FILED OCTOBER 29, 2019 In the Office of the Clerk of Court WA State Court of Appeals, Division III
IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON DIVISION THREE
STATE OF WASHINGTON, ) No. 35922-1-III ) Respondent, ) ) v. ) UNPUBLISHED OPINION ) THOMAS GERALD MARLIN, ) ) Appellant. )
LAWRENCE-BERREY, C.J. — Thomas Marlin appeals the trial court’s restitution
order. We conclude the trial court abused its discretion by applying an incorrect legal
standard and remand for the trial court to apply the correct legal standard. We also grant
Marlin’s unopposed request that the trial court strike the $200 criminal filing fee.
FACTS
On March 18, 2016, Thomas Marlin confronted Louis Dupuy over a $25 debt.
Marlin placed Dupuy in a bear hug, picked him up, and slammed him into two guard rails
on Dupuy’s porch.
Later that day, Dupuy went to a previously scheduled appointment at the Doctor’s
Clinic of Spokane to see Duncan Lahtinen, his primary care doctor. Dupuy had No. 35922-1-III State v. Marlin
preexisting medical conditions, and he saw his doctor once a month about those
conditions.
Previously scheduled March 18, 2016 visit
At the March 18 visit, Marlin complained to Dr. Lahtinen of right pelvis and right
shoulder pain, and said these pains were associated with him falling off his porch. Dr.
Lahtinen ordered x-rays of the pelvis, hip, and shoulder. From these initial x-rays, Dr.
Lahtinen could not identify any fractures.
March 21, 2016 follow-up visit
On March 21, 2016, Dupuy returned to see Dr. Lahtinen, and complained of pain
in his shoulder, chest, ribs, and severe lower back pain. At this visit, Dupuy told Dr.
Lahtinen that these injuries were actually caused by him being thrown against guard rails
on his porch.
Dr. Lahtinen ordered additional x-rays on Dupuy’s right shoulder, right rib, and his
thoracic, lumbar, and sacral spine. From the March 21 x-rays, Dr. Lahtinen identified
acute injuries.
March 23, 2016 follow-up visit
On March 23, 2016, Dupuy again returned to Dr. Lahtinen’s office, this time to
discuss the second round of x-rays. At this visit, Dr. Lahtinen ordered a computerized
2 No. 35922-1-III State v. Marlin
axial tomography (CT) scan of Dupuy’s abdomen and pelvis. Dr. Lahtinen identified
fractures in the right 12th rib, and the right L1 and right L2 transverse processes.
Monthly checkups
Dupuy continued to see Dr. Lahtinen on a monthly basis for all of his conditions,
including those caused by his March 18 injuries.
Trial and sentence
The State charged Marlin with second degree assault. A jury found Marlin guilty
of the lesser offense of fourth degree assault. The trial court sentenced Marlin to 364
days of confinement with 364 days suspended, and imposed legal financial obligations,
including a $200 criminal filing fee.
Restitution hearing
The court conducted a restitution hearing. The testimonies of Dupuy, David
Hillman, and Cindy Hamamoto bear on the issues raised on appeal.
Dupuy testified that he saw his primary care doctor once a month before his
March 18, 2016 injury, continued seeing him once a month thereafter, and will continue
in this manner until he dies.
Hillman heads the billing and coding department for the Doctor’s Clinic where Mr.
Dupuy was seen. According to Hillman, 14 office visits were “primarily related” to
3 No. 35922-1-III State v. Marlin
Marlin’s assault against Dupuy. Report of Proceedings (RP) (May 31, 2018) at 22.
Hillman testified that Dupuy paid $236.00 of out-of-pocket expenses for those 14 visits,
and Medicare paid $784.79 for those 14 visits. Hillman also testified that the x-rays and
CT scan charges during Dupuy’s March and May 2016 office visits totaled $157.00.
Hamamoto is a victim’s advocate employed by the Spokane County Prosecutors
Office. Hamamoto testified that at the time of the hearing, no insurance company or state
agency had asserted claims seeking restitution in this case. She answered that it was not
uncommon to receive claims from parties long after the incident. In fact, as late as two
years after Dupuy’s injuries, Medicare e-mailed Hamamoto that nothing had been paid
out relative to those injuries, and it had made no claims.
The State argued that it had established a sufficient causal link between the
criminal assault and the 14 office visits for which it was seeking restitution. Marlin
responded that the State had established a sufficient causal link for only 2 of the 14 office
visits. Marlin noted that Dupuy saw his doctor once a month both before and after his
March 18 injuries, and argued only the March 21 and March 23 visits were in addition to
his regular visits.
Ruling in the State’s favor, the trial court stated:
4 No. 35922-1-III State v. Marlin
So I’m finding that the State did meet its burden by a preponderance of substantial credible evidence that showed that the expenses that they’re seeking, with Mr. Hillman’s testimony about the 14 visits being associated with the injuries sustained on the March 18th, ’16, porch incident, that they were related.
RP (June 1, 2018) at 57 (emphasis added).
The trial court later entered the following written finding:
[T]he State has proven by a preponderance of the evidence that the requested restitution in this matter is based on the victim’s injuries and actual expenses incurred for treatment of those injuries. The trial court previously made a finding that there is a casual [sic] link between the assault in this case and the injuries suffered by the victim Louis Dupuy. The court’s oral ruling is incorporated by reference.
Clerk’s Papers (CP) at 202-03 (emphasis added).
The restitution order required Marlin to pay the following:
Louis Dupuy (out of pocket): $236.00 Inland Imaging: $157.00 (payable to Louis Dupuy) Medicare of Washington: $784.79
CP at 203.
Marlin timely appealed to this court.
ANALYSIS
Marlin argues the trial court abused its discretion by applying an incorrect
causation standard. He also argues the trial court abused its discretion by compensating
Medicare when there was insufficient evidence it would ever claim a loss.
5 No. 35922-1-III State v. Marlin
A. RESTITUTION ORDER
Standard of review
We review an order of restitution for an abuse of discretion. State v. Enstone, 137
Wn.2d 675, 679, 974 P.2d 828 (1999). A trial court abuses its discretion when its
decision is “‘manifestly unreasonable, or exercised on untenable grounds, or for
untenable reasons.’” State v. McCormick, 166 Wn.2d 689, 706, 213 P.3d 32 (2009)
(quoting State ex rel. Carroll v. Junker, 79 Wn.2d 12, 26, 482 P.2d 775 (1971)). A trial
court’s application of an incorrect legal analysis or other error of law can constitute an
abuse of discretion. State v. Tobin, 161 Wn.2d 517, 523, 166 P.3d 1167 (2007).
1. The required causal relationship: “But for” test
A court may order a defendant convicted of a misdemeanor to pay restitution
whenever the crime committed caused a financial loss to another.
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FILED OCTOBER 29, 2019 In the Office of the Clerk of Court WA State Court of Appeals, Division III
IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON DIVISION THREE
STATE OF WASHINGTON, ) No. 35922-1-III ) Respondent, ) ) v. ) UNPUBLISHED OPINION ) THOMAS GERALD MARLIN, ) ) Appellant. )
LAWRENCE-BERREY, C.J. — Thomas Marlin appeals the trial court’s restitution
order. We conclude the trial court abused its discretion by applying an incorrect legal
standard and remand for the trial court to apply the correct legal standard. We also grant
Marlin’s unopposed request that the trial court strike the $200 criminal filing fee.
FACTS
On March 18, 2016, Thomas Marlin confronted Louis Dupuy over a $25 debt.
Marlin placed Dupuy in a bear hug, picked him up, and slammed him into two guard rails
on Dupuy’s porch.
Later that day, Dupuy went to a previously scheduled appointment at the Doctor’s
Clinic of Spokane to see Duncan Lahtinen, his primary care doctor. Dupuy had No. 35922-1-III State v. Marlin
preexisting medical conditions, and he saw his doctor once a month about those
conditions.
Previously scheduled March 18, 2016 visit
At the March 18 visit, Marlin complained to Dr. Lahtinen of right pelvis and right
shoulder pain, and said these pains were associated with him falling off his porch. Dr.
Lahtinen ordered x-rays of the pelvis, hip, and shoulder. From these initial x-rays, Dr.
Lahtinen could not identify any fractures.
March 21, 2016 follow-up visit
On March 21, 2016, Dupuy returned to see Dr. Lahtinen, and complained of pain
in his shoulder, chest, ribs, and severe lower back pain. At this visit, Dupuy told Dr.
Lahtinen that these injuries were actually caused by him being thrown against guard rails
on his porch.
Dr. Lahtinen ordered additional x-rays on Dupuy’s right shoulder, right rib, and his
thoracic, lumbar, and sacral spine. From the March 21 x-rays, Dr. Lahtinen identified
acute injuries.
March 23, 2016 follow-up visit
On March 23, 2016, Dupuy again returned to Dr. Lahtinen’s office, this time to
discuss the second round of x-rays. At this visit, Dr. Lahtinen ordered a computerized
2 No. 35922-1-III State v. Marlin
axial tomography (CT) scan of Dupuy’s abdomen and pelvis. Dr. Lahtinen identified
fractures in the right 12th rib, and the right L1 and right L2 transverse processes.
Monthly checkups
Dupuy continued to see Dr. Lahtinen on a monthly basis for all of his conditions,
including those caused by his March 18 injuries.
Trial and sentence
The State charged Marlin with second degree assault. A jury found Marlin guilty
of the lesser offense of fourth degree assault. The trial court sentenced Marlin to 364
days of confinement with 364 days suspended, and imposed legal financial obligations,
including a $200 criminal filing fee.
Restitution hearing
The court conducted a restitution hearing. The testimonies of Dupuy, David
Hillman, and Cindy Hamamoto bear on the issues raised on appeal.
Dupuy testified that he saw his primary care doctor once a month before his
March 18, 2016 injury, continued seeing him once a month thereafter, and will continue
in this manner until he dies.
Hillman heads the billing and coding department for the Doctor’s Clinic where Mr.
Dupuy was seen. According to Hillman, 14 office visits were “primarily related” to
3 No. 35922-1-III State v. Marlin
Marlin’s assault against Dupuy. Report of Proceedings (RP) (May 31, 2018) at 22.
Hillman testified that Dupuy paid $236.00 of out-of-pocket expenses for those 14 visits,
and Medicare paid $784.79 for those 14 visits. Hillman also testified that the x-rays and
CT scan charges during Dupuy’s March and May 2016 office visits totaled $157.00.
Hamamoto is a victim’s advocate employed by the Spokane County Prosecutors
Office. Hamamoto testified that at the time of the hearing, no insurance company or state
agency had asserted claims seeking restitution in this case. She answered that it was not
uncommon to receive claims from parties long after the incident. In fact, as late as two
years after Dupuy’s injuries, Medicare e-mailed Hamamoto that nothing had been paid
out relative to those injuries, and it had made no claims.
The State argued that it had established a sufficient causal link between the
criminal assault and the 14 office visits for which it was seeking restitution. Marlin
responded that the State had established a sufficient causal link for only 2 of the 14 office
visits. Marlin noted that Dupuy saw his doctor once a month both before and after his
March 18 injuries, and argued only the March 21 and March 23 visits were in addition to
his regular visits.
Ruling in the State’s favor, the trial court stated:
4 No. 35922-1-III State v. Marlin
So I’m finding that the State did meet its burden by a preponderance of substantial credible evidence that showed that the expenses that they’re seeking, with Mr. Hillman’s testimony about the 14 visits being associated with the injuries sustained on the March 18th, ’16, porch incident, that they were related.
RP (June 1, 2018) at 57 (emphasis added).
The trial court later entered the following written finding:
[T]he State has proven by a preponderance of the evidence that the requested restitution in this matter is based on the victim’s injuries and actual expenses incurred for treatment of those injuries. The trial court previously made a finding that there is a casual [sic] link between the assault in this case and the injuries suffered by the victim Louis Dupuy. The court’s oral ruling is incorporated by reference.
Clerk’s Papers (CP) at 202-03 (emphasis added).
The restitution order required Marlin to pay the following:
Louis Dupuy (out of pocket): $236.00 Inland Imaging: $157.00 (payable to Louis Dupuy) Medicare of Washington: $784.79
CP at 203.
Marlin timely appealed to this court.
ANALYSIS
Marlin argues the trial court abused its discretion by applying an incorrect
causation standard. He also argues the trial court abused its discretion by compensating
Medicare when there was insufficient evidence it would ever claim a loss.
5 No. 35922-1-III State v. Marlin
A. RESTITUTION ORDER
Standard of review
We review an order of restitution for an abuse of discretion. State v. Enstone, 137
Wn.2d 675, 679, 974 P.2d 828 (1999). A trial court abuses its discretion when its
decision is “‘manifestly unreasonable, or exercised on untenable grounds, or for
untenable reasons.’” State v. McCormick, 166 Wn.2d 689, 706, 213 P.3d 32 (2009)
(quoting State ex rel. Carroll v. Junker, 79 Wn.2d 12, 26, 482 P.2d 775 (1971)). A trial
court’s application of an incorrect legal analysis or other error of law can constitute an
abuse of discretion. State v. Tobin, 161 Wn.2d 517, 523, 166 P.3d 1167 (2007).
1. The required causal relationship: “But for” test
A court may order a defendant convicted of a misdemeanor to pay restitution
whenever the crime committed caused a financial loss to another. RCW 9.92.060(2);
RCW 9.95.210(2); RCW 9A.20.030(1); see also State v. Thomas, 138 Wn. App. 78, 81-
82, 155 P.3d 998 (2007). Absent agreement by a convicted defendant as to the amount of
a restitution obligation, the State must prove the amount by a preponderance of the
evidence. State v. Griffith, 164 Wn.2d 960, 965, 195 P.3d 506 (2008). Although the
claimed loss “‘need not be established with specific accuracy,’” it still must be supported
6 No. 35922-1-III State v. Marlin
by “‘substantial credible evidence.’” Id. (quoting State v. Fleming, 75 Wn. App. 270,
274-75, 877 P.2d 243 (1994)).
Restitution is allowed only for losses that are causally connected to the crime
committed by the defendant. Id.; Tobin, 161 Wn.2d at 524. “Losses are causally
connected if, but for the charged crime, the victim would not have incurred the loss.”
Griffith, 164 Wn.2d at 966; see also Tobin, 161 Wn.2d at 524; State v. Cawyer, 182 Wn.
App. 610, 617, 330 P.3d 219 (2014); State v. Harris, 181 Wn. App. 969, 974, 327 P.3d
1276 (2014); State v. Acevedo, 159 Wn. App. 221, 230, 248 P.3d 526 (2010).
Here, the trial court applied the incorrect legal standard. The trial court merely
found there was “a casual [sic] link” between the assault and Dupuy’s losses. CP at 203.1
This is not the correct legal standard. The trial court was required to find which losses
would not have been sustained “but for” Marlin’s assault. Because the trial court applied
the incorrect legal standard, it abused its discretion. We remand for the trial court to
review the evidence presented and award restitution for only those losses sustained “but
for” Marlin’s assault.
1 We note that the trial court’s written finding referred back to its oral ruling. In that ruling, the trial court found that the restitution amounts were “associated with” DuPuy’s injuries. RP (June 1, 2018) at 57. At most, the State presented evidence that the restitution amounts were “primarily related” to Dupuy’s injuries. RP (May 31, 2018) at 22.
7 No. 35922-1-III State v. Marlin
2. Sufficiency of evidence that Medicare sustained a loss
Marlin argues that Medicare has not asserted any loss, even two years after
Dupuy’s injuries, and a potential future claim of loss by Medicare is speculative. Perhaps
so, but we disagree with the premise of Marlin’s argument.
Marlin’s obligation to pay restitution to Medicare is based on his assault
of Dupuy causing Medicare a financial loss. See RCW 9.92.060(2); RCW 9.95.210(2);
RCW 9A.20.030(1). There is no statutory requirement that Medicare make a claim.
Whether and to what extent Medicare has sustained a compensable loss depends on the
State presenting evidence which meets the “but for” causation test. For instance, if the
trial court finds that the March 21 and March 23 visits would not have occurred “but for”
the March 18 assault, the trial court can assess restitution in favor of Medicare for its
payments for those two visits.
B. $200 CRIMINAL FILING FEE
Marlin contends that the court improperly imposed the $200 criminal filing fee
because he is indigent. RCW 36.18.020(2)(h) provides that the $200 criminal
filing fee “shall not be imposed on a defendant who is indigent as defined in
RCW 10.101.010(3)(a) through (c).” The State concedes that the trial court should not
have imposed the $200 criminal filing fee. We accept the State’s concession. We
8 No. 35922-1-111 State v. Marlin
instruct the trial court to strike the $200 criminal filing fee from the judgment and
sentence.
Reversed and remanded.
A majority of the panel has determined this opinion will not be printed in the
Washington Appellate Reports, but it will be filed for public record pursuant to
RCW 2.06.040.
l,h. «,.. (.( _ g""' Lawrence-Be~ey, C.J. ~ t t WE CONCUR:
Siddoway, J.