IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON
STATE OF WASHINGTON, No. 86464-5-I Respondent, DIVISION ONE v. UNPUBLISHED OPINION N.E.M.,
Appellant.
COBURN, J. — N.E.M. appeals the trial court’s order denying his motion to vacate
and seal his juvenile convictions. N.E.M. contends that the trial court erred when it
determined that it did not have discretion to vacate and seal his juvenile records
pursuant to RCW 13.50.260(4)(a). As instructed by the Washington Supreme Court’s
decision in State v. Garza, 200 Wn.2d 449, 518 P.3d 1029 (2022), we affirm.
FACTS
In 1996 N.E.M. was convicted in juvenile court for assault in the third degree,
kidnapping in the second degree, and rape in the second degree. After having
successfully petitioned the court to relieve him of his duty to register as a kidnapping
offender the previous year, in 2024 N.E.M. moved to vacate and seal his juvenile
convictions under RCW 13.50.260(3). N.E.M. made his request even though his
conviction of rape in the second degree prevented him from meeting the requirements
for mandatory sealing pursuant to RCW 13.50.260(4)(a)(v). The trial court denied the 86464-5-I/2
motion. The court ruled that because N.E.M. did not qualify for sealing under RCW
13.50.260(4)(a)(v), the court did not have discretion to vacate and seal his juvenile
records. N.E.M. appeals.
DISCUSSION
This appeal involves the relationship between two provisions of RCW 13.50.260,
the statute governing the vacatur and sealing of juvenile offender’s court records.
Subsection (3) states:
If a juvenile court record has not already been sealed pursuant to this section, in any case in which information has been filed pursuant to RCW 13.40.100 or a complaint has been filed with the prosecutor and referred for diversion pursuant to RCW 13.40.070, the person who is the subject of the information or complaint may file a motion with the court to have the court vacate its order and findings, if any; resolve the status of any debts owing; and, subject to RCW 13.50.050(13), order the sealing of the official juvenile court record, the social file, and records of the court and of any other agency in the case, with the exception of identifying information under RCW 13.50.050(13).
The relevant portion of subsection (4) states:
The court shall grant any motion to seal records for class A offenses made pursuant to subsection (3) of this section if: (i) Since the last date of release from confinement, including full- time residential treatment, if any, or entry of disposition, the person has spent five consecutive years in the community without committing any offense or crime that subsequently results in an adjudication or conviction; (ii) No proceeding is pending against the moving party seeking the conviction of a juvenile offense or a criminal offense; (iii) No proceeding is pending seeking the formation of a diversion agreement with that person; (iv) The person is no longer required to register as a sex offender under RCW 9A.44.130 or has been relieved of the duty to register under RCW 9A.44.143 if the person was convicted of a sex offense; (v) The person has not been convicted of rape in the first degree, rape in the second degree, or indecent liberties that was actually committed with forcible compulsion; and (vi) The person has paid the full amount of restitution owing to the individual victim named in the restitution order, excluding restitution owed to any public or private entity providing insurance coverage or health care
2 86464-5-I/3
coverage.
RCW 13.50.260(4)(a) (emphasis added).
N.E.M. avers that meeting the conditions listed in RCW 13.50.260(4)(a)
mandates sealing but does not otherwise limit a court’s discretion to consider and grant
a juvenile offender’s motion to vacate and seal his juvenile records where the sealing
conditions are not met. Because we are bound by express authority from the state
supreme court, we are compelled to disagree.
We review questions of statutory interpretation de novo. State v. Haggard, 195
Wn.2d 544, 547, 461 P.3d 1159 (2020). The court must interpret statutes to “best fulfill[]
the legislative purpose and intent.” Id. at 547-48. Where the statute’s meaning is plain
on its face, the court must give effect to the plain meaning “as an expression of
legislative intent.” Dep’t of Ecology v. Campbell & Gwinn, LLC, 146 Wn.2d 1, 9-10, 43
P.3d 4 (2002). However, when a statute is ambiguous, the court may discern legislative
intent from the statutory construction, legislative history, and relevant case law.
Jametsky v. Olsen, 179 Wn.2d 756, 762, 317 P.3d 1003 (2014). We are bound by our
state Supreme Court’s interpretation of a statute and conclusions of law. Yuchasz v.
Dep’t of Lab. & Indus., 183 Wn. App. 879, 888, 335 P.3d 998 (2014); State v. Gore, 101
Wn.2d 481, 487, 681 P.2d 227 (1984).
The Juvenile Justice Act, chapter 13.40 RCW, has “the dual purpose of holding
juveniles accountable and fostering rehabilitation for reintegration into society.” State v.
S.J.C., 183 Wn.2d 408, 421, 352 P.3d 749 (2015); RCW 13.40.010(2). The weighing of
these competing interests led to the legislature’s separate treatment of juvenile court
records and conclusion that they deserve more confidentiality than other types of court
3 86464-5-I/4
records. S.J.C., 183 Wn.2d at 421. “The legislature designed [a] mechanism for sealing
juvenile court records specifically so that juvenile offenders can overcome prejudice and
reintegrate into society.” State v. Cofield, 1 Wn. App. 2d 49, 53, 403 P.3d 943 (2017)
(citing LAWS OF 1977, 1st Ex. Sess., ch. 291, § 12). Further contributing to this purpose
is RCW 13.50.260(3)’s authorization for a juvenile court’s orders and findings to be
vacated.
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IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON
STATE OF WASHINGTON, No. 86464-5-I Respondent, DIVISION ONE v. UNPUBLISHED OPINION N.E.M.,
Appellant.
COBURN, J. — N.E.M. appeals the trial court’s order denying his motion to vacate
and seal his juvenile convictions. N.E.M. contends that the trial court erred when it
determined that it did not have discretion to vacate and seal his juvenile records
pursuant to RCW 13.50.260(4)(a). As instructed by the Washington Supreme Court’s
decision in State v. Garza, 200 Wn.2d 449, 518 P.3d 1029 (2022), we affirm.
FACTS
In 1996 N.E.M. was convicted in juvenile court for assault in the third degree,
kidnapping in the second degree, and rape in the second degree. After having
successfully petitioned the court to relieve him of his duty to register as a kidnapping
offender the previous year, in 2024 N.E.M. moved to vacate and seal his juvenile
convictions under RCW 13.50.260(3). N.E.M. made his request even though his
conviction of rape in the second degree prevented him from meeting the requirements
for mandatory sealing pursuant to RCW 13.50.260(4)(a)(v). The trial court denied the 86464-5-I/2
motion. The court ruled that because N.E.M. did not qualify for sealing under RCW
13.50.260(4)(a)(v), the court did not have discretion to vacate and seal his juvenile
records. N.E.M. appeals.
DISCUSSION
This appeal involves the relationship between two provisions of RCW 13.50.260,
the statute governing the vacatur and sealing of juvenile offender’s court records.
Subsection (3) states:
If a juvenile court record has not already been sealed pursuant to this section, in any case in which information has been filed pursuant to RCW 13.40.100 or a complaint has been filed with the prosecutor and referred for diversion pursuant to RCW 13.40.070, the person who is the subject of the information or complaint may file a motion with the court to have the court vacate its order and findings, if any; resolve the status of any debts owing; and, subject to RCW 13.50.050(13), order the sealing of the official juvenile court record, the social file, and records of the court and of any other agency in the case, with the exception of identifying information under RCW 13.50.050(13).
The relevant portion of subsection (4) states:
The court shall grant any motion to seal records for class A offenses made pursuant to subsection (3) of this section if: (i) Since the last date of release from confinement, including full- time residential treatment, if any, or entry of disposition, the person has spent five consecutive years in the community without committing any offense or crime that subsequently results in an adjudication or conviction; (ii) No proceeding is pending against the moving party seeking the conviction of a juvenile offense or a criminal offense; (iii) No proceeding is pending seeking the formation of a diversion agreement with that person; (iv) The person is no longer required to register as a sex offender under RCW 9A.44.130 or has been relieved of the duty to register under RCW 9A.44.143 if the person was convicted of a sex offense; (v) The person has not been convicted of rape in the first degree, rape in the second degree, or indecent liberties that was actually committed with forcible compulsion; and (vi) The person has paid the full amount of restitution owing to the individual victim named in the restitution order, excluding restitution owed to any public or private entity providing insurance coverage or health care
2 86464-5-I/3
coverage.
RCW 13.50.260(4)(a) (emphasis added).
N.E.M. avers that meeting the conditions listed in RCW 13.50.260(4)(a)
mandates sealing but does not otherwise limit a court’s discretion to consider and grant
a juvenile offender’s motion to vacate and seal his juvenile records where the sealing
conditions are not met. Because we are bound by express authority from the state
supreme court, we are compelled to disagree.
We review questions of statutory interpretation de novo. State v. Haggard, 195
Wn.2d 544, 547, 461 P.3d 1159 (2020). The court must interpret statutes to “best fulfill[]
the legislative purpose and intent.” Id. at 547-48. Where the statute’s meaning is plain
on its face, the court must give effect to the plain meaning “as an expression of
legislative intent.” Dep’t of Ecology v. Campbell & Gwinn, LLC, 146 Wn.2d 1, 9-10, 43
P.3d 4 (2002). However, when a statute is ambiguous, the court may discern legislative
intent from the statutory construction, legislative history, and relevant case law.
Jametsky v. Olsen, 179 Wn.2d 756, 762, 317 P.3d 1003 (2014). We are bound by our
state Supreme Court’s interpretation of a statute and conclusions of law. Yuchasz v.
Dep’t of Lab. & Indus., 183 Wn. App. 879, 888, 335 P.3d 998 (2014); State v. Gore, 101
Wn.2d 481, 487, 681 P.2d 227 (1984).
The Juvenile Justice Act, chapter 13.40 RCW, has “the dual purpose of holding
juveniles accountable and fostering rehabilitation for reintegration into society.” State v.
S.J.C., 183 Wn.2d 408, 421, 352 P.3d 749 (2015); RCW 13.40.010(2). The weighing of
these competing interests led to the legislature’s separate treatment of juvenile court
records and conclusion that they deserve more confidentiality than other types of court
3 86464-5-I/4
records. S.J.C., 183 Wn.2d at 421. “The legislature designed [a] mechanism for sealing
juvenile court records specifically so that juvenile offenders can overcome prejudice and
reintegrate into society.” State v. Cofield, 1 Wn. App. 2d 49, 53, 403 P.3d 943 (2017)
(citing LAWS OF 1977, 1st Ex. Sess., ch. 291, § 12). Further contributing to this purpose
is RCW 13.50.260(3)’s authorization for a juvenile court’s orders and findings to be
vacated. Garza, 200 Wn.2d at 460.
In Garza, the Washington Supreme Court interpreted RCW 13.50.260(3) as part
of its determination that juvenile adjudication judgments may be vacated and sealed
under the plain language of the provision. 1 Id. at 451-52, 454-60. As part of its analysis,
the court considered the State’s claim that RCW 13.50.260(3) “[could] not include
juvenile adjudications because it would create the absurd result of making it easier for
juveniles to vacate an adjudication than to seal one.” Id. at 457. The court observed that
the state’s argument ignored the statutory language. Id. The court held that RCW
13.50.260(3) applies to motions to vacate and seal, not motions to only vacate juvenile
court records. Id. at 457-58. Put differently, “the language of RCW 13.50.260(3)
demonstrates that the legislature intended movants to file a motion to vacate and seal,
not just a motion to vacate or a motion to seal.” Id. at 460 (some emphasis added).
The Garza court instructed that “before a trial court grants a motion to vacate and
seal under RCW 13.50.260(3), it must confirm that the movant meets the criteria to
seal.” Id. (emphasis added). 2 Thus, to prevail on a motion to vacate and seal under
1 RCW 13.50.260 was amended after Garza, but the relevant language of the statute has not been changed. Compare former RCW 13.50.260(3)-(4) (2020) with current RCW 13.50.260(3)-(4) (2023). 2 The court clarified that though a juvenile offender is required to satisfy the sealing requirements in RCW 13.50.260(4) to be eligible for their records to be sealed and vacated, a 4 86464-5-I/5
RCW 13.50.260(3), a juvenile offender “must still meet the sealing requirements
enumerated in RCW 13.50.260(4)(a), (b), and (c).” Id. at 458. 3 Therefore, under Garza,
the trial court in the instant case did not err by determining it did not have discretion to
consider N.E.M.’s motion to vacate and seal his juvenile records because N.E.M. has a
conviction for rape in the second degree, contrary to the requirement listed in RCW
13.50.260(4)(a)(v).
We note that N.E.M.’s plain language interpretation of RCW 13.50.260(4) is
reasonable. That is, though the provision expressly identifies when a court must grant a
motion to seal, the provision and the statute as a whole are otherwise silent regarding
restricting the court’s authority. Under N.E.M.’s interpretation, other than when RCW
13.50.260(4) is met or when records are sealed administratively under RCW
13.50.260(1)-(2), the court can consider each individual’s circumstance and exercise its
discretion as to whether sealing and/or vacatur is warranted. Nevertheless, we are
bound to follow Supreme Court precedent. 1000 Virginia Ltd. Partnership v. Vertecs
trial court may nonetheless exercise discretion to determine whether the extraordinary relief of vacatur should be granted. Garza, 200 Wn.2d at 460-61. 3 Because the Garza court interpreted RCW 13.50.260(3) and .260(4) to address the state’s argument that .260(3) only applies to motions to vacate, 200 Wn.2d at 457-58, we disagree with N.E.M. that this language is dicta. Johnson v. Wash. State Liquor & Cannabis Bd., 197 Wn.2d 605, 618, 486 P.3d 125 (2021) (“‘Statements in a case that do not relate to an issue before the court and are unnecessary to decide the case constitute obiter dictum, and need not be followed.’” (internal quotation marks omitted) (quoting In re Pers. Restraint of Domingo, 155 Wn.2d 356, 366, 119 P.3d 816 (2005))). 5 86464-5-I/6
Corp., 158 Wn.2d 566, 578, 146 P.3d 423 (2006); Gore, 101 Wn.2d at 487. 4
We affirm.
WE CONCUR:
4 For this reason, we also decline N.E.M.’s invitation to follow our sister division’s holding in State v. Ogle that pre-dates Garza. See No. 50492-8-II, slip op. at 3-4 (Wash. Ct. App. Apr. 10, 2018) (unpublished), https://www.courts.wa.gov/opinions/pdf/D2%2050492-8- II%20Unpublished%20Opinion.pdf; see also GR 14.1(a) (“Unpublished opinions of the Court of Appeals have no precedential value and are not binding on any court.”). 6