State v. Adame

2020 NMSC 015, 476 P.3d 872
CourtNew Mexico Supreme Court
DecidedJune 18, 2020
StatusPublished
Cited by11 cases

This text of 2020 NMSC 015 (State v. Adame) is published on Counsel Stack Legal Research, covering New Mexico Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Adame, 2020 NMSC 015, 476 P.3d 872 (N.M. 2020).

Opinion

Office of the Director New Mexico 09:24:36 2020.12.09 Compilation '00'07- Commission

IN THE SUPREME COURT OF THE STATE OF NEW MEXICO

Opinion Number: 2020-NMSC-015

Filing Date: June 18, 2020

No. S-1-SC-36839

STATE OF NEW MEXICO,

Plaintiff-Appellee,

v.

ISMAEL ADAME and ANGELA ADAME,

Defendants-Appellants.

CERTIFICATION FROM THE NEW MEXICO COURT OF APPEALS Jeff F. McElroy, District Judge

Released for Publication December 15, 2020.

Coberly & Martinez, LLLP Todd A. Coberly Santa Fe, NM

for Appellants

Hector H. Balderas, Attorney General Maris Veidemanis, Assistant Attorney General Santa Fe, NM

for Appellees

Angelica Hall Albuquerque, NM

for Amicus Curiae New Mexico Criminal Defense Lawyers Association

OPINION

VIGIL, Justice. {1} In this opinion we address whether, pursuant to Article II, Section 10 of the New Mexico Constitution, defendants Ismael and Angela Adame (the Adames) had a reasonable expectation of privacy in personal financial records maintained by their banks. We hold that Article II, Section 10 does not recognize a reasonable expectation of privacy in the Adames’ banking records, which consist of five years of financial information voluntarily shared with their banks. Accordingly, we affirm the district court, which declined to suppress the bank records of the Adames on the basis of the New Mexico Constitution.

I. BACKGROUND

{2} The Adames are a married couple and business owners in Taos, New Mexico. Federal and state law enforcement suspected that the Adames were involved in drug trafficking. As part of the investigation into the Adames, a federal grand jury issued subpoenas for, and obtained, the Adames’ personal banking records. A state grand jury later issued two subpoenas duces tecum for the Adames’ records at two banks. These state subpoenas required that the banks produce for a five-year period the Adames’ checking account records, savings account records, loan records, safe deposit box records, certificates of deposit, money market certificates, United States treasury notes, United States treasury bills, credit card records, purchases of bank checks, certified check records, letters of credit, and wire transfer records, among other financial records.

{3} Using the Adames’ financial records, multiple-count indictments were issued against the Adames, whose cases were joined. Of the 106 charges filed against them, all but two were financial in nature.

{4} The Adames filed a motion to suppress the financial records obtained from their banks by federal subpoena. 1 The Adames argued that, unlike the Fourth Amendment to the United States Constitution, Article II, Section 10 of the New Mexico Constitution provides for a reasonable expectation of privacy in a person’s financial records possessed by the person’s bank, and, further, a warrant supported by probable cause is required to obtain and then admit such records at trial.

{5} The district court declined to conclude that the New Mexico Constitution provides greater protection than the Fourth Amendment for financial records maintained by banks in the absence of “clear authority from a higher court[.]” Specifically, the district court concluded that “the financial records obtained under proper [f]ederal process can be used . . . to find probable cause for a search warrant,” and, because they were obtained legally, the records can be used at trial. Similarly, it concluded that “the financial records obtained by a New Mexico grand jury subpoena . . . can be used . . . as evidence at a trial[.]”

1The federal grand jury subpoenas do not appear in the record. However, the Adames assert that the state subpoenaed the “same financial records” as were obtained pursuant to the federal subpoenas. The State does not assert otherwise. Accordingly, we assume for the purpose of our analysis that the records obtained through the federal subpoenas are the same as those demanded pursuant to the state subpoenas. {6} The Adames moved the district court for an order allowing interlocutory appeal, which was granted. The Court of Appeals accepted the interlocutory appeal. The Court of Appeals then certified two questions to this Court, both of which we accepted: “(1) whether a person has a constitutional privacy interest in his or her financial records maintained by his or her financial institution under the New Mexico Constitution pursuant to Article II, Section 10; and (2) whether the State’s use of federal and state grand jury subpoenas duces tecum in a state criminal proceeding is an unreasonable intrusion on that interest.” 2

II. DISCUSSION

A. Standard of Review

{7} This case presents a question of constitutional interpretation, which this Court reviews de novo. State v. Ordunez, 2012-NMSC-024, ¶ 6, 283 P.3d 282.

B. Article II, Section 10 Does Not Provide Greater Protection of Privacy Than the Fourth Amendment for the Adames’ Bank Records, Which Consist of Five Years of Financial Information That Was Voluntarily Shared With Their Banks

{8} The question before this Court is whether the protections of Article II, Section 10 of the New Mexico Constitution extend to the Adames’ bank records, which consist of five years of financial information voluntarily shared with their banks, and include checking account records, savings account records, loan records, safe deposit box records, certificates of deposit, money market certificates, United States treasury notes, United States treasury bills, credit card records, purchases of bank checks, certified check records, letters of credit, and wire transfer records, among other financial records.

{9} Article II, Section 10 guarantees that “[t]he people shall be secure in their persons, papers, homes and effects, from unreasonable searches and seizures.” This protection from governmental intrusion is conferred only when a person has a reasonable expectation of privacy in that which is searched or seized. Cf. State v. Yazzie, 2019-NMSC-008, ¶ 17, 437 P.3d 182 (“[Fourth Amendment] protection is only conferred when individuals have a reasonable expectation of privacy in the place to be searched or the thing to be seized.” (citing Katz v. United States, 389 U.S. 347, 360 (1967) (Harlan, J., concurring))). A person has such an expectation of privacy when, by his or her conduct, a person has exhibited an actual (subjective) expectation of privacy that society is prepared to recognize as reasonable. State v. Crane, 2014-NMSC-026, ¶ 18, 329 P.3d 689 (citing Katz, 389 U.S. at 361 (Harlan, J., concurring)); see also Smith v. Maryland, 442 U.S. 735, 740 (1979).

2Because we conclude that there is no constitutionally protected privacy interest under the first question presented, we need not determine whether the governmental intrusion on the privacy interest of the Adames was reasonable. Accordingly, we consider the second question presented no further. {10} The Adames contend that Article II, Section 10 provides greater privacy protection for their bank records than the Fourth Amendment. We analyze whether the New Mexico Constitution provides greater protection than an analogous provision of the federal constitution by applying the interstitial approach. Morris v. Brandenburg, 2016- NMSC-027, ¶ 19, 376 P.3d 836; see also State v. Neal, 2007-NMSC-043, ¶ 16, 142 N.M. 176, 164 P.3d 57 (stating that Article II, Section 10 and the Fourth Amendment are analogous constitutional provisions).

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