IN THE SUPREME COURT OF APPEALS OF WEST VIRGINIA
January 2026 Term FILED April 29, 2026 released at 3:00 p.m. C. CASEY FORBES, CLERK No. 24-658 SUPREME COURT OF APPEALS OF WEST VIRGINIA
STATE OF WEST VIRGINIA ex rel. WEST VIRGINIA DEPARTMENT OF HUMAN SERVICES,
Petitioner,
v.
THE HONORABLE STEVEN REDDING, Judge of the Circuit Court of Berkeley County,
Respondent.
ORIGINAL PROCEEDING IN PROHIBITION
WRIT GRANTED
AND
No. 24-659
STATE OF WEST VIRGINIA ex rel. WEST VIRGINIA DEPARTMENT OF HUMAN SERVICES,
THE HONORABLE STEVEN REDDING, Judge of the Circuit Court of Berkeley County,
Respondent. ORIGINAL PROCEEDING IN PROHIBITION
Submitted: February 11, 2026 Filed: April 29, 2026
John B. McCuskey, Jr., Esq. J. Zak Ritchie, Esq. Attorney General Hissam Forman Donovan Ritchie PLLC Caleb B. David, Esq. Charleston, West Virginia Deputy Solicitor General Attorney for Respondent Randy K. Miller, Esq. Assistant Attorney General Charleston, West Virginia Attorneys for Petitioner
CHIEF JUSTICE BUNN delivered the Opinion of the Court. JUSTICE TRUMP, deeming himself disqualified, did not participate in the decision of this case. JUDGE AMY MANN sitting by temporary assignment. SYLLABUS BY THE COURT
1. “‘The writ of prohibition will issue only in clear cases where the
inferior tribunal is proceeding without, or in excess of, jurisdiction.’ Syl., State ex rel.
Vineyard v. O’Brien, 100 W.Va. 163, 130 S.E. 111 (1925).” Syllabus Point 1, State ex rel.
Johnson v. Reed, 219 W. Va. 289, 633 S.E.2d 234 (2006).
2. “In determining whether to entertain and issue the writ of prohibition
for cases not involving an absence of jurisdiction but only where it is claimed that the lower
tribunal exceeded its legitimate powers, this Court will examine five factors: (1) whether
the party seeking the writ has no other adequate means, such as direct appeal, to obtain the
desired relief; (2) whether the petitioner will be damaged or prejudiced in a way that is not
correctable on appeal; (3) whether the lower tribunal’s order is clearly erroneous as a matter
of law; (4) whether the lower tribunal’s order is an oft repeated error or manifests persistent
disregard for either procedural or substantive law; and (5) whether the lower tribunal’s
order raises new and important problems or issues of law of first impression. These factors
are general guidelines that serve as a useful starting point for determining whether a
discretionary writ of prohibition should issue. Although all five factors need not be
satisfied, it is clear that the third factor, the existence of clear error as a matter of law,
should be given substantial weight.” Syllabus Point 4, State ex rel. Hoover v. Berger, 199
i 3. “Article V, section 1 of the Constitution of West Virginia which
prohibits any one department of our state government from exercising the powers of the
others, is not merely a suggestion; it is part of the fundamental law of our State and, as
such, it must be strictly construed and closely followed.” Syllabus Point 1, State ex rel.
Barker v. Manchin, 167 W. Va. 155, 279 S.E.2d 622 (1981).
ii BUNN, Chief Justice:
Petitioner West Virginia Department of Human Services (“DHS”) invokes
this Court’s original jurisdiction to prohibit enforcement of orders issued by The Honorable
Steven Redding, Judge of the Circuit Court of Berkeley County (“respondent”) requiring
DHS to produce information about local Child Protective Services (“CPS”) operations.
Specifically, the orders require DHS to provide information regarding outstanding CPS
abuse and neglect referrals, open local CPS investigative positions, and the “adequa[cy]”
of DHS’s local support. DHS argues that the orders violate the separation of powers by
encroaching on the operations of an executive agency and were issued in excess of the
circuit court’s legitimate powers. Respondent claims that the DHS orders are designed to
unearth “structural” deficiencies causing delay in the investigation of CPS referrals and
that the circuit court is empowered to compel production of this information pursuant to its
obligations under West Virginia Code Chapter 49 and as part of his general charge to
protect the welfare of children in the 23rd Judicial Circuit.
Because the subject orders did not derive of a justiciable controversy and we
find no constitutional, statutory, or other powers authorizing their issuance, we find that
the circuit court lacks jurisdiction to issue or enforce the orders. Accordingly, we grant
DHS’s request for relief in prohibition.
1 I. FACTS AND PROCEDURAL HISTORY
DHS filed these consolidated petitions for writ of prohibition regarding
orders issued in two separate and unrelated abuse and neglect proceedings pending before
respondent in the Circuit Court of Berkeley County, West Virginia. Respondent contends
that in each case he observed a concerning delay between the initial investigatory referral
to CPS and DHS’s filing of the abuse and neglect petition. This perceived delay caused
him to suspect recurrence of a “backlog” at the Berkeley County CPS office that “reached
crisis level” in 2019 and had prompted him to issue a show cause order against DHS to
address Berkeley County’s lack of responsiveness to abuse and neglect referrals.1
On September 20, 2024, and October 30, 2024, respectively, respondent
issued an order in each of the underlying abuse and neglect proceedings recounting the
alleged delay between the CPS referral and the filing of the abuse and neglect petition in
the respective cases (the “DHS orders”). 2 Each order expresses respondent’s “grave
1 Although the appendix record contains no additional information regarding this 2019 show cause order or, importantly, the procedural history surrounding it, respondent represents that the 2019 show cause order was issued to address a backlog of CPS referrals in Berkeley and Jefferson Counties and generated numerous hearings and the submission of multiple reports by DHS. Respondent claims that the show cause order yielded a decrease in the backlog and improvement in local worker pay and retention rates. He indicates that the “case” was “end[ed]” on June 8, 2020, and that DHS represented that it would be “fully transparent” and cooperative with him on these issues going forward. Neither the record nor briefs suggest DHS appealed or sought extraordinary relief regarding the show cause order. 2 Although the circumstances surrounding the alleged delay in the underlying abuse and neglect cases are not relevant to our disposition, we provide a brief procedural history
2 concerns that Berkeley County has again failed to meet it’s [sic] statutory and
administrative responsibility to timely and effectively process and take action upon
referrals being received[,]” and requires DHS to provide the court with information about
the number of outstanding abuse and neglect referrals and the adequacy of staffing and
State-level support within the Berkeley County CPS office.
of those cases as set forth in the DHS orders and the parties’ briefs to give context to respondent’s concerns.
In In re: H.R. and A.R., Berkeley Co. Case Nos. CC-02-2024-JA-158 and -159, respondent entered an Administrative Order on March 28, 2024 initiating a pre-petition investigation by DHS, pursuant to West Virginia Rule of Child Abuse and Neglect Proceedings 3A, alleging the mother was suffering a mental health crisis. On April 2, 2024, DHS received the referral and completed its investigation that month; in early May, DHS submitted a report to the court finding the referral unsubstantiated. On May 10, 2024, acknowledging receipt of that report, respondent entered an order closing the case because DHS “submitted an Investigation report[] . . . indicat[ing] that no Petition should be filed.” (emphasis added). However, two additional referrals were made on July 26 and 29, 2024, reporting inappropriate sexual contact by the biological father and the mother’s boyfriend, respectively. DHS filed an abuse and neglect petition on August 6, 2024. The DHS order detailing this procedural history alleges that between the initial referral in April and petition filing four months later, no “apparent action [was taken] by CPS[.]” The DHS order includes no reference to the investigation and administrative closure order that occurred in April and May, respectively.
In In re: H.L. and J.L., Berkeley Co. Case Nos. CC-02-2024-JA-225 and -226, the DHS order states that a referral as to these children was made on June 22, 2023, alleging sexual, physical, psychological, and emotional abuse, as well as domestic violence, by the respondent stepfather. CPS received an additional referral in October 2023 regarding these same allegations. DHS filed an abuse and neglect petition approximately one year later, on October 4, 2024.
Respondent indicates that he entered a third DHS order in In re: R.K. and N.P., Case Nos. 2024-JA-264 and -265 on December 11, 2024. 3 More specifically, the DHS orders direct Deborah F. Edelen, DHS Social
Service District Manager or a designee, to provide the following information to the circuit
court within fourteen days of the order: 1) a comprehensive list of all outstanding referrals
for which no action has been taken, the date the referrals were received, and the nature of
the abuse or neglect reported; 2) a list of investigative workers for Berkeley County and
the number of vacancies for those positions; and 3) a statement regarding whether the
Berkeley County CPS unit is “receiving adequate support and resources from WVDHS on
a local and state level.”
In his response to DHS’s petitions for writ of prohibition, respondent
represents that his objective in issuing the orders was to “investigate” and “fashion[]” a
“remedy” for the “chronic issue of inadequate [abuse and neglect] referral response
times[.]” Upon DHS’s objection and motion, the circuit court stayed the orders to permit
DHS to seek these writs of prohibition.
II. STANDARD OF REVIEW
It is well-established that “‘[t]he writ of prohibition will issue only in clear
cases where the inferior tribunal is proceeding without, or in excess of, jurisdiction.’ Syl.,
State ex rel. Vineyard v. O’Brien, 100 W.Va. 163, 130 S.E. 111 (1925).” Syl. Pt. 1, State
ex rel. Johnson v. Reed, 219 W. Va. 289, 633 S.E.2d 234 (2006). Moreover, prohibition
will also lie where the lower tribunal is alleged to be acting in excess of its “legitimate
4 powers.” Syl. Pt. 4, in part, State ex rel. Hoover v. Berger, 199 W. Va. 12, 483 S.E.2d 12
(1996). With respect to the latter, we have held:
[i]n determining whether to entertain and issue the writ of prohibition for cases not involving an absence of jurisdiction but only where it is claimed that the lower tribunal exceeded its legitimate powers, this Court will examine five factors: (1) whether the party seeking the writ has no other adequate means, such as direct appeal, to obtain the desired relief; (2) whether the petitioner will be damaged or prejudiced in a way that is not correctable on appeal; (3) whether the lower tribunal’s order is clearly erroneous as a matter of law; (4) whether the lower tribunal’s order is an oft repeated error or manifests persistent disregard for either procedural or substantive law; and (5) whether the lower tribunal’s order raises new and important problems or issues of law of first impression. These factors are general guidelines that serve as a useful starting point for determining whether a discretionary writ of prohibition should issue. Although all five factors need not be satisfied, it is clear that the third factor, the existence of clear error as a matter of law, should be given substantial weight.
Id. We apply these standards to the parties’ arguments.
III. DISCUSSION
DHS argues that the orders encroach on the executive branch functions of
DHS in violation of the separation of powers doctrine.3 It argues further that the orders are
immaterial to the abuse and neglect proceedings in which they were issued and therefore
neither pertain to a justiciable “case or controversy” nor find statutory authorization within
3 DHS also suggests that the orders are “retaliation” for “perceived shortfalls” of DHS and that respondent has “continuously sought to control” “staffing conditions and agency operations” through the use of contempt proceedings. Respondent denies any such animus. 5 the child welfare provisions of West Virginia Code Chapter 49. Respondent counters that
the orders merely seek information from DHS and therefore do not encroach into DHS’s
powers. He argues that the “joint mandate” of DHS and the circuit courts outlined in
Chapter 49 authorizes and obligates him to discover and remedy “structural” inadequacies
causing investigatory delay in child abuse and neglect proceedings.
A. Separation of Powers
Article V, section 1 of the Constitution of West Virginia provides that “[t]he
legislative, executive and judicial departments shall be separate and distinct, so that neither
shall exercise the powers properly belonging to either of the others[.]” The separation of
powers doctrine “is not merely a suggestion; it is part of the fundamental law of our State
and, as such, it must be strictly construed and closely followed.” Syl. Pt. 1, in part, State ex
rel. Barker v. Manchin, 167 W. Va. 155, 279 S.E.2d 622 (1981). With respect to the
judiciary’s encroachment into the administrative functions of the executive branch, the
Court long ago stated that “we do not think [the Legislature] possesses the power to require
any court to act as an ‘administrative agency’; and any court which acts in such capacity
violates the plain provisions of our Constitution.” Sims v. Fisher, 125 W. Va. 512, 525, 25
S.E.2d 216, 222 (1943).
In the context of abuse and neglect proceedings specifically, this Court has
historically invoked the separation of powers to restrain lower courts from improperly
intruding into DHS operations. Nearly twenty years ago, the Court rejected, in part, a
6 circuit court’s efforts to “supervise” local CPS operations in In re Brandon H.S., 218 W.
Va. 724, 629 S.E.2d 783 (2006) (per curiam). The circuit court in In re Brandon H.S.
observed that the local CPS office was understaffed, prompting the respondent father and
guardian ad litem to file a petition for contempt against DHS for failure to “properly staff
this case and . . . the resulting delay in scheduling visitation, as well as in initiating drug-
related services.” Id. at 727, 629 S.E.2d at 786. The circuit court found DHS in contempt
of its obligations “‘in the present case[]’” and ordered CPS to implement certain staffing
directives, including geographic pay differentials, “‘to assure the “safety and guidance” of
other children in its custody and in the Eastern Panhandle of West Virginia.’” Id. at 727-
28, 629 S.E.2d at 786-87.
Notwithstanding the circuit court’s laudable concerns about the impact of
CPS staffing on child welfare, the Court found the direction to provide geographic pay
differentials a violation of the separation of powers. Id. at 730, 629 S.E.2d at 789. The
Court empathized with the circuit court’s plight of “regularly presiding over abuse and
neglect cases during a period when [DHS] staff vacancies reached crisis proportions,” but
found “the extreme nature of those facts does not justify an invasion of the executive
branch’s province to set the salaries of its employees.” Id. at 731, 629 S.E.2d at 790.4
4 We acknowledge, however, that the In re Brandon H.S. Court affirmed that aspect of the circuit court’s order “compel[ling] the Department to act to remedy the serious effects of the significant staff shortage at issue, specifically, in this case and, generally, in other abuse and neglect proceedings before that court.” Id. at 729, 629 S.E.2d at 788. The
7 More recently, this Court granted prohibition to restrain a circuit court from
ordering DHS to continue to operate a juvenile facility. See State ex rel. W. Va. Dep’t of
Hum. Servs. v. Wilmoth, No. 24-728, 2025 WL 914419 (W. Va. Mar. 25, 2025)
(memorandum decision). In Wilmoth, the circuit court unilaterally entered an
administrative order in various pending abuse and neglect actions that ordered DHS to
continue operating a juvenile facility it had planned to close, citing the court’s “authority
regarding juvenile placements.” Id. at *3. Because the circuit court’s order constituted a
“clear encroachment into executive function,” we found that the separation of powers
required us grant a writ of prohibition to ensure proper division of “the distinct
responsibilities of two branches of government as to juvenile facilities and services.” Id.
Respondent readily acknowledges that the ultimate objective in issuing the
DHS orders was to “remedy” any deficiencies the responsive information revealed. He
further acknowledges that “subsequent judicial action []based upon the compliance with
these orders[]” is subject to separation of powers scrutiny but maintains that issue is not
yet ripe because the DHS orders constitute simple information-gathering. We agree. The
Court justified the broader reach of circuit court’s order by citing to now-repealed West Virginia Code § 49-6D-2(a), which provided that the child welfare statutes were enacted “to provide for the protection of the children of this State from abuse and neglect and to provide direction to responsible state officers.” Id. at 730, 629 S.E.2d at 789. The Court reasoned that “the trial court was acting in furtherance of the legislatively recognized need to ‘provide direction to responsible state officers’ in the interest of securing the full and proper implementation of specific abuse and neglect statutes.” Id. Neither this statutory language nor any language approximating it was incorporated into the 2015 recodification of Chapter 49. 8 information production required by the DHS orders does not go so far as to exercise
“powers properly belonging to” DHS, regardless of respondent’s intended use of that
information. However, while the DHS orders present no separation of powers violation per
se, the DHS’s alternative “case or controversy” argument strikes at a related—and valid—
concern.
B. “Case or Controversy”
Although the DHS orders present no traditional separation of powers
violation, courts have correctly observed that the “case or controversy” requirement
operates in aid of the separation of powers: “The limitation on the exercise of judicial
power to the decision of justiciable controversies has been attributed to judicial adherence
to the doctrine of separation of powers.” Merkle v. Guardianship of Jacoby, 912 So. 2d
595, 600 (Fla. Dist. Ct. App. 2005); see also State ex rel. Morrison v. Sebelius, 179 P.3d
366, 382 (Kan. 2008) (“In recognizing a constitutional case-or-controversy requirement,
Kansas courts have relied solely on the separation of powers doctrine embodied in the
Kansas constitutional framework.”). In fact, this Court’s description of the separation of
powers likewise encapsulates the requirement of a “case or controversy”: “[T]he
Legislature enacts the law, the Governor and the various agencies of the executive
implement the law, and the courts interpret the law, adjudicating individual disputes
arising thereunder.” Barker, 167 W. Va. at 168, 279 S.E.2d at 631 (emphasis added). As
explained by the current Chief Justice of the United States Supreme Court, the case or
controversy requirement venerates the separation of powers in that it “ensures that the court
9 is carrying out its function of deciding a case or controversy, rather than fulfilling the
executive’s responsibility of taking care that the laws be faithfully executed.” John G.
Roberts, Jr., Article III Limits on Statutory Standing, 42 Duke L.J. 1219, 1230 (1993).5
But the DHS’s justiciable controversy argument not only better conforms to
the ostensible defect in the DHS orders, it squarely implicates the circuit court’s
jurisdiction to issue or enforce them. The Court has stated that the “constitutional
jurisdiction of circuit courts extends only to ‘cases or controversies’ that have adversarial
character.” Application of Dailey, 195 W. Va. 330, 340, 465 S.E.2d 601, 611 (1995).
Putting a finer point on this requisite “adversarial character,” we more recently explained
that “Article VIII, Section 6 of the West Virginia Constitution establishes that there must
be a justiciable case or controversy—a legal right claimed by one party and denied by
another—in order for the circuit court to have subject matter jurisdiction.” State ex rel.
5 Chief Justice Roberts explained further that
[b]y properly contenting itself with the decision of actual cases or controversies at the instance of someone suffering distinct and palpable injury, the judiciary leaves for the political branches the generalized grievances that are their responsibility under the Constitution. Far from an assault on the other branches, this is an insistence that they are supreme within their respective spheres, protected from intrusion- however welcome or invited-of the judiciary.
Id. at 1229-30. 10 Healthport Techs., LLC v. Stucky, 239 W. Va. 239, 242, 800 S.E.2d 506, 509 (2017)
(footnote omitted).
Although respondent issued the DHS orders in individual abuse and neglect
proceedings—which were obviously live, justiciable controversies—DHS argues that the
orders bore no relevance to any issues in those cases, thereby stripping the circuit court of
jurisdiction to issue or enforce them for lack of a “case or controversy.” Respondent, by
counsel, concedes that the DHS orders were not intended to address a then-existing issue
in the underlying abuse and neglect proceedings and identifies no actionable, pending
controversy to which the DHS orders pertain.6
Instead, respondent likens his issuance of the DHS orders to relief granted
by circuit courts in institutional reform litigation. In fact, he contrasts the limited
investigatory scope of the DHS orders with the more broad-sweeping directives aimed at
rectifying “systemic failures of state agencies” that this Court has previously affirmed.
Citing cases like West Virginia Department of Health & Human Resources, Bureau for
Behavioral Health & Health Facilities v. E.H., 236 W. Va. 194, 778 S.E.2d 643 (2015),
6 Despite this admission, at oral argument, respondent’s counsel suggested that the investigatory delay had potential relevancy to the findings required under West Virginia Code § 49-4-602(a) and (b) (2015) regarding “[w]hether or not the department made reasonable efforts to preserve the family and to prevent” emergency placement or removal from the home. As more fully addressed infra, while pre-petition circumstances may be material to these “reasonable efforts,” only circumstances pertaining to the specific children at issue are germane. 11 respondent contends that the DHS orders “modest[ly]” reflect the same type of judicial
supervision of “executive branch . . . reform efforts” affirmed in those cases. 7
However, these comparator cases underscore the absence of a justiciable
controversy surrounding the DHS orders. Each of the cases cited by respondent was
initiated by a party with standing, against an adverse party, and the relief awarded was
within the scope of the legal issue successfully adjudicated in the action. For example, in
E.H., a group of patients filed a mandamus action in this Court “seeking judicial
intervention for deplorable conditions” at the Mildred Mitchell-Bateman Hospital, a State-
run psychiatric hospital. Id. at 197, 778 S.E.2d at 646. The Court transferred the case to
Kanawha County where the parties entered numerous agreed orders designed to improve
7 Other cases cited by respondent arose from actions invoking the Court’s original jurisdiction, seeking the specific institutional reform at issue, and often resulted only in transfer to the lower court for fact-finding and/or development of plan to comply with statutory or constitutional requirements. See, e.g., State ex rel. Smith v. Skaff, 187 W. Va. 651, 655, 420 S.E.2d 922, 926 (1992) (prisoner’s petition for writ of habeas corpus invoked Court’s original jurisdiction and Court directed Division of Corrections to “develop a plan” in accordance with its statutory requirements); State ex rel. J.D.W. v. Harris, 173 W. Va. 690, 319 S.E.2d 815 (1984) (residents of juvenile correctional facility invoked Court’s original jurisdiction and Court transferred case to Kanawha County for factual development); Cooper v. Gwinn, 171 W. Va. 245, 298 S.E.2d 781 (1981) (same).
More recently, in State ex rel. West Virginia Department of Health & Human Resources v. Bloom, we considered the appropriate reach of a similar mandamus action seeking to compel DHS to address the “limited issues of employee staffing, retention, and training” in the local CPS office. 247 W. Va. 433, 436, 880 S.E.2d 899, 902 (2022). Importantly, however, the action was initiated by a petition for contempt filed by guardians ad litem in a specific abuse and neglect matter which the circuit court transferred and maintained in a separate mandamus action as agreed to by the parties. Id. at 441, 880 S.E.2d at 907. 12 patient conditions, in compliance with the mandatory duties of DHS’s predecessor agency,
Department of Health and Human Resources (“DHHR”). Id. at 197-98, 778 S.E.2d at 647-
48. The E.H. Court made clear that the circuit court’s requirement that DHHR comply with
its prior agreement to develop a plan to improve conditions did not constitute judicial
intrusion into the executive’s affairs:
We are compelled to find that requiring the DHHR to develop a plan for immediate implementation, which would allow it to comply with court-ordered, statutory, and regulatory obligations—obligations previously consented to by the DHHR—does not transform the DHHR’s plan into the circuit court’s plan. Neither does it violate the separation of powers doctrine.
Id. at 211, 778 S.E.2d at 660.
Similarly, in Crain v. Bordenkircher, prisoners filed consolidated petitions
for writ of habeas corpus under the Court’s original jurisdiction seeking release from
deplorable conditions at the West Virginia Penitentiary in Moundsville. 180 W. Va. 246,
246, 376 S.E.2d 140, 141 (1988), modified, 187 W. Va. 596, 420 S.E.2d 732 (1992),
modified, 191 W. Va. 583, 447 S.E.2d 275 (1994). Upon a conclusive finding that the
penitentiary conditions violated the West Virginia Constitution, we issued a rule to show
cause regarding the penitentiary’s placement into receivership and awarded mandamus
relief requiring the State to fund and construct a new facility. 180 W. Va. at 250, 376 S.E.2d
at 144. Cognizant of the State’s failure to cure the constitutionally deficient facilities, the
Crain Court emphasized that the relief afforded was not a judicial intrusion into the State’s
oversight of prison facilities, but mandated by the prisoners’ successful adjudication of
13 their constitutional claims: “We point out, however, that the action before us was not
initiated by this Court, and the parties before us are entitled to a determination of the
questions raised in their petition.” Id. at 248, 376 S.E.2d at 142.
Further, the United States Fourth Circuit Court of Appeals recently
contrasted the scope of individual abuse and neglect proceedings and the far broader reach
of institutional reform litigation. See Jonathan R. by Dixon v. Justice, 41 F.4th 316 (4th
Cir. 2022). In Jonathan R., the putative class plaintiffs sought “systematic, structural
change” in DHS practices, including overhaul of staffing and mitigation of delays—similar
to the concerns expressed by respondent. Id. at 323. DHS argued for abstention, in part,
because the putative class would “‘unduly interfere’” with the abuse and neglect processes
in West Virginia’s circuit courts, specifically statutory periodic review hearings. Id. at 328.
Distinguishing individual abuse and neglect cases from the systemic change sought by the
putative class, the Fourth Circuit emphasized that circuit courts presiding over abuse and
neglect proceedings are focused on the “immediate circumstances in front of the court” and
“adjudicate only the case-specific arguments the parties brought before the court.” Id. at
335-38. Therefore, the Court concluded that “an individual foster child is unlikely to have
standing to ask for systemic changes not tied directly to her own maltreatment.” Id. at 336.8
8 Respondent cites the following language from Jonathan R. claiming it supports his “joint mandate” argument. In generally describing our abuse and neglect construct, the Fourth Circuit summarily stated that “[DHS] maintains responsibility for planning and delivering the care, the circuit courts for supervising it.” Id. at 322. This generalization,
14 We observe that restraint from instigating and purporting to “cure” issues
where there exists no justiciable controversy is required not only of lower courts, but this
Court as well. In Harshbarger v. Gainer, the Court criticized its prior decision of In re
Dostert 9 for rulings regarding the constitutionality of the judicial retirement system that
were not implicated in what was otherwise a “pedestrian disciplinary proceeding.” 184
W. Va. 656, 658, 403 S.E.2d 399, 401 (1991). Because the Dostert court considered a
broad-sweeping constitutional issue neither raised nor adjudicated in the disciplinary
proceeding before it, the Harshbarger Court found that Dostert’s ruling on this “forged”
issue violated the justiciable controversy requirement. Id. at 659, 403 S.E.2d at 402. The
Court explained: “We had no right to raise any issues on our own initiative . . . because
there was no real issue in the case to which tangential issues might reasonably relate.” Id.
at 660, 403 S.E.2d at 403.10
however, is not fairly read to sanction a circuit court’s general supervisory role over the operations of DHS, in excess of constitutional or statutory authority. 9 174 W. Va. 258, 324 S.E.2d 402 (1984), overruled by Harshbarger v. Gainer, 184 W. Va. 656, 403 S.E.2d 399 (1991). 10 This recognition in Harshbarger pertains to the Court’s origination of issues not properly presented in the case and does not speak to the Court’s ability to sua sponte address jurisdictional issues, to consider issues raised for the first time on appeal, or to affirm judgment on alternative grounds appearing from the record. See Syl. Pt. 2, in part, James M.B. v. Carolyn M., 193 W.Va. 289, 456 S.E.2d 16 (1995) (“Where neither party to an appeal raises, briefs, or argues a jurisdictional question presented, this Court has the inherent power and duty to determine unilaterally its authority to hear a particular case.”); PITA, LLC v. Segal, 249 W. Va. 26, 40, 894 S.E.2d 379, 393 (Ct. App. 2023) (“As a general rule, however, an appellate court will not consider an issue raised for the first time on
15 As these cases demonstrate, directives issued to the executive branch must,
at a minimum, arise from a case or controversy brought to the court, litigated by adverse
parties, and be issued within the scope of the relief required by the litigants’ successful
adjudication of their claims. Here, there is no indication a party to these proceedings
raised—much less sought adjudication of or relief arising from—local CPS investigatory
delays. Nor does respondent even assert as much: he makes clear that the DHS orders were
issued based upon personal observations in docketed cases prompting him to inquire into
the staffing and efficiency of the local CPS office for the purpose of “remedy[ing]” any
deficiencies, just as he claims to have accomplished with the 2019 show cause order. The
DHS orders bear striking similarity to the “unilateral[]” administrative order that we
prohibited in Wilmoth requiring DHS to continue operating a juvenile facility, in part,
because “no person or entity requested judicial action[.]” 2025 WL 914419, at *2. As such,
we agree with DHS that the DHS orders do not derive of a justiciable controversy—
threatening the circuit court’s jurisdiction to issue or enforce them.11
appeal. Exceptions to this rule include issues involving subject matter jurisdiction, plain error, or an important constitutional question. Furthermore, an appellate court may affirm a correct decision based on any grounds supported by the record, ‘regardless of the ground, reason or theory asserted by the lower court as the basis for its judgment.’” (citations omitted) (footnotes omitted)). 11 The DHS orders likewise lack the requisite “adversarial character” we outlined in Dailey. 195 W. Va. at 340, 465 S.E.2d at 611. At best, the unilateral issuance of the DHS orders effectively places the circuit court in an adversarial posture with DHS, not based on the circumstances placed before it by the parties, but based on the court’s own anecdotal concerns, however well-founded or well-intentioned. 16 C. Statutory Authority under West Virginia Code Chapter 49
Having determined that the DHS orders do not derive of a justiciable case or
controversy, we turn to respondent’s insistence that both our statutory abuse and neglect
scheme, coupled with the “equitable and plenary powers of the circuit court,” require and
empower him to “identify, then address and if possible, eradicate” systemic issues
contributing to unacceptable delays in the institution of abuse and neglect proceedings. We
therefore examine whether respondent enjoys an alternative source of authority to
investigate the operations of DHS or require it to produce information under the auspices
of “live” abuse and neglect proceedings.
The West Virginia Constitution gives no general investigatory or supervisory
powers to circuit courts over executive departments or agencies; its only supervisory
authority is over magistrate courts. W. Va. Const. art. VIII, § 6 (“Subject to the supervisory
control of the supreme court of appeals, each circuit court shall have general supervisory
control over all magistrate courts in the circuit.”). Nor do circuit courts have general
“plenary” powers as characterized by respondent; their powers are constitutionally
prescribed and jurisdictionally limited to justiciable controversies pending before them, as
discussed above.12 See Hanson v. Bd. of Educ. of the Cnty. of Mineral, 198 W. Va. 6, 10,
12 Although he does not expressly invoke this authority, to the extent that respondent’s reference to the “plenary and equitable” powers of the circuit court refers to the court’s inherent authority, this argument similarly fails. We have recognized that “[t]rial courts have the inherent power to manage their judicial affairs that arise during proceedings in their courts[.]” Syl. Pt. 2, in part, B.F. Specialty Co. v. Charles M. Sledd
17 479 S.E.2d 305, 309 (1996) (“Although a circuit court, as a court of general jurisdiction,
has substantial power, it lacks the inherent power to consider a new cause of action within
the framework of a previous suit. Usually we applaud efforts to achieve judicial economy,
but such efforts cannot expand the power of the court to hear and determine a case. This
power is granted by the constitution, statute or common law, and the Rules of Civil
Procedure must be followed in order to activate that power.”). However, the Constitution
further provides that “[c]ircuit courts shall also have such other jurisdiction, authority or
power, original or appellate or concurrent, as may be prescribed by law.” W. Va. Const.
art. VIII, § 6.
In that regard, respondent relies heavily on the statutory role of the circuit
court that permeates the abuse and neglect scheme in West Virgina Code §§ 49-4-601
through 610 to authorize his inquiry into the child protective services administered by
DHS. He insists that these statutes do not relegate circuit courts to “passive arbiters”
Co., 197 W. Va. 463, 475 S.E.2d 555 (1996). We have also endorsed the use of a court’s inherent authority to reach outside the judiciary to acquire resources to perform judicial functions. See State ex rel. Lambert v. Stephens, 200 W. Va. 802, 811, 490 S.E.2d 891, 900 (1997) (“[C]ourts have inherent authority to require resources such as sufficient funds for operating expenses, work space, parking space, supplies, and other material items.” (footnotes omitted)). However, inherent authority does not supplant jurisdictional requirements: “A court ‘has inherent power to do all things that are reasonably necessary for the administration of justice within the scope of its jurisdiction.’ 14 Am. Juris., Courts, section 171.” Syl. Pt. 3, Shields v. Romine, 122 W. Va. 639, 13 S.E.2d 16 (1940) (emphasis added).
Moreover, each instance in which the Court has endorsed a circuit court’s use of its inherent authority is limited to managing the proceedings before it, matters within its supervisory purview, or which are necessary to perform its operational judicial functions. 18 confined to the “four corners of a[n] [abuse and neglect] petition[.]” However, respondent
directs us to no particular provision of our general child welfare laws or specific abuse and
neglect statutes authorizing the circuit court to inquire into DHS’s pre-petition
investigatory functions and we find none.
What we find instead is a well-established and carefully curated system that
delegates to the executive branch the administrative oversight of children’s care and well-
being and vests the judiciary with the authority to adjudicate deficits in or dereliction of
that care for children who are subject to pending judicial proceedings, providing the court
with jurisdiction over them. With respect to pre-petition investigation, West Virginia Code
§ 49-2-802(b) (2024) provides that “[t]he local child protective services office shall
investigate all reports of child abuse or neglect.” More specifically, subsection (c)(3)
provides that “[u]pon notification of suspected child abuse or neglect, [the local CPS office
shall] commence or cause to be commenced a thorough investigation of the report and the
child’s environment.” Id., § 49-2-802(c)(3). The preeminence of local CPS to investigate
reports of child abuse and neglect—and the confinement of the court’s role to specific
children involved in pending controversies—is reinforced in West Virginia Code § 49-2-
802(c)(6) which provides that
when any matter regarding child custody is pending, the circuit court or family court may refer allegations of child abuse and neglect to the local child protective services office for investigation of the allegations as defined by this chapter and require the local child protective services office to submit a written report of the investigation to the referring circuit court
19 or family court within the time frames set forth by the circuit court or family court.
(emphasis added); see also W. Va. R. Child Abuse and Neglect Proc. 3A(a) (“Upon
receiving a written referral from a family court pursuant to Rule 48 of the Rules of Practice
and Procedure for Family Courts, a circuit court shall forthwith cause to be entered and
served an administrative order in the name of and regarding the affected child or children
directing the Department to submit to the court an investigation report[.]”). Therefore, even
where a court becomes aware of potential child abuse or neglect during pending child
custody proceedings, this provision requires referral to CPS for investigation, just as
respondent did in one of the underlying abuse and neglect actions.
That is not to say, however, that the circuit court is entirely removed from
pre-petition inquiries—only that its role in that regard is carefully prescribed. Rule 3A
provides that where the court makes an investigatory referral arising out of a child custody
matter and DHS declines to file a petition, the circuit court may convert the referral to a
mandamus action and issue a show cause order as to why a petition should not be filed if
it disagrees with the investigatory findings. See W. Va. R. Child Abuse and Neglect
Proceedings 3A(b) (“Following review of an investigation report in which the Department
concludes that a civil petition is unnecessary, if the circuit court believes that the
information in the family court’s written referral and the Department’s investigation report,
considered together, suggest circumstances upon which the Department would have a duty
to file a civil petition, the court shall treat the written referral as a petition for a writ of
20 mandamus in the name of and regarding the affected child or children.”). However, even
under such a mandamus proceeding, the circuit court is limited to determining whether
DHS “has a nondiscretionary duty pursuant to W. Va. Code § 49-4-605 to file a petition
seeking to terminate parental rights[]” and, importantly:
If it is determined that the circumstances bring the filing decision within the Department’s discretionary authority, no such writ shall issue unless the court specifically finds aggravated circumstances, consistent with the meaning and usage of that term in W. Va. Code § 49-4-602(d)(1), and that the Department acted arbitrarily and capriciously in the exercise of its discretion.
Id. (emphasis added). Cf. In re Brandon H.S., 218 W. Va. at 731, 629 S.E.2d at 790
(distinguishing a circuit court’s proper use of authority to enforce “mandatory” obligations
of DHS from non-enforceable directives insinuating the court into DHS affairs involving
“the critical element of discretion”).
Further, as raised by respondent during oral argument, upon entry of the
initial order or at the preliminary hearing, the circuit court is required to make findings
justifying any removal of the child from the home. Upon filing a petition, the “initial order
directing custody” must contain findings as to “[w]hether or not the department made
reasonable efforts to preserve the family and prevent the placement or that the emergency
situation made those efforts unreasonable or impossible.” W. Va. Code § 49-4-
602(a)(4)(B). Similarly, the court’s order at any preliminary hearing must include
“[w]hether or not the department made reasonable efforts to preserve the family and to
prevent the child’s removal from his or her home[.]” Id., §49-4-602(b)(2). These findings
21 may require the circuit court to inquire into CPS’s pre-petition investigation and actions.
However, these inquiries are very plainly confined to the circumstances surrounding the
children involved in that case, over whom the court exercises jurisdiction. Even so, once a
petition has been filed, the existence of any pre-petition investigatory delay as to those
children cannot be cured and the proceedings give way to the adjudicatory and dispositional
inquiries designed to reunify the family or otherwise serve the children’s best interests.
None of the foregoing “relegates” or diminishes the circuit court’s
importance or role in abuse and neglect proceedings, nor undermines the correlative duties
circuit courts have with DHS’s child welfare mandate. In fact, the Court has recently
acknowledged these “intersecting obligations of the executive and the judiciary
branches[]” in abuse and neglect proceedings. In re D.H., 252 W. Va. 290, ___, 922 S.E.2d
290, 298 (2024). In In re D.H. we found that the circuit court’s requirement that DHS join
in an abuse and neglect petition did not violate the separation of powers doctrine because
both “the judiciary and the executive branch have an obligation to act in the best interests
of children.” Id. at ___, 922 S.E.2d at 298-99.
However, our language from In re D.H. did not augment the carefully
outlined statutory role of courts in abuse and neglect proceedings, enabling them to assume
ownership over the general child welfare obligations of DHS. In fact, our opinion makes
clear that the court’s joint obligation with DHS derives of the “statutory framework laying
out [these] mutual obligations[.]” Id. at 299 (emphasis added). Moreover, nothing in In re
22 D.H. purports to extend the circuit court’s procedural and substantive obligations to the
specific children named in abuse and neglect proceedings to all children within a particular
judicial circuit. Instead, our analysis rested on the “corollary obligations of the judiciary
and the executive branch to protect the best interest of the children involved in an abuse
and neglect proceeding.” Id. (emphasis added).
Tension between the State’s child welfare obligations and the courts’
responsibilities are not unique to West Virginia, but yield to the same jurisdictional and
statutory prerequisites regardless of locale. For example, the necessity of statutory
authority to require DHS to produce information is demonstrated in a similar case
considered by the Florida District Court of Appeals. See Dep’t of Child. & Fam. Servs. v.
I.C., 742 So.2d 401, 405 (Fla. Dist. Ct. App. 1999). The lower court in I.C. became
“outraged” by the temporary housing of juveniles at the Department of Children & Family
Services’ administrative offices and ordered the Department to produce an “accounting of
all of the children at the assessment center for the past week, including their names, their
diagnoses, and the length of time each had been in the system[]” and “immediately
terminate the practice of temporarily housing children” at the assessment center. Id. at 402-
03. The district court found the directive to cease housing children at the center to be a
separation of powers violation because the order “interfer[ed] with the general operations
of the agency[.]” Id. at 405. Observing that “the court has no general jurisdiction over DCF
to monitor and evaluate its functioning[] . . . [and] cannot ‘micro manage’ a facility
23 operated by DCF[,]” the district court more specifically found that “the general condition
of other children was not an issue before the court [in I.C.’s case].” Id. at 404.
However, in contrast to the instant case, the district court identified a Florida
statute empowering the lower court to “‘require any such person or agency to make
periodic reports to the court containing such information as the court in its discretion may
prescribe.’” Id. at 405 (quoting Fla. Stat. Ann. § 39.453(8)(g) (emphasis removed)). The
court found that this statute “appears to give the court a broad power to obtain information
regarding the children in its division, which would include the list of names of those held
at the assessment center[.]” Id. (emphasis added). However, to ensure the lower court
exercised its powers over only “children within its jurisdiction[,]” the district court
affirmed only that portion of the order requiring a list of juveniles assigned to the trial
court’s division, to allow the court to initiate a statutorily authorized “judicial review . . . .
in connection with . . . each individual child’s case.” Id. at 404-05 (emphasis added). We
find no such West Virginia statute authorizing respondent’s investigatory order or
justifying a circuit court’s sua sponte undertaking of a review of DHS’s state or local
operations.
Without question, the abuse and neglect provisions of Chapter 49 charge
circuit courts with ensuring the welfare of children over whom it exercises jurisdiction
arising from proceedings instituted under those statutes. And while that charge may make
circuit courts uniquely privy to recurrent, systemic inefficacies or shortcomings of the
24 agencies charged with child welfare, our Constitution does not permit courts to unilaterally
investigate and rectify those issues. “‘[Courts] do not, or should not, sally forth each day
looking for wrongs to right. We wait for cases to come to us, and when they do we normally
decide only questions presented by the parties.’” Greenlaw v. United States, 554 U. S. 237,
244 (2008) (quoting United States v. Samuels, 808 F.2d 1298, 1301 (8th Cir. 1987)
(Arnold, J., concurring)). We commend respondent’s advocacy for the welfare of the
children in his judicial circuit and his vigilance over DHS’s statutory obligations. As we
have previously expressed, the Court shares this concern about investigatory delays that
arise from inadequate CPS staffing. See Bloom, 247 W. Va. at 448, 880 S.E.2d at 914
(expressing the Court’s “deep concern regarding . . . allegations of systemic staffing issues
in CPS offices statewide[]”). However, the Constitution does not permit us to sanction such
advocacy by way of judicial investigation into perceived shortfalls of State government in
absence of an adversarial, justiciable controversy or statutory or constitutional authority to
do so.
IV. CONCLUSION
Accordingly, we conclude that respondent lacked jurisdiction to issue the
DHS orders and therefore grant the requested writs of prohibition.
Writs Granted.