State of West Virginia v. Alexander Paul Delorenzo

West Virginia Supreme Court·Decided November 18, 2022·No. 21-0456·Separate

Opinion

No. 21-0456 – State of West Virginia v. Alexander Paul Delorenzo FILED November 18, 2022

EDYTHE NASH GAISER, CLERK SUPREME COURT OF APPEALS

WOOTON, Justice, dissenting, joined by Chief Justice Hutchison: OF WEST VIRGINIA

I primarily take issue with the majority’s failure to recognize the obvious:

that the circuit court’s refusal to allow the petitioner’s expert witness, Michael J. Marshall, Ph.D., to testify as to his Asperger’s Syndrome Disorder (“ASD”) gutted the petitioner’s ability to advance his sole defense, lack of intent, thereby violating his constitutional right to a fair trial. I also disapprove of the majority’s new syllabus point three, which was created – in the complete absence of any law to support it – simply as a means to justify the circuit court’s admonishments directed at the petitioner during the course of his testimony. For these reasons, I respectfully dissent.

A fundamental component of the due process guarantees enumerated in article III, section 14 of the West Virginia Constitution is that “a trial judge may not make an evidentiary ruling which deprives a criminal defendant of certain rights, such as the right . . . to offer testimony in support of his or her defense[.]” State v. Jenkins, 195 W.Va. 620, 628, 466 S.E.2d 471, 479 (1995); see also State v. Whitt, 220 W. Va. 685, 649 S.E.2d 258 (2007), modified on other grounds by State v. Herbert, 234 W. Va. 576, 767 S.E.2d 471 (2014). 1 In Whitt, we explained that

1 In Herbert, this Court held that

The right to offer the testimony of witnesses, and to compel their attendance, if necessary, is in plain terms the right to present the defendant’s version of the facts as well as the prosecution’s to the jury so it may decide where the truth lies. Just as an accused has the right to confront the prosecution’s witnesses for the purpose of challenging their testimony, he has the right to present his own witnesses to establish a defense. This right is a fundamental element of due process of law.

Id. at 691, 649 S.E.2d at 264 (quoting Washington v. Texas, 388 U.S. 14, 19 (1967)).

In State v. Guthrie, 205 W. Va. 326, 518 S.E.2d 83 (1999), where certain evidence had been refused on the ground that its admission would violate the rape shield statute, W. Va. Code § 61-8B-11 (2020), we formulated the following test: 2

in a criminal trial, when a non-party witness intends to invoke the constitutional privilege against self-incrimination, the trial court shall require the witness to invoke the privilege in the presence of the jury. The constitutional privilege against self-

incrimination may only be invoked when a witness is asked a potentially incriminating question. To the extent [Whitt] is inconsistent with this holding, it is hereby modified.”

234 W. Va. at 584, 767 S.E.2d at 479, & Syl. Pt. 2.

2 “The Guthrie test was developed under the rape shield law that existed prior to the adoption of [West Virginia Rule of Evidence] Rule 412 in 2014. The test, however, still is workable for a constitutional challenge under Rule 412(b)(1)(D).” State ex rel. Harvey v. Yoder, 239 W. Va. 781, 786 n.9, 806 S.E.2d 437, 442 n.9 (2017) (citing State v. Timothy C., 237 W. Va. 435, 444, 787 S.E.2d 888, 897 (2016)).

The test used to determine whether a trial court’s exclusion of proffered evidence under our rape shield law violated a defendant’s due process right to a fair trial is (1) whether that testimony was relevant; (2) whether the probative value of the evidence outweighed its prejudicial effect; and (3) whether the State’s compelling interests in excluding the evidence outweighed the defendant’s right to present relevant evidence supportive of his or her defense. Under this test, we will reverse a trial court’s ruling only if there has been a clear abuse of discretion.

Guthrie, 205 W. Va. at 330, 518 S.E.2d at 87, Syl. Pt. 6. In the instant case, the appendix record – albeit incomplete, as the majority notes – is sufficient to demonstrate that the proposed testimony of the petitioner’s expert witness, Dr. Marshall, was not only relevant but was critical to his defense; 3 that its probative value outweighed any prejudice that the State might assert; 4 and that the State had no compelling interests in excluding this evidence. Therefore, I would find that the circuit court abused its discretion and was clearly wrong 5 in excluding the expert’s testimony, and that the petitioner was thereby deprived of his right to a fair trial.

See W. Va. R. Evid. 401 (“Evidence is relevant if: (a) it has any tendency to make 3

a fact more or less probable than it would be without the evidence; and (b) the fact is of consequence in determining the action.”); see also W. Va. R. Evid. 402 (“Relevant evidence is admissible . . . .”)

See W. Va. R. Evid. 403 (“The court may exclude relevant evidence if its probative 4

value is substantially outweighed by a danger of one or more of the following: unfair prejudice, confusing the issues, misleading the jury, undue delay, wasting time, or needlessly presenting cumulative evidence.”).

5 “While ordinarily rulings on the admissibility of evidence are largely within the trial judge’s sound discretion, a trial judge may not make an evidentiary ruling which deprives a criminal defendant of certain rights, such as the right . . . to offer

Relevance. The petitioner was charged with two violations of West Virginia Code section 61-8C-3(a) (2020), which provides that “[a]ny person who, knowingly and willfully, sends or causes to be sent or distributes, exhibits, possesses, electronically accesses with intent to view or displays or transports any material visually portraying a minor engaged in any sexually explicit conduct is guilty of a felony.” (Emphasis added). Dr. Marshall’s testimony was relevant to advance the petitioner’s defense that he did not possess the requisite intent and to provide an explanation for the petitioner’s behavior both inside and outside the courtroom. See text infra. Critically, the petitioner was not arguing that he was incapable of formulating intent; rather, he was asserting that he did not in fact intend to commit the charged offenses. In this regard, a review of the trial transcript demonstrates beyond question that lack of intent was not just a defense, or even a key defense; it was the petitioner’s sole defense.

Further, any argument that Dr. Marshall’s testimony about ASD was irrelevant to the petitioner’s defense is belied by the fact that the circuit court permitted the petitioner’s father and two friends to testify about his diagnosis and its manifestations. Although this lay testimony was insufficient to ameliorate the prejudice resulting from the

testimony in support of his or her defense.” Jenkins, 195 W. Va. at 621-22, 466 S.E.2d at 472-73, Syl. Pt. 3, in part.

court’s exclusion of expert testimony on the subject, see text infra, it demonstrates that any argument as to relevance is nothing more than an after-the-fact attempt to justify the exclusion of Dr. Marshall’s crucial testimony.

Prejudice. The State has no claim of prejudice that would result from the admission of Dr. Marshall’s testimony other than the vastly overused, and wholly speculative, possibility of “jury confusion.” I can conceive of no reason to believe that a West Virginia jury is incapable of listening to expert testimony and then sorting out the wheat from the chaff, in consultation with one another and guided by the instructions of the court. See, e.g., Gentry v. Mangum, 195 W. Va. 512, 525–26, 466 S.E.2d 171, 184–85 (1995) (“‘Conventional devices’ like vigorous cross-examination, careful instructions on the burden of proof, and rebuttal evidence, may be more appropriate instead of the ‘wholesale exclusion’ of expert testimony under Rule 702.”) (citation omitted).

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