State v. Adams

470 S.E.2d 838, 122 N.C. App. 538, 1996 N.C. App. LEXIS 462
CourtCourt of Appeals of North Carolina
DecidedJune 4, 1996
Docket9412SC559
StatusPublished

This text of 470 S.E.2d 838 (State v. Adams) is published on Counsel Stack Legal Research, covering Court of Appeals of North Carolina primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Adams, 470 S.E.2d 838, 122 N.C. App. 538, 1996 N.C. App. LEXIS 462 (N.C. Ct. App. 1996).

Opinion

McGEE, Judge.

The determining issue on appeal is whether a defendant’s Sixth Amendment right to counsel attaches in a criminal juvenile abuse proceeding after the filing of a civil abuse petition, even though there has been no formal criminal charge, preliminary hearing, indictment, information, or arraignment. Because of the parallel nature of the civil petition and the criminal charge and because both are based upon the same facts, we affirm the trial court’s order that where, as here, a defendant is represented by counsel in the civil abuse proceedings, defendant’s Sixth Amendment right to counsel attaches upon filing of the abuse petition, and any statement given without the defendant’s attorney being present or without an express waiver of the right to counsel must be suppressed.

The Sixth Amendment of the United States Constitution provides that: “In all criminal prosecutions the accused shall enjoy the right ... to have the assistance of counsel for his defense.” U.S. Const. amend. VI. This right attaches “at or after the time that adversary judicial proceedings have been initiated against [the defendant].” Kirby v. Illinois, 406 U.S. 682, 688, 32 L. Ed. 2d 411, 417 (1972). Such proceedings as a preliminary hearing, indictment, information, arraignment, or the filing of formal charges have been held to trigger the Sixth Amendment right to counsel. Kirby, 406 U.S. at 689, 32 L. Ed. 2d at 417. When judicial proceedings have been initiated, “the adverse positions of government and defendant have solidified. It is then that a defendant finds himself faced with the prosecutorial forces of organized society . . . .” Kirby, 406 U.S. at 689, 32 L. Ed. 2d at 418.

*542 The State argues the Sixth Amendment has no application absent an initiation of a criminal prosecution against the accused. While we agree that the presence of one of the formal criminal proceedings listed in Kirby is almost always required before a defendant’s Sixth Amendment right to counsel will attach, we hold that when a civil juvenile abuse petition has been filed, “the adverse positions of government and defendant have solidified” and the parent faces “the prosecutorial forces of organized society” in such a way as to trigger the defendant’s right to counsel. This is so because of the unique nature of the juvenile proceedings.

Whenever DSS discovers evidence that a juvenile may have been abused as defined under N.C. Gen. Stat. § 7A-517(1), it must immediately report the suspected abuse to the district attorney’s office and must notify local law enforcement within forty-eight hours. N.C. Gen. Stat § 7A-548(a). Also, DSS may request the assistance of state or local law enforcement officers to help with the investigation and evaluation of the seriousness of the alleged abuse. N.C. Gen. Stat § 7A-544. Likewise, if a law enforcement agency or any other person or institution suspects a juvenile has been abused, they must report this information to DSS. N.C. Gen. Stat. § 7A-543. Within forty-eight hours of DSS’ notification of suspected abuse, the local law enforcement agency shall “initiate and coordinate a criminal investigation with the protective services investigation being conducted by [DSS].” G.S. 7A-548(a). Therefore, whenever abuse has been alleged, DSS and law enforcement coordinate their respective investigations from the beginning.

If an investigation indicates abuse has occurred, DSS must determine what actions are needed to protect the juvenile and whether a petition will be filed. G.S. 7A-544. Once a civil abuse petition is filed, the parent faces the prosecutorial forces of organized society. See New Jersey v. P.Z., 666 A.2d 1000 (N.J. Super. Ct. App. Div. 1995) (holding that the state and defendant are adversaries in a civil juvenile abuse action, thereby triggering Sixth Amendment right to counsel in criminal abuse action upon filing of civil petition). To protect the rights of a parent facing such civil abuse charges, the parent has a right to counsel, or to appointed counsel in cases of indigency, unless the parent waives the right. N.C. Gen. Stat. § 7A-587.

Because of the reciprocal duty for DSS and law enforcement to inform each other of evidence of abuse, and because of the dual nature of the civil and criminal abuse investigations, parallel civil and *543 criminal systems both operate against the defendant once proceedings have begun in either civil or criminal court. The dangers protected against by the right to counsel granted under G.S. 7A-587 in a civil abuse proceeding are equally inherent in criminal proceedings based upon the same facts. Since the civil and criminal aspects of juvenile abuse proceedings are so intertwined, upon the filing of a civil juvenile abuse petition a parent faces the “prosecutorial forces” of organized society and judicial proceedings have been initiated so as to trigger the Sixth Amendment right to counsel.

Further, in the case of In re Maynard, 116 N.C. App. 616, 448 S.E.2d 871 (1994), disc. review denied, 339 N.C. 613, 454 S.E.2d 254 (1995), this Court held that where the respondent had counsel appointed pursuant to G.S. 7A-587, the situation was “analogous to the situation where a defendant in a criminal case has counsel. Once a defendant invokes his right to counsel and counsel is retained or appointed, the defendant has the right to have counsel present during any questioning.” Maynard, 116 N.C. App. at 620, 448 S.E.2d at 874. In Maynard, DSS filed a petition accusing respondent of neglect. The court appointed an attorney for respondent pursuant to G.S. 7A-587. After respondent stipulated that because of her mental illness the children were dependent as defined by N.C. Gen. Stat. § 7A-517(13), DSS, during respondent’s scheduled visitations with the children, continually attempted to convince her to sign a consent to adoption. DSS conducted these discussions without respondent’s counsel being present or without notifying her counsel, even though respondent had previously refused to sign the consent after conferring with her attorney and had stated in court that she wished to have her children returned. Respondent eventually signed the consent after yet another discussion with DSS without her attorney present. Respondent’s attorney later filed a motion to set aside the consent to adoption.

This Court, in affirming the trial court’s grant of respondent’s motion, held respondent had a right to counsel when signing the consent forms since the signing occurred following and as a consequence of the neglect proceeding for which counsel had been appointed. Maynard, 116 N.C. App. at 619-20, 448 S.E.2d at 873. In finding that respondent had been denied the right to counsel, this Court said:

Just as custodial interrogation of a criminal defendant in the absence of his appointed or retained counsel without a waiver is impermissible, petitioner’s continuing discussions . . . urging the reluctant respondent to sign the [consent to adoption] without *544

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Related

Kirby v. Illinois
406 U.S. 682 (Supreme Court, 1972)
State v. Morrell
424 S.E.2d 147 (Court of Appeals of North Carolina, 1993)
Matter of Maynard
448 S.E.2d 871 (Court of Appeals of North Carolina, 1994)
State v. P.Z.
666 A.2d 1000 (New Jersey Superior Court App Division, 1995)

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Bluebook (online)
470 S.E.2d 838, 122 N.C. App. 538, 1996 N.C. App. LEXIS 462, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-adams-ncctapp-1996.