant planned to testify, “[i]n a criminal matter, a defendant has no burden of
proof and may choose not to testify at any time.” State v. Gaspar, 982 A.2d 140, 150
n.13 (R.I. 2009) (emphasis added).2 It follows that the timing of a defendant’s
testimony is paramount in the application of Harnois; and we cannot say that the
trial justice erred in applying Harnois when defendant had not yet testified. As the
state suggested, after defendant testified, he could have recalled Rivera in order to
overcome Harnois.
Accordingly, it is clear that the trial justice did not err in applying Harnois in
the case at bar when defense counsel attempted to cross-examine Rivera during the
state’s case-in-chief. In the face of this conclusion, we deem the trial justice’s failure
2 Notably, during the sidebar when the prosecutor raised the objection pursuant to State v. Harnois, 638 A.2d 532 (R.I. 1994), the prosecutor specifically argued that he would not be able to cross-examine defendant. At that point, defense counsel made no suggestion that defendant planned to testify and merely suggested that the prosecutor could “certainly cross-examine his own witness[,]” meaning Rivera.
- 19 - to address defendant’s excited utterance argument harmless error, because it still
would have been barred by Harnois.
Motion for a New Trial
“Under the oft-repeated and well settled test this Court applies when
reviewing a motion for a new trial, we examine whether the trial justice acted as a
thirteenth juror and exercised his or her independent judgment on the credibility of
witnesses and on the weight of the evidence.” State v. Vidot, 253 A.3d 401, 409 (R.I.
2021) (quoting State v. Stokes, 200 A.3d 144, 152 (R.I. 2019)). “When considering
a motion for a new trial, the trial justice must undertake a three-step analysis: (1)
consider the evidence in light of the jury charge, (2) independently assess the
credibility of the witnesses and the weight of the evidence, and then (3) determine
whether he or she would have reached a result different from that reached by the
jury.” Id. (brackets omitted) (quoting Stokes, 200 A.3d at 152).
“If, after conducting this independent review, the trial justice agrees with the
jury’s verdict or if the evidence is such that reasonable minds could differ as to the
outcome, the motion for a new trial should be denied.” Vidot, 253 A.3d at 409
(quoting State v. Johnson, 199 A.3d 1046, 1051 (R.I. 2019)). “This Court’s review
of a denial of a motion for a new trial is deferential because the trial justice is in an
especially good position to evaluate the facts and to judge the credibility of the
witnesses.” Id. (brackets omitted) (quoting Johnson, 199 A.3d at 1051). “If the trial
- 20 - justice has articulated adequate grounds for denying the motion, his or her decision
is entitled to great weight and will not be overturned by this Court unless he or she
has overlooked or misconceived material evidence or was otherwise clearly wrong.”
Id. (quoting Johnson, 199 A.3d at 1051).
On appeal, defendant argues that the trial justice is owed no deference in his
order denying defendant’s motion for a new trial because “he got basic and
fundamental facts wrong, and relied on evidence that was not admitted at trial.”
Specifically, defendant emphasizes that the trial justice erred in identifying
defendant “as a ‘known drug dealer’ who ‘supplied contraband to Yazmin Rivera
and others for a long period of time’ and was ‘intent on selling marijuana to Bulus.’”
The defendant contends that this error, in a written order, was not “a simple mix-up
of two people,” but rather “this false narrative appears to be the trial justice’s
mistaken recollection of the events at trial.” He additionally highlights that, “[a]long
with the trial justice’s factual errors, he also relied on prejudicial information that
was never presented at trial—that [defendant] fled the state after the shooting.” The
defendant submits that “[t]hese errors clouded the lens through which the trial justice
reviewed the case and casts doubt on all of the trial justice’s findings in denying the
motion for a new trial” and that they constitute clear error.
The state characterizes the first error as a “mix-up” and argues that we “should
afford the trial justice deference, even in light of this, because the respective roles of
- 21 - the Defendant and Bulus had no impact on the trial justice’s analysis of the
altercation in the car.” Furthermore, in a footnote, the state acknowledges that
defendant’s “flight out-of-state, after the shooting, never came into evidence[,]” but
that the “brief mention was inconsequential when compared to the other evidence
that the trial justice highlights in his decision.” The state argues that these “factual
inaccuracies do not negate the trial court’s well-reasoned and thorough denial of the
Defendant’s motion.”
It is apparent to us that the trial justice in this case was clearly wrong when he
stated that defendant “was a known drug dealer and had supplied contraband to
Yazmin Rivera and others for a long period of time before she tried to separate
herself from narcotics. Even so, when contraband was needed, she knew she could
rely on Garcia, who was willing to provide it with a loaded gun within easy reach.”
The trial justice then went on to state, incorrectly, that “the credible evidence
demonstrated that Garcia was intent on selling marijuana to Bulus, but not without
a weapon.” (Emphasis added.) Both of these statements are incorrect based on the
record before us and are a clear misconception of the evidence, as testified to by
defendant, as well as the two witnesses whom the trial justice deemed credible:
Rivera and Lewis.
There is nothing in the record to indicate that defendant was a “known drug
dealer”; rather, it is undisputed that he was the buyer in the case before us. We agree
- 22 - with defendant that “[t]his error skews the lens through which the trial justice
analyzed the evidence and sequence of events.” Indeed, the material evidence that
the trial justice misconceived is so basic as to taint the validity of the written order.
Casting defendant as the drug dealer rather than as the buyer affected the trial
justice’s review of defendant’s claims of both self-defense and accident because the
mischaracterization was part of his analysis on each of those issues. This error is
compounded by the trial justice’s consideration of evidence outside of the record—
that defendant fled the state. Such a fact was not in the record and should not have
been considered in the trial justice’s analysis.
Accordingly, we hold that the trial justice was clearly wrong in his order
denying defendant’s motion for a new trial. We are cognizant, however, that the
error does not implicate the jury’s analysis of the evidence. Consequently, we
believe that a new hearing on the motion for a new trial is the appropriate remedy.
The state avers that we should afford the trial justice deference
notwithstanding his mischaracterization of defendant as the seller of the marijuana
“because the respective roles of the Defendant and Bulus had no impact on the trial
justice’s analysis of the altercation in the car.” We disagree. The transposition of
the “roles” played by defendant in this criminal transaction is so fundamental that it
draws into question the trial justice’s ruling on the motion for a new trial. We cannot
- 23 - say for certain whether it was a mere slip of the pen or a basic misunderstanding of
the evidence advanced at trial.
The defendant also argues that the trial justice misconceived and overlooked
material evidence in his order denying the defendant’s motion for a new trial. In
light of our decision to remand the case for a new hearing on the defendant’s motion
for a new trial, we decline to address these evidentiary issues at this juncture. See
State v. Luanglath, 749 A.2d 1, 6 (R.I. 2000).
III
Conclusion
For the reasons set forth herein, we vacate the order denying the defendant’s
motion for a new trial and remand the case for a new hearing on the motion for a
new trial in accordance with this opinion. The record may be returned to the
Superior Court.
Justice Goldberg participated in the decision but retired prior to its
publication.
Justice Long, with whom Justice Lynch Prata joins, dissenting. We
respectfully dissent from the majority’s decision to remand this case for a new
hearing on the defendant’s motion for a new trial. Given the trial justice’s clear
- 24 - misconception of the evidence in this case and his reliance on facts that were not in
the record, we believe that a new trial is warranted. We recognize that it is extremely
rare for a trial justice to grant a new trial, and even rarer still for this Court to grant
a new trial on appeal from a denial of a motion for a new trial. See State v. Savard,
297 A.3d 901, 906 n.3 (R.I. 2023). The error in this case warrants such an
exceptional remedy.1
Rule 33 of the Superior Court Rules of Criminal Procedure authorizes a trial
justice to grant a defendant a new trial in the interest of justice. Super. R. Crim. P.
33. Two days after the jury returned its verdict, Mr. Garcia invoked this rule, seeking
a new trial on three grounds: (1) that the jury misapplied the law as dictated in the
jury instructions; (2) that the jury’s verdict was against the weight of the evidence;
and (3) that the jury’s verdict was based on “speculation, assumption, surmise and
conjecture, not on direct or even circumstantial evidence.” The defendant filed
written memoranda in support of his motion,2 and the motion came on for hearing
1 Because we conclude that a new trial is warranted and would, therefore, vacate Mr. Garcia’s judgment of conviction, we do not address the evidentiary issue concerning the testimony of Yazmin Rivera. 2 The state’s memorandum in opposition is not in the record.
- 25 - on May 19, 2023, approximately six weeks after the jury returned its verdict. 3 The
trial justice took the matter under advisement.
The task of a trial justice who considers a motion for a new trial is well-settled:
“[The] trial justice assumes the role of a superjuror because of his or her experienced
judgment.” State v. Girouard, 561 A.2d 882, 890 (R.I. 1989). As a superjuror, the
trial justice must comply with an established standard in considering the motion. See
State v. Luanglath, 749 A.2d 1, 3-4 (R.I. 2000). Specifically, the trial justice must
undertake certain steps: first, a trial justice must “consider the evidence in light of
the charge given the jury”; second, the trial justice must “determine his or her own
opinion of the evidence: what weight and credibility does he or she give to the
witnesses and other evidence, and what conflicting testimony and evidence does the
trial justice accept or reject”; third, “in his or her independent assessment of the
evidence and in light of the charge to the jury,” the trial justice must determine
3 We do not suggest that the trial justice or the parties were not diligent in scheduling a hearing on the motion for a new trial. It is clear from publicly available records that the Gun Calendar was exceedingly busy during the time frame at issue. By our count of those records, in the roughly eight weeks surrounding Mr. Garcia’s trial and the hearing on his motion for a new trial, the trial justice was scheduled to hear approximately 435 distinct matters involving 250 different case numbers and 210 different defendants. Many of those cases, by statutory designation, related to “the illegal possession and use of guns and other dangerous weapons * * *.” G.L. 1956 § 8-2-15.1(c) (creating Gun Court Calendar). And several of those cases are ones with which this Court is familiar; some, like this case, involved both guns and a transaction for the purchase of drugs that occurred in a vehicle and that resulted in a death. See State v. Xaykosy, 352 A.3d 188, 191-92 (R.I. 2026).
- 26 - whether he or she would have reached a different result; and, fourth, if the trial
justice differs with the jury in the ultimate conclusion as to the result of the case,
“the trial justice must then determine whether the verdict is against the fair
preponderance of the evidence and fails to do substantial justice.” Girouard, 561
A.2d at 890-91. The trial justice must also articulate enough facts to demonstrate
that he or she has complied with this established standard. Luanglath, 749 A.2d at 4.
Where the record reveals that the trial justice has failed to comply with the
established standard, this Court will remand the matter for reconsideration. See, e.g.,
id. at 4-6.
In this case, the trial justice issued a written order on May 30, 2023. In the
written order, the trial justice characterized testimony and evidence relevant to Mr.
Garcia’s self-defense claim as follows:
“The self-defense claim was extremely weak and easily overcome beyond a reasonable doubt. After all, it was Garcia who brought the gun into the car that evening (which he denied to the detectives). He was a known drug dealer and had supplied contraband to Yazmin Rivera and others for a long period of time before she tried to separate herself from narcotics. Even so, when contraband was needed, she knew she could rely on Garcia, who was willing to provide it with a loaded gun within easy reach.”
The trial justice stated that “the credible evidence demonstrated that Garcia was
intent on selling marijuana to Bulus, but not without a weapon.” And further, that
after disposing of the gun, Garcia “fled the state.”
- 27 - These “facts” as articulated by the trial justice demonstrate that, even though
he went through the steps of the established standard, the trial justice, acting as the
superjuror, misapprehended several important aspects of the evidence introduced at
trial. This is thus a case where the trial justice was “clearly wrong.” State v. Vidot,
253 A.3d 401, 409 (R.I. 2021). In such a case, our standard requires that this Court
overturn his decision. Id.
The trial justice’s errors are particularly glaring because the instant case
presented the court and the jury with a question of credibility—whether to believe
Mr. Garcia’s description of the nearly instantaneous altercation in the vehicle and
thus believe his claim of self-defense or accident, or not. An understanding of the
basic facts about which Mr. Garcia testified was therefore central to the ability of
the trial justice to decide whether Mr. Garcia’s defenses were supported by the
evidence. In reaching his conclusion, however, the trial justice relied almost entirely
on a series of facts with absolutely no factual support in the testimony before the
jury; namely, that Mr. Garcia was (1) a drug dealer who (2) “had supplied contraband
to Yazmin Rivera and others for a long period of time before she tried to separate
herself from narcotics,” that (3) Ms. Rivera “knew she could rely on Garcia, who
was willing to provide [drugs] with a loaded gun within easy reach,” and further that
(4) “Garcia was intent on selling marijuana to Bulus, but not without a weapon”
before (5) fleeing the state.
- 28 - As our colleagues in the majority describe, the trial justice’s “transposition of
the ‘roles’ played by defendant in this criminal transaction is so fundamental that it
draws into question the trial justice’s ruling” because it may reflect a “basic
misunderstanding of the evidence advanced at trial.”4 Indeed, the majority
concludes that it was error for the trial justice to transpose the defendant’s and
decedent’s roles because it “affected the trial justice’s review of defendant’s claims
of both self-defense and accident” and was compounded by the trial justice’s
consideration of evidence that was not adduced at trial and therefore was not before
the jury when it considered Mr. Garcia’s culpability. The majority concludes,
however, that it cannot order a new trial because these obvious errors do “not
implicate the jury’s analysis of the evidence.” We fully agree with our colleagues
with respect to the errors they identify, but we respectfully disagree with their
assessment of the appropriate remedy.
In State v. Luanglath, 749 A.2d 1 (R.I. 2000), where this Court granted a new
hearing on appeal from the denial of a motion for a new trial, we were confronted
4 The majority also suggests that the trial justice’s error could have been a “mere slip of the pen * * *.” That rationale fails to persuade us, however, given that the trial justice issued a written order—eleven days after the hearing on defendant’s motion—in which, in addition to the errors discussed, he also referred to both the decedent and a codefendant by the wrong name and referred to facts that were not in the trial record. The cumulative effect of these errors heightens our concern that the trial justice’s misapprehension of the facts of this case deprived defendant of a fair trial.
- 29 - with a trial justice’s error in the implementation of this Court’s established standard
for considering such a motion. Luanglath, 749 A.2d at 4-6. This is not that case.
Here, the trial justice’s errors bespeak a misapprehension of the basic underlying
facts of the case that raises doubts as to the fairness of Mr. Garcia’s trial overall, not
with the application of this Court’s established standard for considering the motion.
To be sure, that misapprehension came to the surface in the trial justice’s motion for
a new trial decision, but the seeds of those errors were planted over the course of the
testimony of the six witnesses in this case. We cannot discern whether they obscured
the trial justice’s front-row view of the trial, see State v. Neugent, 218 A.3d 1011,
1016 (R.I. 2019), and thus impacted the jury’s ultimate verdict.
A remand for the trial justice to repeat the motion for a new trial hearing and
issue a new decision in this case fails to provide an adequate remedy to Mr. Garcia,
who has spent several years incarcerated at the Adult Correctional Institutions
following a trial presided over by a judge who plainly misunderstood the evidence
in the case before him.
Where, two months after presentation of the evidence, the superjuror’s
recounting of basic, material facts regarding who did what leading up to, during, and
after, the encounter in the vehicle is so glaringly incorrect and painted the defendant
as a gun-wielding drug dealer, it is difficult to believe that the interests of justice are
- 30 - served by asking that same superjuror to recall those facts, for a second time, almost
three years later.
We acknowledge the rarity and gravity of any decision to overturn a trial
justice’s decision to deny a motion for a new trial. Nevertheless, the error in this
case is exceptional and, under our standard of review, entitles Mr. Garcia to a new
trial. If this Court’s oft-repeated refrain that we will overturn a trial justice only
when they have “misconceived material evidence relating to a critical issue or if
[they were] otherwise clearly wrong” means anything, it must mean that this
defendant, whose trial justice clearly misconceived material evidence and was
clearly wrong, is entitled to have the decision on his motion for a new trial
overturned. State v. Moore, 154 A.3d 472, 481 (R.I. 2017). Overturning that
decision means granting Mr. Garcia a new trial.
Because the majority orders only that Mr. Garcia is entitled to a new hearing,
we respectfully dissent.
- 31 - STATE OF RHODE ISLAND SUPREME COURT – CLERK’S OFFICE Licht Judicial Complex 250 Benefit Street Providence, RI 02903
OPINION COVER SHEET
Title of Case State v. Adauris Garcia.
No. 2024-265-C.A. Case Number (P1/21-3623BG)
Date Opinion Filed April 27, 2026
Suttell, C.J., Goldberg, Robinson, Lynch Prata, and Justices Long, JJ.
Written By Chief Justice Paul A. Suttell
Source of Appeal Providence County Superior Court
Judicial Officer from Lower Court Associate Justice Robert D. Krause
For State:
Christopher R. Bush Department of Attorney General Attorney(s) on Appeal For Defendant:
Camille A. McKenna Rhode Island Public Defender
SU-CMS-02A (revised November 2022)